Welcome to our dedicated page for NORTHPOINTE BANCSHARES SEC filings (Ticker: NPB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Northpointe Bancshares, Inc. (NYSE: NPB) SEC filings page provides access to the company’s official regulatory disclosures as filed with the U.S. Securities and Exchange Commission. Northpointe Bancshares is a Michigan-incorporated bank holding company for Northpointe Bank, with its common stock listed on the New York Stock Exchange. Its filings offer detailed insight into the financial condition, governance structure, and capital activities of a regional bank focused on home loans and retail banking products.
Investors can use this page to review current and historical Forms 10-K and 10-Q (when available in the broader SEC record) for information on loan portfolios, including Mortgage Purchase Program ("MPP") and All-in-One ("AIO") home equity lines, net interest income, non-interest income from mortgage banking and servicing, deposit composition, asset quality, and risk management practices. Form 8-K filings play a prominent role for Northpointe, documenting material events such as quarterly earnings announcements, subordinated note offerings, preferred stock redemptions, board and committee appointments, corrections to previously communicated guidance, and employment agreements with key executives.
This page is also a resource for tracking capital structure changes and funding instruments. For example, a December 2025 Form 8-K describes the issuance of 7.50% Fixed-to-Floating Rate Subordinated Notes due 2035 under a Subordinated Note Purchase Agreement, intended to qualify as Tier 2 capital. Another Form 8-K reports the completion of the redemption of the company’s 8.25% Fixed-to-Floating Rate Non-Cumulative Perpetual Series A Preferred Stock, funded with proceeds from the subordinated notes and cash on hand.
In addition, filings include details on governance and executive compensation arrangements, such as the appointment of independent directors, changes in audit committee leadership, and employment agreements that outline base salary, incentive compensation tied to specific business units, and severance and change-in-control provisions. With AI-powered summaries and real-time updates from EDGAR, users can quickly understand the key points in lengthy documents, monitor new Form 4 insider transaction reports when available, and navigate Northpointe’s regulatory disclosures without reading every page in full.
Bay Pond Investors (Bermuda) L.P. filed an amended Schedule 13G/A reporting its beneficial ownership in Northpointe Bancshares, Inc. common stock. Bay Pond now beneficially owns 1,620,149 shares, representing 4.68% of the outstanding common stock. All of these shares are held with shared voting and dispositive power, with no sole voting or dispositive authority. The filing is marked under “Ownership of 5 percent or less of a class,” indicating the position is now below the 5% reporting threshold.
Bay Pond Partners, L.P. filed an amended ownership report for Northpointe Bancshares, Inc. common stock. The firm reports beneficial ownership of 1,574,192 shares, representing 4.55% of the common stock outstanding. Bay Pond has shared voting power and shared dispositive power over all 1,574,192 shares, with no sole voting or dispositive authority. The filing indicates that Bay Pond now holds 5 percent or less of this class of securities.
Northpointe Bancshares, Inc. has a significant shareholder group led by Wellington entities reporting beneficial ownership of its common stock. Wellington Management Group LLP, together with related holding and investment adviser entities, reports beneficial ownership of 3,651,674 shares of common stock, representing 10.56% of the class as of June 30, 2026. Wellington entities report no sole voting or dispositive power, but shared voting and shared dispositive power over these shares, which are held of record by their investment advisory clients. The filing states that no individual client is known to hold more than five percent of the class, and clarifies the internal control structure among Wellington’s parent holding and investment adviser subsidiaries.
Northpointe Bancshares, Inc. reported growth for the three and six months ended June 30, 2026. Total assets reached $7.53 billion, up from $7.02 billion at December 31, 2025, driven largely by loans held for investment of $6.48 billion.
For the six-month period, net interest income rose to $83.7 million from $66.9 million in 2025, and net income increased to $43.9 million from $37.6 million. Net income available to common stockholders was $43.0 million, with diluted EPS of $1.22 versus $1.01 a year earlier. Second-quarter diluted EPS was $0.60.
Deposits grew to $5.23 billion, while FHLB and other borrowings totaled $1.51 billion. The allowance for credit losses declined to $9.4 million, as provisions were modest and net charge-offs remained relatively low. Nonaccrual and over-90-day accruing loans totaled $70.3 million. Stockholders’ equity increased to $611.6 million, supported by retained earnings growth and modest common share issuance through restricted stock units.
Northpointe Bancshares Inc. director David Stevens Hooker reported indirect sales of company common stock executed under a Rule 10b5-1 trading plan. On August 3 and 4, 2026, trusts associated with him sold a total of 6,365 shares at prices around $17.58–$17.59 per share. The shares were held by the David S. Hooker Trust and the Tanis S. Hooker Discretionary Trust.
The estate of a former control person of Northpointe Bancshares, Inc. plans a private resale of 210 shares of common stock through Northern Trust Securities, with an anticipated sale date of August 4, 2026. The filing also lists prior sales of Northpointe Bancshares common stock by the David S. Hooker Trust and the Tanis S. Hooker Irrevocable Discretionary Trust between May 1 and August 3, 2026, in individual transactions ranging from 17 to 7,000 shares.
Northpointe Bancshares, Inc. is the issuer for a planned sale of its common stock reported on Form 144. A broker, Northern Trust Securities, Inc., is listed for the proposed sale of 2,946 shares on the NYSE, with an aggregate value of $51,771.24 and an earliest sale date of 08/04/2026.
The shares are described as control securities held by the estate of a former control person, originally acquired in a private resale transaction involving David S. Hooker. The filing also lists multiple sales over the past three months by DAVID S HOOKER TRUST and TANIS S HOOKER IRRE DISCRETIONARY TRUST in Northpointe Bancshares common stock, including transactions such as 7,000 shares for $124,741.40 on 05/01/2026 and 7,000 shares for $135,074.80 on 07/01/2026.
Northpointe Bancshares, Inc. has a planned private resale of control securities by the estate of a former control person. A broker, Northern Trust Securities, Inc., is listed to sell 214 shares of common stock, with an aggregate market value of $3,764.97 and 34,581,842 shares outstanding on the NYSE.
During the past three months, related trusts connected to David S. Hooker and Tanis S. Hooker reported multiple sales of Northpointe Bancshares common stock, including 7,000 shares for $124,741.40 on May 1, 2026 and 7,000 shares for $135,074.80 on July 1, 2026.
Northpointe Bancshares, Inc. (NPB) has a notice of proposed sale of restricted or control securities under Form 144. The filing covers up to 2,995 shares of common stock, with an indicated value of $52,691.63, to be sold through Northern Trust Securities, Inc. on the NYSE on or after August 3, 2026. The transaction is described as a private resale of control securities by the estate of a former control person, associated with the David S. Hooker estate and related trusts.
The disclosure also lists sales of Northpointe Bancshares common stock during the prior three months by the David S. Hooker Trust and the Tanis S. Hooker Irrevocable Discretionary Trust, including individual transactions such as 7,000 shares for $124,741.40 on May 1, 2026 and 7,000 shares for $135,074.80 on July 1, 2026.
Northpointe Bancshares, Inc. reported second quarter 2026 net income available to common stockholders of $21.3 million, or $0.60 per diluted share, compared with $21.7 million ($0.62) in the prior quarter and $18.0 million ($0.51) a year earlier. Return on average assets was 1.18% and return on average equity 14.36%, with return on average tangible common equity of 14.69%. Net interest income rose to $42.4 million as average interest-earning assets expanded, while net interest margin narrowed to 2.33%.
Loans held for investment reached $6.48 billion at June 30, 2026, up $69.0 million sequentially and $983.4 million year over year, driven by Mortgage Purchase Program balances of $3.94 billion and All-in-One home equity lines of $797.2 million. Total deposits grew to $5.23 billion, increasing $231.9 million from Q1 and $759.2 million from Q2 2025, while borrowings decreased to $1.51 billion. Asset quality remained solid with net charge-offs of $528,000, or 0.03% of average loans, and non-performing assets of $86.7 million, or 1.15% of total assets. Tangible common equity to tangible assets was 7.78%, tangible book value per share was $16.94, and the board declared a quarterly dividend of $0.025 per share.