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[Form 3] NORTHPOINTE BANCSHARES INC Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Northpointe Bancshares (NPB) filed a Form 3 reporting the initial beneficial ownership of a new insider. The filer is identified as a Director and the form indicates it was filed by one reporting person. The filing states that no securities are beneficially owned. The reported event date is 08/12/2025. A Power of Attorney is referenced as Exhibit 24.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Tuttle John Robert

(Last) (First) (Middle)
3333 DEPOSIT DRIVE
NORTHEAST

(Street)
GRAND RAPIDS MI 49546

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
08/12/2025
3. Issuer Name and Ticker or Trading Symbol
NORTHPOINTE BANCSHARES INC [ NPB ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
Exhibit 24 - Power of Attorney
No securities are beneficially owned.
/s/ Kevin J. Comps, Attorney-in-Fact 10/29/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Northpointe Bancshares (NPB) file?

A Form 3, which reports initial beneficial ownership by an insider.

What is the insider’s relationship to NPB?

The reporting person is a Director.

How many reporting persons are on this Form 3 for NPB?

It was filed by one reporting person.

Does the Form 3 disclose any NPB securities owned?

It states no securities are beneficially owned.

What is the event date on the Form 3 for NPB?

The event date is 08/12/2025.

Is there an exhibit referenced in the filing?

Yes, Exhibit 24 is a Power of Attorney.
NORTHPOINTE BANCSHARES INC.

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GRAND RAPIDS