Northpointe Bancshares (NPB) director-related trusts sell 7,500 shares in open-market trades

Rhea-AI Filing Summary

Northpointe Bancshares director-related trusts reported net insider selling. On July 1, 2026, entities associated with director David Stevens Hooker sold a total of 7,500 shares of Common Stock in open-market transactions, including 500 shares at $19.2961 per share and 7,000 shares at $19.2964 per share. After these sales, the David S. Hooker Trust held 10,500 shares of common stock, and the Tanis S. Hooker Discretionary Trust held 813,879 shares, both reported as indirect ownership.

Insider Trade Summary 10b5-1

Net Seller: 7,500 shares ($144,723)

Net Sell 2 txns

Insider Hooker David Stevens

Role null

Sold 7,500 shs ($145K)

Type	Security	Shares	Price	Value
Sale	Common Stock	7,000	$19.2964	$135K
Sale	Common Stock	500	$19.2961	$10K

Holdings After Transaction: Common Stock — 813,879 shares (Indirect, See footnote)

Footnotes (1)

1. Reflects shares of common stock held by the David S. Hooker Trust. Reflects shares of common stock held by the Tanis S. Hooker Discretionary Trust.

Key Figures

Total shares sold: 7,500 shares Sale price (500-share block): $19.2961 per share Sale price (7,000-share block): $19.2964 per share +2 more

5 metrics

Total shares sold 7,500 shares Open-market sales on July 1, 2026

Sale price (500-share block) $19.2961 per share Common Stock, indirect trust holding

Sale price (7,000-share block) $19.2964 per share Common Stock, indirect trust holding

Hooker Trust post-sale holdings 10,500 shares David S. Hooker Trust, indirect ownership after sale

Tanis Hooker Trust post-sale holdings 813,879 shares Tanis S. Hooker Discretionary Trust, indirect ownership after sale

Key Terms

open-market sale, indirect ownership, Common Stock, trust, +1 more

5 terms

open-market sale financial

"Sale in open market or private transaction"

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

indirect ownership financial

"ownership_type: "indirect", ownership_code: "I""

Common Stock financial

"security_title: "Common Stock""

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

trust financial

"held by the David S. Hooker Trust"

A trust is a legal setup in which one party (the trustee) holds and manages assets—like cash, stocks or property—on behalf of other people (beneficiaries) according to instructions from the person who created it (the grantor). Think of it as a locked box with a keyholder who must follow written rules; for investors it matters because trusts influence who controls and benefits from assets, affect taxes and succession, and can change how quickly or transparently shares are bought, sold or voted.

Form 4 regulatory

"INSIDER FILING DATA (Form 4)"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 07/02/2026 - 04:56 PM Accepted by SEC EDGAR 07/02/2026 - 04:56 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hooker David Stevens

(Last) (First) (Middle)

3333 DEPOSIT DRIVE NORTHEAST

(Street)

GRAND RAPIDS MICHIGAN 49546

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
NORTHPOINTE BANCSHARES INC [ NPB ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	07/01/2026		S		7,000	D	$19.2964	813,879	I	See footnote(1)
Common Stock	07/01/2026		S		500	D	$19.2961	10,500	I	See footnote(2)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Reflects shares of common stock held by the David S. Hooker Trust.

2. Reflects shares of common stock held by the Tanis S. Hooker Discretionary Trust.

Remarks:

	/s/ Kevin J. Comps, Attorney-in-Fact	07/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Northpointe Bancshares (NPB) report in this Form 4?

Northpointe Bancshares reported insider-related trusts selling 7,500 shares of Common Stock in open-market transactions on July 1, 2026. These sales were attributed to trusts associated with director David Stevens Hooker, not to his direct personal holdings.

How many Northpointe Bancshares (NPB) shares were sold and at what prices?

Trusts associated with the director sold 7,500 Northpointe Bancshares shares. One block of 500 shares sold at $19.2961 per share and another 7,000 shares sold at $19.2964 per share in open-market transactions disclosed in the filing.

Who held the Northpointe Bancshares (NPB) shares involved in the Form 4 transactions?

The shares were held indirectly through the David S. Hooker Trust and the Tanis S. Hooker Discretionary Trust. The Form 4 indicates these trusts, associated with director David Stevens Hooker, as the holders of the common stock reported in the transactions.

What were the Northpointe Bancshares (NPB) trust holdings after the reported sales?

Following the sales, the David S. Hooker Trust held 10,500 shares of Northpointe Bancshares common stock. The Tanis S. Hooker Discretionary Trust held 813,879 shares, with both positions reported as indirect ownership in the Form 4 filing.

Were the Northpointe Bancshares (NPB) insider transactions open-market sales?

Yes. Both transactions are coded as “S” and described as sales in open market or private transactions. The filing characterizes them as open-market sales of common stock by trusts associated with director David Stevens Hooker on July 1, 2026.