Welcome to our dedicated page for NORTHPOINTE BANCSHARES SEC filings (Ticker: NPB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Northpointe Bancshares, Inc. (NYSE: NPB) SEC filings page provides access to the company’s official regulatory disclosures as filed with the U.S. Securities and Exchange Commission. Northpointe Bancshares is a Michigan-incorporated bank holding company for Northpointe Bank, with its common stock listed on the New York Stock Exchange. Its filings offer detailed insight into the financial condition, governance structure, and capital activities of a regional bank focused on home loans and retail banking products.
Investors can use this page to review current and historical Forms 10-K and 10-Q (when available in the broader SEC record) for information on loan portfolios, including Mortgage Purchase Program ("MPP") and All-in-One ("AIO") home equity lines, net interest income, non-interest income from mortgage banking and servicing, deposit composition, asset quality, and risk management practices. Form 8-K filings play a prominent role for Northpointe, documenting material events such as quarterly earnings announcements, subordinated note offerings, preferred stock redemptions, board and committee appointments, corrections to previously communicated guidance, and employment agreements with key executives.
This page is also a resource for tracking capital structure changes and funding instruments. For example, a December 2025 Form 8-K describes the issuance of 7.50% Fixed-to-Floating Rate Subordinated Notes due 2035 under a Subordinated Note Purchase Agreement, intended to qualify as Tier 2 capital. Another Form 8-K reports the completion of the redemption of the company’s 8.25% Fixed-to-Floating Rate Non-Cumulative Perpetual Series A Preferred Stock, funded with proceeds from the subordinated notes and cash on hand.
In addition, filings include details on governance and executive compensation arrangements, such as the appointment of independent directors, changes in audit committee leadership, and employment agreements that outline base salary, incentive compensation tied to specific business units, and severance and change-in-control provisions. With AI-powered summaries and real-time updates from EDGAR, users can quickly understand the key points in lengthy documents, monitor new Form 4 insider transaction reports when available, and navigate Northpointe’s regulatory disclosures without reading every page in full.
Hooker David Stevens reported acquisition or exercise transactions in this Form 4 filing.
Northpointe Bancshares Inc. director David Stevens Hooker received a grant of 2,606 restricted stock units. These RSUs give him the right to receive an equal number of Northpointe common shares on a one-for-one basis.
The RSUs vest in three approximately equal annual installments on May 13, 2027, May 13, 2028, and May 13, 2029, reflecting a multi‑year, service-based equity compensation award tied to his role as a director.
Northpointe Bancshares Inc. director Robert W. De Vlieger II received a grant of 2,606 restricted stock units. These RSUs are a form of equity compensation that convert into shares of common stock on a one-for-one basis.
The RSUs vest in three approximately equal annual installments on May 13, 2027, 2028 and 2029, which encourages longer-term alignment with shareholders. This filing reflects a routine compensation-related award rather than an open-market purchase or sale of stock.
Northpointe Bancshares director Rajeev Kumar Chaudhary received a grant of 2,606 restricted stock units (RSUs). These RSUs convert into 2,606 shares of Northpointe Bancshares common stock on a one-for-one basis.
The RSUs vest in three approximately equal annual installments on May 13 of 2027, 2028 and 2029. This is a compensation-related equity award rather than an open-market share purchase or sale, and following this grant he holds 2,606 RSUs directly.
Boer Carrie L reported acquisition or exercise transactions in this Form 4 filing.
Northpointe Bancshares Inc. director Carrie L. Boer received a grant of 2,606 restricted stock units (RSUs). These RSUs were awarded at no cash cost and each unit represents the right to receive one share of Northpointe’s common stock.
The RSUs vest in three approximately equal annual installments on May 13 of 2027, 2028, and 2029. After this grant, Boer directly holds 2,606 RSUs linked to the company’s common stock, reflecting a routine equity-based compensation award rather than an open-market share purchase or sale.
NORTHPOINTE BANCSHARES INC director Rodney E. Hood has filed an initial Form 3, which is a required statement of beneficial ownership for insiders. This filing lists him as a director but does not report any share transactions or current holdings in this excerpt.
Northpointe Bancshares director-related trusts reported small open-market sales of Common Stock. Trusts associated with David S. Hooker sold a total of 3,375 shares between June 5 and June 9 at prices around $17.52–$17.70 per share, and still hold more than 11,000 and 820,000 shares respectively after the transactions.
Northern Pontine Bancshares, Inc. (NPB) related trusts associated with David S. Hooker reported multiple proposed sales of Common Stock on Form 144. The filings list discrete resale transactions between 05/01/2026 and 06/09/2026, with individual lots ranging from 17 to 7,000 shares.
Trusts associated with David S. Hooker and Tanis S. Hooker reported multiple sales of Common Stock of Northpointe Bancshares Inc. The filing lists transactions on 05/01/2026, 06/02/2026, 06/05/2026, and 06/08/2026, including a 7,000-share sale on 05/01/2026 for $124,741.40.
Northern POINTE Bancshares filed a Rule 144 notice reporting proposed and recent resales of common stock by trusts associated with the estate of former control person David S. Hooker. The filing lists multiple transactions in May–June 2026 with specific share counts and cash amounts for each sale.
NORTHPOINTE BANCSHARES INC. reported Form 144 sale notices for controlled-share resales by entities tied to David S. Hooker and Tanis S. Hooker. The filing lists multiple private resale transactions of Common Stock on 05/01/2026, 06/02/2026, and 06/05/2026, with individual trades ranging from 17 to 7,000 shares.
The filings identify the sellers as DAVID S HOOKER TRUST and TANIS S HOOKER IRRE DISCRETIONARY TRUST and show gross proceeds per trade in dollars alongside share counts.