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  4. [144] NORTHPOINTE BANCSHARES INC SEC Filing

Northpointe Bancshares (NPB) estate plans Form 144 resale of control shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

Northpointe Bancshares, Inc. (NPB) has a notice of proposed sale of restricted or control securities under Form 144. The filing covers up to 2,995 shares of common stock, with an indicated value of $52,691.63, to be sold through Northern Trust Securities, Inc. on the NYSE on or after August 3, 2026. The transaction is described as a private resale of control securities by the estate of a former control person, associated with the David S. Hooker estate and related trusts.

The disclosure also lists sales of Northpointe Bancshares common stock during the prior three months by the David S. Hooker Trust and the Tanis S. Hooker Irrevocable Discretionary Trust, including individual transactions such as 7,000 shares for $124,741.40 on May 1, 2026 and 7,000 shares for $135,074.80 on July 1, 2026.

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Shares proposed for sale 2,995 shares Common stock covered by the Form 144 resale notice
Indicated value of shares $52,691.63 Value associated with the 2,995 shares to be sold
Planned sale date 08/03/2026 Date on or after which the Form 144 sale may occur
Prior sale May 1, 2026 7,000 shares; $124,741.40 Sale by David S. Hooker Trust of Northpointe Bancshares common stock
Prior sale July 1, 2026 7,000 shares; $135,074.80 Sale by David S. Hooker Trust of Northpointe Bancshares common stock
Smaller trust sale July 1, 2026 500 shares; $9,648.05 Sale by Tanis S. Hooker Irrevocable Discretionary Trust
Form 144 regulatory
"notice of proposed sale of restricted or control securities under Form 144"
Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.
control securities regulatory
"Private resale of control securities by estate of former control person"
private resale financial
"Private resale of control securities by estate of former control person"
estate of former control person regulatory
"Private resale of control securities by estate of former control person"

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FAQ

What is Northpointe Bancshares (NPB) disclosing in this Form 144 filing?
The filing discloses a proposed sale of 2,995 shares of Northpointe Bancshares common stock, valued at $52,691.63, by the estate of a former control person through Northern Trust Securities on or after August 3, 2026.

How many Northpointe Bancshares (NPB) shares are covered by this planned Form 144 sale?
The Form 144 covers a planned sale of 2,995 common shares of Northpointe Bancshares. These shares are treated as control securities associated with the estate of a former control person and are intended to be sold on the NYSE.

What is the stated value of the Northpointe Bancshares (NPB) shares to be sold?
The shares to be sold under this Form 144 have an indicated value of $52,691.63. This value relates to the 2,995 common shares proposed for resale by the estate of a former control person through Northern Trust Securities.

Who is involved in the Form 144 sale for Northpointe Bancshares (NPB)?
The planned sale involves the estate of former control person David S. Hooker, with securities to be sold through Northern Trust Securities, Inc.. Related entities include the David S. Hooker Trust and the Tanis S. Hooker Irrevocable Discretionary Trust.

What prior Northpointe Bancshares (NPB) sales are reported for the past three months?
Reported prior sales include multiple transactions by the Hooker-related trusts, such as 7,000 shares sold for $124,741.40 on May 1, 2026 and 7,000 shares sold for $135,074.80 on July 1, 2026, plus several smaller trades in May and June 2026.

Where will the Form 144 Northpointe Bancshares (NPB) shares be sold?
The 2,995 Northpointe Bancshares common shares are intended to be sold on the New York Stock Exchange (NYSE) through Northern Trust Securities, Inc., as specified in the Form 144 disclosure.

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

Source: View Original Filing on SEC EDGAR