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  4. [144] NORTHPOINTE BANCSHARES INC SEC Filing

Northpointe Bancshares (NPB) estate-linked trusts detail planned and recent stock sales

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

The estate of a former control person of Northpointe Bancshares, Inc. plans a private resale of 210 shares of common stock through Northern Trust Securities, with an anticipated sale date of August 4, 2026. The filing also lists prior sales of Northpointe Bancshares common stock by the David S. Hooker Trust and the Tanis S. Hooker Irrevocable Discretionary Trust between May 1 and August 3, 2026, in individual transactions ranging from 17 to 7,000 shares.

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Planned shares to be sold 210 shares Common stock resale by estate of former control person through Northern Trust Securities
Planned transaction value 3690.41 Value associated with the planned sale of 210 shares of common stock
Planned sale date 08/04/2026 Anticipated date for the private resale of 210 shares
Largest recent trade size 7,000 shares Sale by David S. Hooker Trust on 05/01/2026 and 07/01/2026
Value of 7,000-share trade (July) 135074.80 Northpointe Bancshares shares sold by David S. Hooker Trust on 07/01/2026
Smallest recent trade size 17 shares Sale by Tanis S. Hooker Irrevocable Discretionary Trust on 06/05/2026
Value of 17-share trade 297.93 Northpointe Bancshares shares sold on 06/05/2026
control securities regulatory
"Private resale of control securities by estate of former control person"
private resale regulatory
"Private resale of control securities by estate of former control person"
estate of former control person regulatory
"Private resale of control securities by estate of former control person"
Irrevocable Discretionary Trust financial
"TANIS S HOOKER IRRE DISCRETIONARY TRUST 3333 Deposit Drive"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What stock sale is disclosed for Northpointe Bancshares (NPB)?
The filing discloses a planned private resale of 210 shares of Northpointe Bancshares common stock by the estate of a former control person, to be executed through Northern Trust Securities around August 4, 2026.

Who is selling Northpointe Bancshares (NPB) shares in this notice?
Shares are being sold by the estate of a former control person, with past transactions executed through the David S. Hooker Trust and the Tanis S. Hooker Irrevocable Discretionary Trust, all involving Northpointe Bancshares common stock.

How many Northpointe Bancshares (NPB) shares are planned to be sold now?
The current notice covers a planned resale of 210 shares of Northpointe Bancshares common stock. The transaction is expected to be a private resale of control securities arranged through Northern Trust Securities, Inc..

What prior Northpointe Bancshares (NPB) sales are reported in the last three months?
The filing lists multiple prior sales between May 1 and August 3, 2026, including trades such as 7,000 shares for $135,074.80 and smaller trades like 17 shares for $297.93 by the related trusts.

At what prices were recent Northpointe Bancshares (NPB) shares sold?
Recent sales show dollar amounts such as $135,074.80 for 7,000 shares and $124,741.40 for another 7,000-share trade, as well as smaller amounts like $297.93 for 17 shares, reflecting varying trade sizes and prices.

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

Source: View Original Filing on SEC EDGAR