Northpointe Bancshares Form 144 planned stock resale

Northpointe Bancshares, Inc. (NPB) has a notice of proposed sale of restricted or control securities under Form 144.

Accepted by SEC EDGAR 08/03/2026 - 05:17 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Northpointe Bancshares, Inc. (NPB) has a notice of proposed sale of restricted or control securities under Form 144. The filing covers up to 2,995 shares of common stock, with an indicated value of $52,691.63, to be sold through Northern Trust Securities, Inc. on the NYSE on or after August 3, 2026. The transaction is described as a private resale of control securities by the estate of a former control person, associated with the David S. Hooker estate and related trusts.

The disclosure also lists sales of Northpointe Bancshares common stock during the prior three months by the David S. Hooker Trust and the Tanis S. Hooker Irrevocable Discretionary Trust, including individual transactions such as 7,000 shares for $124,741.40 on May 1, 2026 and 7,000 shares for $135,074.80 on July 1, 2026.

Key Figures

Shares proposed for sale: 2,995 shares Indicated value of shares: $52,691.63 Planned sale date: 08/03/2026 +3 more

6 metrics

Shares proposed for sale 2,995 shares Common stock covered by the Form 144 resale notice

Indicated value of shares $52,691.63 Value associated with the 2,995 shares to be sold

Planned sale date 08/03/2026 Date on or after which the Form 144 sale may occur

Prior sale May 1, 2026 7,000 shares; $124,741.40 Sale by David S. Hooker Trust of Northpointe Bancshares common stock

Prior sale July 1, 2026 7,000 shares; $135,074.80 Sale by David S. Hooker Trust of Northpointe Bancshares common stock

Smaller trust sale July 1, 2026 500 shares; $9,648.05 Sale by Tanis S. Hooker Irrevocable Discretionary Trust

Key Terms

Form 144, control securities, private resale, estate of former control person

4 terms

Form 144 regulatory

"notice of proposed sale of restricted or control securities under Form 144"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

control securities regulatory

"Private resale of control securities by estate of former control person"

private resale financial

"Private resale of control securities by estate of former control person"

estate of former control person regulatory

"Private resale of control securities by estate of former control person"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What is Northpointe Bancshares (NPB) disclosing in this Form 144 filing?

The filing discloses a proposed sale of 2,995 shares of Northpointe Bancshares common stock, valued at $52,691.63, by the estate of a former control person through Northern Trust Securities on or after August 3, 2026.

How many Northpointe Bancshares (NPB) shares are covered by this planned Form 144 sale?

The Form 144 covers a planned sale of 2,995 common shares of Northpointe Bancshares. These shares are treated as control securities associated with the estate of a former control person and are intended to be sold on the NYSE.

What is the stated value of the Northpointe Bancshares (NPB) shares to be sold?

The shares to be sold under this Form 144 have an indicated value of $52,691.63. This value relates to the 2,995 common shares proposed for resale by the estate of a former control person through Northern Trust Securities.

Who is involved in the Form 144 sale for Northpointe Bancshares (NPB)?

The planned sale involves the estate of former control person David S. Hooker, with securities to be sold through Northern Trust Securities, Inc.. Related entities include the David S. Hooker Trust and the Tanis S. Hooker Irrevocable Discretionary Trust.

What prior Northpointe Bancshares (NPB) sales are reported for the past three months?

Reported prior sales include multiple transactions by the Hooker-related trusts, such as 7,000 shares sold for $124,741.40 on May 1, 2026 and 7,000 shares sold for $135,074.80 on July 1, 2026, plus several smaller trades in May and June 2026.

Where will the Form 144 Northpointe Bancshares (NPB) shares be sold?

The 2,995 Northpointe Bancshares common shares are intended to be sold on the New York Stock Exchange (NYSE) through Northern Trust Securities, Inc., as specified in the Form 144 disclosure.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0002057486
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	NORTHPOINTE BANCSHARES INC
SEC File Number	001-42517
Address of Issuer	3333 DEPOSIT DRIVE NE GRAND RAPIDS MICHIGAN 49546
Phone	616-974-8491
Name of Person for Whose Account the Securities are To Be Sold	Hooker David Stevens
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Northern Trust Securities, Inc. 50 S LaSalle Street Chicago IL 60603	2995	52691.63	34581842	08/03/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	09/21/2017	Private resale of control securities by estate of former control person	David S. Hooker			2995	09/21/2017	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
DAVID S HOOKER TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC.	05/01/2026	7000	124741.40
TANIS S HOOKER IRRE DISCRETIONARY TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC.	05/01/2026	500	8910.10
TANIS S HOOKER IRRE DISCRETIONARY TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC.	06/02/2026	275	4813.90
DAVID S HOOKER TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC.	06/02/2026	3850	67393.48
DAVID S HOOKER TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC.	06/05/2026	234	4100.71
TANIS S HOOKER IRRE DISCRETIONARY TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC.	06/05/2026	17	297.93
DAVID S HOOKER TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC	06/08/2026	722	12649.15
TANIS S HOOKER IRRE DISCRETIONARY TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC	06/08/2026	51	893.51
DAVID S HOOKER TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC	06/09/2026	2194	38831.61
TANIS S HOOKER IRRE DISCRETIONARY TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC	06/09/2026	157	2778.71
DAVID S HOOKER TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC	07/01/2026	7000	135074.80
TANIS S HOOKER IRRE DISCRETIONARY TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC	07/01/2026	500	9648.05

144: Remarks and Signature

Remarks
Date of Notice	08/03/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	01/26/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ David S. Hooker
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)