NPB Form 144: Private resale of 7,000 shares

NORTHPOINTE BANCSHARES, INC. submitted a Form 144 notice for the private resale of 7,000 shares of Common Stock by the estate of former control person David S. Hooker.

Rhea-AI Filing Summary

NORTHPOINTE BANCSHARES, INC. submitted a Form 144 notice for the private resale of 7,000 shares of Common Stock by the estate of former control person David S. Hooker.

The filing also lists a sale of 500 shares reported for Tanis S. Hooker Irrevocable Discretionary Trust on 05/01/2026.

Key Figures

Shares proposed for resale: 7,000 shares Recent sale reported: 500 shares Amount shown on securities row: $124,741.40

3 metrics

Shares proposed for resale 7,000 shares Private resale of control securities by estate of David S. Hooker

Recent sale reported 500 shares Sale by Tanis S. Hooker Irrevocable Discretionary Trust on 05/01/2026

Amount shown on securities row $124,741.40 Figure listed on the securities information row in the filing

Key Terms

Private resale of control securities, Irrevocable Discretionary Trust, Form 144

3 terms

Private resale of control securities regulatory

"Private resale of control securities by estate of former control person"

Irrevocable Discretionary Trust legal

"TANIS S. HOOKER IRREVOCABLE DISCRETIONARY TRUST 3333 Deposit Drive"

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filed for NPB report?

The Form 144 reports a proposed private resale of 7,000 shares of common stock by the estate of David S. Hooker. The filing identifies the transaction method as a private resale of control securities.

Who is the seller named in the NPB Form 144?

The seller is identified as the estate of former control person David S. Hooker. The filing describes the sale as a private resale of control securities by that estate.

Were any recent sales reported in the same filing for NPB?

Yes. The filing lists a sale of 500 shares by Tanis S. Hooker Irrevocable Discretionary Trust with a reported date of 05/01/2026 in the 'Securities Sold During The Past 3 Months' section.

How many shares are being offered for resale according to the filing?

The Form 144 shows a proposed resale of 7,000 shares of Common Stock associated with the estate of David S. Hooker. The method is labeled a private resale of control securities.

What entity is the issuer for the securities in this Form 144?

The issuer named in the filing is NORTHPOINTE BANCSHARES INC.. The securities listed are Common Stock traded on the NYSE.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/04/2026 - 03:58 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0002057486
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	NORTHPOINTE BANCSHARES INC
SEC File Number	001-42517
Address of Issuer	3333 DEPOSIT DRIVE NE GRAND RAPIDS MICHIGAN 49546
Phone	616-940-9400
Name of Person for Whose Account the Securities are To Be Sold	Hooker David Stevens
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Northern Trust Securities, Inc. 50 S LaSalle Street Chicago IL 60603	7000	124741.40	34364659	05/01/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	09/21/2017	Private resale of control securities by estate of former control person	David S. Hooker			7000	09/21/2017	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
TANIS S. HOOKER IRREVOCABLE DISCRETIONARY TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC.	05/01/2026	500	8910.10

144: Remarks and Signature

Remarks
Date of Notice	05/01/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	01/26/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ David S. Hooker
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)