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  4. [144] NORTHPOINTE BANCSHARES INC SEC Filing

Northpointe Bancshares (NPB) estate schedules NYSE resale of control shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

Northpointe Bancshares, Inc. has a planned private resale of control securities by the estate of a former control person. A broker, Northern Trust Securities, Inc., is listed to sell 214 shares of common stock, with an aggregate market value of $3,764.97 and 34,581,842 shares outstanding on the NYSE.

During the past three months, related trusts connected to David S. Hooker and Tanis S. Hooker reported multiple sales of Northpointe Bancshares common stock, including 7,000 shares for $124,741.40 on May 1, 2026 and 7,000 shares for $135,074.80 on July 1, 2026.

Positive

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Negative

  • None.
Shares to be sold 214 shares Planned sale of Northpointe Bancshares common stock through Northern Trust Securities, Inc.
Aggregate market value $3,764.97 Value of 214 Northpointe Bancshares shares to be sold on the NYSE
Shares outstanding 34,581,842 shares Northpointe Bancshares common stock outstanding in connection with the planned sale
Trust sale on 05/01/2026 7,000 shares; $124,741.40 David S. Hooker Trust sale of Northpointe Bancshares common stock
Trust sale on 07/01/2026 7,000 shares; $135,074.80 David S. Hooker Trust sale of Northpointe Bancshares common stock
Other recent trust sale 3,850 shares; $67,393.48 David S. Hooker Trust sale on 06/02/2026
Tanis S. Hooker trust sale 500 shares; $8,910.10 Tanis S. Hooker Irrevocable Discretionary Trust sale on 05/01/2026
control securities regulatory
"Private resale of control securities by estate of former control person"
estate of former control person regulatory
"Private resale of control securities by estate of former control person"
aggregate market value financial
"214 | 3764.97 | 34581842 | 08/03/2026 | NYSE"
Aggregate market value is the combined price you would pay to buy all outstanding shares of a company or all companies in a group at current market prices — essentially the sum of each stock’s market capitalization. It matters to investors because it shows the overall size and weight of an investment or sector (like the total cost to buy every piece of a puzzle), helps compare scale across companies or markets, and influences index composition and risk exposure.
irrevocable discretionary trust financial
"TANIS S HOOKER IRRE DISCRETIONARY TRUST 3333 Deposit Drive Northeast"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What stock sale is being planned for Northpointe Bancshares (NPB)?
A broker, Northern Trust Securities, Inc., is listed to sell 214 shares of Northpointe Bancshares common stock, with an aggregate market value of $3,764.97 on the NYSE.

Who is selling the Northpointe Bancshares (NPB) shares?
The planned transaction is a private resale of control securities by the estate of a former control person, associated with David S. Hooker, using Northern Trust Securities, Inc. as broker.

How many Northpointe Bancshares (NPB) shares are outstanding?
The disclosure lists 34,581,842 shares of Northpointe Bancshares common stock outstanding in connection with the planned sale of 214 shares on the NYSE.

On which exchange will the planned Northpointe Bancshares (NPB) sale occur?
The 214 shares of Northpointe Bancshares common stock are listed to be sold on the NYSE, with Northern Trust Securities, Inc. acting as the broker for the estate.

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

Source: View Original Filing on SEC EDGAR