Northpointe Bancshares estate plans stock resale

The estate of a former control person of Northpointe Bancshares, Inc. plans a private resale of 210 shares of common stock through Northern Trust Securities, with an anticipated sale date of August 4, 2026.

Accepted by SEC EDGAR 08/04/2026 - 06:01 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

The estate of a former control person of Northpointe Bancshares, Inc. plans a private resale of 210 shares of common stock through Northern Trust Securities, with an anticipated sale date of August 4, 2026. The filing also lists prior sales of Northpointe Bancshares common stock by the David S. Hooker Trust and the Tanis S. Hooker Irrevocable Discretionary Trust between May 1 and August 3, 2026, in individual transactions ranging from 17 to 7,000 shares.

Key Figures

Planned shares to be sold: 210 shares Planned transaction value: 3690.41 Planned sale date: 08/04/2026 +4 more

7 metrics

Planned shares to be sold 210 shares Common stock resale by estate of former control person through Northern Trust Securities

Planned transaction value 3690.41 Value associated with the planned sale of 210 shares of common stock

Planned sale date 08/04/2026 Anticipated date for the private resale of 210 shares

Largest recent trade size 7,000 shares Sale by David S. Hooker Trust on 05/01/2026 and 07/01/2026

Value of 7,000-share trade (July) 135074.80 Northpointe Bancshares shares sold by David S. Hooker Trust on 07/01/2026

Smallest recent trade size 17 shares Sale by Tanis S. Hooker Irrevocable Discretionary Trust on 06/05/2026

Value of 17-share trade 297.93 Northpointe Bancshares shares sold on 06/05/2026

Key Terms

control securities, private resale, estate of former control person, Irrevocable Discretionary Trust

4 terms

control securities regulatory

"Private resale of control securities by estate of former control person"

private resale regulatory

"Private resale of control securities by estate of former control person"

estate of former control person regulatory

"Private resale of control securities by estate of former control person"

Irrevocable Discretionary Trust financial

"TANIS S HOOKER IRRE DISCRETIONARY TRUST 3333 Deposit Drive"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What stock sale is disclosed for Northpointe Bancshares (NPB)?

The filing discloses a planned private resale of 210 shares of Northpointe Bancshares common stock by the estate of a former control person, to be executed through Northern Trust Securities around August 4, 2026.

Who is selling Northpointe Bancshares (NPB) shares in this notice?

Shares are being sold by the estate of a former control person, with past transactions executed through the David S. Hooker Trust and the Tanis S. Hooker Irrevocable Discretionary Trust, all involving Northpointe Bancshares common stock.

How many Northpointe Bancshares (NPB) shares are planned to be sold now?

The current notice covers a planned resale of 210 shares of Northpointe Bancshares common stock. The transaction is expected to be a private resale of control securities arranged through Northern Trust Securities, Inc..

What prior Northpointe Bancshares (NPB) sales are reported in the last three months?

The filing lists multiple prior sales between May 1 and August 3, 2026, including trades such as 7,000 shares for $135,074.80 and smaller trades like 17 shares for $297.93 by the related trusts.

At what prices were recent Northpointe Bancshares (NPB) shares sold?

Recent sales show dollar amounts such as $135,074.80 for 7,000 shares and $124,741.40 for another 7,000-share trade, as well as smaller amounts like $297.93 for 17 shares, reflecting varying trade sizes and prices.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0002057486
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	NORTHPOINTE BANCSHARES INC
SEC File Number	001-42517
Address of Issuer	3333 DEPOSIT DRIVE NE GRAND RAPIDS MICHIGAN 49546
Phone	616-974-8491
Name of Person for Whose Account the Securities are To Be Sold	Hooker David Stevens
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Northern Trust Securities, Inc. 50 S LaSalle Street Chicago IL 60603	210	3690.41	34581842	08/04/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	09/21/2017	Private resale of control securities by estate of former control person	David S. Hooker			210	09/21/2017	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
DAVID S HOOKER TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC.	05/01/2026	7000	124741.40
TANIS S HOOKER IRRE DISCRETIONARY TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC.	05/01/2026	500	8910.10
TANIS S HOOKER IRRE DISCRETIONARY TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC.	06/02/2026	275	4813.90
DAVID S HOOKER TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC.	06/02/2026	3850	67393.48
DAVID S HOOKER TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC.	06/05/2026	234	4100.71
TANIS S HOOKER IRRE DISCRETIONARY TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC.	06/05/2026	17	297.93
TANIS S HOOKER IRRE DISCRETIONARY TRUST 3333 Deposit Drive Northeast Grand Rapids, MI 49546	NORTHPOINTE BANCSHARES INC.	06/08/2026	51	893.61
DAVID S HOOKER TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC.	06/08/2026	722	12649.15
TANIS S HOOKER IRRE DISCRETIONARY TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC	06/09/2026	157	2778.71
DAVID S HOOKER TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC	06/09/2026	2194	38831.61
TANIS S HOOKER IRRE DISCRETIONARY TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC	07/01/2026	500	9648.05
DAVID S HOOKER TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC	07/01/2026	7000	135074.80
TANIS S HOOKER IRRE DISCRETIONARY TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC	08/03/2026	214	3764.97
DAVID S HOOKER TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC	08/03/2026	2995	52691.63

144: Remarks and Signature

Remarks
Date of Notice	08/04/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	01/26/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ David S. Hooker
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)