Northpointe Bancshares trustees report Rule 144 resale

Northpointe Bancshares reports a private resale of control securities of 500 shares by the estate of a former control person, dated 09/21/2017.

Rhea-AI Filing Summary

Northpointe Bancshares reports a private resale of control securities of 500 shares by the estate of a former control person, dated 09/21/2017. The filing lists recent dispositions by affiliated trusts during May–June 2026, reflecting multiple small block sales.

Examples shown include sales by the DAVID S HOOKER TRUST (7,000 shares on 05/01/2026) and the TANIS S HOOKER IRRE DISCRETIONARY TRUST (500 shares on 05/01/2026); the excerpt lists per‑trade share counts and gross proceeds for each trade.

Insights

Securities Compliance Counsel

Rule 144 resale by estate and affiliated trusts; multiple small block dispositions reported.

The filing documents a private resale of control securities (500 shares) by an estate and numerous subsequent trust sales in May–June 2026. Each trade line in the excerpt shows share count and gross proceeds, permitting traceability of disposition activity.

Timing and method limitations (Rule 144 conditions) are relevant; cash‑flow treatment is shown per trade as gross proceeds. Subsequent filings may provide further context on any volume or holding‑period conditions.

Key Figures

Private resale by estate: 500 shares Example sale — DAVID S HOOKER TRUST: 7,000 shares Example sale — TANIS S HOOKER TRUST: 500 shares +2 more

5 metrics

Private resale by estate 500 shares private resale of control securities dated 09/21/2017

Example sale — DAVID S HOOKER TRUST 7,000 shares trade dated 05/01/2026 with proceeds $124,741.40

Example sale — TANIS S HOOKER TRUST 500 shares trade dated 05/01/2026 with proceeds $8,910.10

Example sale — DAVID S HOOKER TRUST 3,850 shares trade dated 06/02/2026 with proceeds $67,393.48

Example sale — DAVID S HOOKER TRUST 2,194 shares trade dated 06/09/2026 with proceeds $38,831.61

Key Terms

private resale of control securities, Form 144, trust (discretionary)

3 terms

private resale of control securities regulatory

"Private resale of control securities by estate of former control person"

Form 144 regulatory

"144: Securities Sold During The Past 3 Months"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

trust (discretionary) financial

"TANIS S HOOKER IRRE DISCRETIONARY TRUST 3333 Deposit Drive Northeast Grand Rapids"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Northpointe Bancshares (NPB) Form 144 disclose?

The filing discloses a private resale of control securities of 500 shares by an estate and multiple trust dispositions in May–June 2026, with per‑trade share counts and gross proceeds shown.

Who are the selling parties named in the NPB Form 144 excerpt?

Named sellers include the DAVID S HOOKER TRUST and the TANIS S HOOKER IRRE DISCRETIONARY TRUST, each listed with addresses and individual trade lines showing dates, shares, and gross proceeds.

How large were representative sales reported in the excerpt?

Examples shown include a sale of 7,000 shares by the DAVID S HOOKER TRUST on 05/01/2026 and 3,850 shares by the same trust on 06/02/2026, with gross proceeds reported for each trade.

Does the Form 144 state the method of sale for these transactions?

The excerpt lists the trades as dispositions with dates, share counts, and gross proceeds; it identifies a "private resale of control securities" for the estate item, but specific distribution methods per trade are not further detailed.

Are the disposition proceeds paid to the issuer or the selling holders?

The filing shows gross proceeds per trade attributed to each selling trust; it does not state that proceeds are paid to the issuer, so proceeds are shown as related to the selling holders in the excerpt.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 07/01/2026 - 05:02 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0002057486
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	NORTHPOINTE BANCSHARES INC
SEC File Number	001-42517
Address of Issuer	3333 DEPOSIT DRIVE NE GRAND RAPIDS MICHIGAN 49546
Phone	616-974-8491
Name of Person for Whose Account the Securities are To Be Sold	Hooker David Stevens
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Northern Trust Securities, Inc. 50 S LaSalle Street Chicago IL 60603	500	9648.05	34581842	07/01/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	09/21/2017	Private resale of control securities by estate of former control person	David S. Hooker			500	09/21/2017	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
DAVID S HOOKER TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC.	05/01/2026	7000	124741.40
TANIS S HOOKER IRRE DISCRETIONARY TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC.	05/01/2026	500	8910.10
TANIS S HOOKER IRRE DISCRETIONARY TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC.	06/02/2026	275	4813.90
DAVID S HOOKER TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC.	06/02/2026	3850	67393.48
DAVID S HOOKER TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC.	06/05/2026	234	4100.71
TANIS S HOOKER IRRE DISCRETIONARY TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC.	06/05/2026	17	297.93
TANIS S HOOKER IRRE DISCRETIONARY TRUST 3333 Deposit Drive Northeast Grand Rapids, MI 49546	NORTHPOINTE BANCSHARES INC.	06/08/2026	51	893.61
DAVID S HOOKER TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC.	06/08/2026	722	12649.15
TANIS S HOOKER IRRE DISCRETIONARY TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC	06/09/2026	157	2778.71
DAVID S HOOKER TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC	06/09/2026	2194	38831.61

144: Remarks and Signature

Remarks
Date of Notice	07/01/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	01/26/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ David S. Hooker
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)