Northpointe Bancshares estate plans stock resale

Northpointe Bancshares, Inc. has a planned private resale of control securities by the estate of a former control person.

Accepted by SEC EDGAR 08/03/2026 - 05:34 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Northpointe Bancshares, Inc. has a planned private resale of control securities by the estate of a former control person. A broker, Northern Trust Securities, Inc., is listed to sell 214 shares of common stock, with an aggregate market value of $3,764.97 and 34,581,842 shares outstanding on the NYSE.

During the past three months, related trusts connected to David S. Hooker and Tanis S. Hooker reported multiple sales of Northpointe Bancshares common stock, including 7,000 shares for $124,741.40 on May 1, 2026 and 7,000 shares for $135,074.80 on July 1, 2026.

Key Figures

Shares to be sold: 214 shares Aggregate market value: $3,764.97 Shares outstanding: 34,581,842 shares +4 more

7 metrics

Shares to be sold 214 shares Planned sale of Northpointe Bancshares common stock through Northern Trust Securities, Inc.

Aggregate market value $3,764.97 Value of 214 Northpointe Bancshares shares to be sold on the NYSE

Shares outstanding 34,581,842 shares Northpointe Bancshares common stock outstanding in connection with the planned sale

Trust sale on 05/01/2026 7,000 shares; $124,741.40 David S. Hooker Trust sale of Northpointe Bancshares common stock

Trust sale on 07/01/2026 7,000 shares; $135,074.80 David S. Hooker Trust sale of Northpointe Bancshares common stock

Other recent trust sale 3,850 shares; $67,393.48 David S. Hooker Trust sale on 06/02/2026

Tanis S. Hooker trust sale 500 shares; $8,910.10 Tanis S. Hooker Irrevocable Discretionary Trust sale on 05/01/2026

Key Terms

control securities, estate of former control person, aggregate market value, irrevocable discretionary trust

4 terms

control securities regulatory

"Private resale of control securities by estate of former control person"

estate of former control person regulatory

"Private resale of control securities by estate of former control person"

aggregate market value financial

"214 | 3764.97 | 34581842 | 08/03/2026 | NYSE"

Aggregate market value is the combined price you would pay to buy all outstanding shares of a company or all companies in a group at current market prices — essentially the sum of each stock’s market capitalization. It matters to investors because it shows the overall size and weight of an investment or sector (like the total cost to buy every piece of a puzzle), helps compare scale across companies or markets, and influences index composition and risk exposure.

irrevocable discretionary trust financial

"TANIS S HOOKER IRRE DISCRETIONARY TRUST 3333 Deposit Drive Northeast"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What stock sale is being planned for Northpointe Bancshares (NPB)?

A broker, Northern Trust Securities, Inc., is listed to sell 214 shares of Northpointe Bancshares common stock, with an aggregate market value of $3,764.97 on the NYSE.

Who is selling the Northpointe Bancshares (NPB) shares?

The planned transaction is a private resale of control securities by the estate of a former control person, associated with David S. Hooker, using Northern Trust Securities, Inc. as broker.

How many Northpointe Bancshares (NPB) shares are outstanding?

The disclosure lists 34,581,842 shares of Northpointe Bancshares common stock outstanding in connection with the planned sale of 214 shares on the NYSE.

What recent Northpointe Bancshares (NPB) stock sales were made by related trusts?

Trusts associated with David S. Hooker and Tanis S. Hooker reported multiple sales, including 7,000 shares for $124,741.40 on May 1, 2026 and 7,000 shares for $135,074.80 on July 1, 2026.

On which exchange will the planned Northpointe Bancshares (NPB) sale occur?

The 214 shares of Northpointe Bancshares common stock are listed to be sold on the NYSE, with Northern Trust Securities, Inc. acting as the broker for the estate.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0002057486
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	NORTHPOINTE BANCSHARES INC
SEC File Number	001-42517
Address of Issuer	3333 DEPOSIT DRIVE NE GRAND RAPIDS MICHIGAN 49546
Phone	616-974-8491
Name of Person for Whose Account the Securities are To Be Sold	Hooker David Stevens
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Northern Trust Securities, Inc. 50 S LaSalle Street Chicago IL 60603	214	3764.97	34581842	08/03/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	09/21/2017	Private resale of control securities by estate of former control person	David S. Hooker			214	09/21/2017	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
DAVID S HOOKER TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC.	05/01/2026	7000	124741.40
TANIS S HOOKER IRRE DISCRETIONARY TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC.	05/01/2026	500	8910.10
TANIS S HOOKER IRRE DISCRETIONARY TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC.	06/02/2026	275	4813.90
DAVID S HOOKER TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC.	06/02/2026	3850	67393.48
DAVID S HOOKER TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC.	06/05/2026	234	4100.71
TANIS S HOOKER IRRE DISCRETIONARY TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC.	06/05/2026	17	297.93
TANIS S HOOKER IRRE DISCRETIONARY TRUST 3333 Deposit Drive Northeast Grand Rapids, MI 49546	NORTHPOINTE BANCSHARES INC.	06/08/2026	51	893.61
DAVID S HOOKER TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC.	06/08/2026	722	12649.15
TANIS S HOOKER IRRE DISCRETIONARY TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC	06/09/2026	157	2778.71
DAVID S HOOKER TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC	06/09/2026	2194	38831.61
TANIS S HOOKER IRRE DISCRETIONARY TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC	07/01/2026	500	9648.05
DAVID S HOOKER TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC	07/01/2026	7000	135074.80

144: Remarks and Signature

Remarks
Date of Notice	08/03/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	01/26/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ David S. Hooker
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)