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  4. [144] NORTHPOINTE BANCSHARES INC SEC Filing

Northpointe Bancshares (NPB) estate plans Form 144 sale of 2,946 shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

Northpointe Bancshares, Inc. is the issuer for a planned sale of its common stock reported on Form 144. A broker, Northern Trust Securities, Inc., is listed for the proposed sale of 2,946 shares on the NYSE, with an aggregate value of $51,771.24 and an earliest sale date of 08/04/2026.

The shares are described as control securities held by the estate of a former control person, originally acquired in a private resale transaction involving David S. Hooker. The filing also lists multiple sales over the past three months by DAVID S HOOKER TRUST and TANIS S HOOKER IRRE DISCRETIONARY TRUST in Northpointe Bancshares common stock, including transactions such as 7,000 shares for $124,741.40 on 05/01/2026 and 7,000 shares for $135,074.80 on 07/01/2026.

Positive

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Negative

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Proposed shares to be sold 2,946 shares Common stock to be sold through Northern Trust Securities, Inc.
Aggregate market value of proposed sale $51,771.24 Value of 2,946 Northpointe Bancshares common shares
Earliest sale date 08/04/2026 Earliest date for proposed Form 144 sale on NYSE
Past sale on 05/01/2026 by DAVID S HOOKER TRUST 7,000 shares for $124,741.40 Northpointe Bancshares common stock sold during past three months
Past sale on 07/01/2026 by DAVID S HOOKER TRUST 7,000 shares for $135,074.80 Northpointe Bancshares common stock sold during past three months
Past sale on 08/03/2026 by DAVID S HOOKER TRUST 2,995 shares for $52,691.63 Northpointe Bancshares common stock sold during past three months
Past sale on 05/01/2026 by TANIS S HOOKER trust 500 shares for $8,910.10 Northpointe Bancshares common stock sold during past three months
Form 144 regulatory
"144: Securities To Be Sold"
Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.
control securities regulatory
"Private resale of control securities by estate of former control person"
private resale financial
"Private resale of control securities by estate of former control person"
estate of former control person financial
"Private resale of control securities by estate of former control person"
discretionary trust financial
"TANIS S HOOKER IRRE DISCRETIONARY TRUST 3333 Deposit Drive"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What does the Northpointe Bancshares (NPB) Form 144 filing disclose?
The filing reports a planned sale of 2,946 shares of Northpointe Bancshares common stock, valued at $51,771.24, by the estate of a former control person, with Northern Trust Securities, Inc. as broker and an earliest sale date of 08/04/2026 on the NYSE.

Who is selling the Northpointe Bancshares (NPB) shares in this Form 144?
The Form 144 identifies the estate of a former control person, involving securities acquired in a private resale related to David S. Hooker. It also lists recent sales by DAVID S HOOKER TRUST and TANIS S HOOKER IRRE DISCRETIONARY TRUST.

How many Northpointe Bancshares (NPB) shares are proposed to be sold and at what value?
The notice covers a proposed sale of 2,946 common shares of Northpointe Bancshares with an aggregate value of $51,771.24. The shares are to be sold on the NYSE through Northern Trust Securities, Inc., with an earliest sale date of 08/04/2026.

What recent Northpointe Bancshares (NPB) stock sales are disclosed in the past three months?
The filing lists multiple sales by DAVID S HOOKER TRUST and TANIS S HOOKER IRRE DISCRETIONARY TRUST, including 7,000 shares for $124,741.40 on 05/01/2026 and another 7,000 shares for $135,074.80 on 07/01/2026, plus several smaller transactions in May–August 2026.

How were the Northpointe Bancshares (NPB) shares originally acquired by the seller in this Form 144?
The shares are described as control securities acquired on 09/21/2017 through a private resale of control securities by the estate of a former control person, involving David S. Hooker, according to the acquisition information in the Form 144.

On which exchange will the Northpointe Bancshares (NPB) Form 144 shares be sold?
The proposed 2,946-share sale of Northpointe Bancshares common stock is indicated for trading on the NYSE. Northern Trust Securities, Inc., based in Chicago, is listed as the broker handling the transaction in the Form 144 disclosure.

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

Source: View Original Filing on SEC EDGAR