Northpointe EVP exercises 7,000 RSUs into shares

Northpointe Bancshares EVP Amy M. Butler exercised restricted stock units into common shares as part of a vesting event.

Accepted by SEC EDGAR 04/02/2026 - 04:09 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Northpointe Bancshares EVP Amy M. Butler exercised restricted stock units into common shares as part of a vesting event. On April 1, 2026, 7,000 restricted stock units converted on a one-for-one basis into 7,000 shares of common stock. Of these, 2,173 shares at $17.26 per share were withheld to satisfy tax obligations, a non-market disposition. Following these transactions, she directly held 4,827 shares of common stock and 14,000 restricted stock units.

Insider Trade Summary

7,000 shares exercised/converted

Exercise 3 txns

Insider Butler Amy M

Role EVP, NATIONAL SALES

Type	Security	Shares	Price	Value
Exercise	Restricted stock units	7,000	$0.00	$0.00
Exercise	Common Stock	7,000	$0.00	$0.00
Exercise Price or Tax Liability	Common Stock	2,173	$17.26	$38K

Holdings After Transaction: Restricted stock units — 14,000 contracts (Direct); Common Stock — 4,827 shares (Direct)

Holdings Before and After: Restricted stock units, 21,000 to 14,000 contracts (Direct); Common Stock, 0 to 4,827 shares (Direct)

Footnotes (2)

1. F1. Restricted stock units ("RSUs") convert into shares of the issuer's common stock on a one-for-one basis.
2. F2. The RSUs vested as to 7,000 shares on April 1, 2026.

Key Figures

RSUs exercised: 7,000 units Tax-withheld shares: 2,173 shares Withholding price: $17.26/share +2 more

5 metrics

RSUs exercised 7,000 units Restricted stock units converted to common stock on April 1, 2026

Tax-withheld shares 2,173 shares Common stock withheld to satisfy tax liability

Withholding price $17.26/share Value used for tax-withholding disposition of common stock

Shares held after 4,827 shares Direct common stock ownership following transactions

RSUs remaining 14,000 units Restricted stock units reported following RSU exercise

Key Terms

Restricted stock units, tax-withholding disposition, derivative security

3 terms

Restricted stock units financial

"Restricted stock units ("RSUs") convert into shares of the issuer's common stock"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

tax-withholding disposition financial

"transaction_action": "tax-withholding disposition""

A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.

derivative security financial

"transaction_code_description": "Exercise or conversion of derivative security""

A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did NPB executive Amy M. Butler report on April 1, 2026?

Amy M. Butler reported exercising 7,000 restricted stock units into common stock on April 1, 2026. The units converted to shares on a one-for-one basis as part of a vesting event disclosed in the Form 4 filing.

How many Northpointe Bancshares (NPB) RSUs vested for Amy M. Butler?

7,000 restricted stock units vested for Amy M. Butler on April 1, 2026. These RSUs converted into 7,000 shares of Northpointe Bancshares common stock on a one-for-one basis, as described in the Form 4 footnotes.

How many NPB shares were withheld for taxes in Amy Butler’s Form 4 filing?

2,173 shares of Northpointe Bancshares common stock were withheld to cover tax obligations. The withholding occurred at a price of $17.26 per share, classified as a tax-withholding disposition rather than an open-market sale.

How many Northpointe Bancshares (NPB) shares does Amy M. Butler hold after this transaction?

After the reported transactions, Amy M. Butler directly holds 4,827 shares of Northpointe Bancshares common stock. This reflects the net position following the RSU conversion and the share withholding for taxes disclosed in the Form 4.

What restricted stock unit balance does Amy Butler report after the NPB RSU exercise?

Following the RSU exercise, Amy M. Butler reports holding 14,000 restricted stock units. These units are separate from her directly held common shares and are shown as derivative securities remaining after the April 1, 2026 vesting event.

Was Amy Butler’s NPB Form 4 transaction an open-market stock sale?

The Form 4 does not show an open-market sale. It reports an RSU conversion and a tax-withholding disposition, where 2,173 shares were delivered to satisfy tax liabilities rather than being sold in the market.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Butler Amy M

(Last) (First) (Middle)

3333 DEPOSIT DRIVE NORTHEAST

(Street)

GRAND RAPIDS MICHIGAN 49546

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
NORTHPOINTE BANCSHARES INC [ NPB ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP, NATIONAL SALES

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	04/01/2026		M		7,000	A	$0	7,000	D
Common Stock	04/01/2026		F		2,173	D	$17.26	4,827	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted stock units(1)	(1)	04/01/2026		M			7,000	(2)	(2)	Common Stock	7,000	$0	14,000	D

Explanation of Responses:

1. Restricted stock units ("RSUs") convert into shares of the issuer's common stock on a one-for-one basis.

2. The RSUs vested as to 7,000 shares on April 1, 2026.

Remarks:

	/s/ Kevin J. Comps, Attorney-in-Fact	04/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)