NPB Form 144: Trusts Report May–June 2026 Share Sales

The filing reports intended private resales of 7,000 shares of Common Stock by the estate of a former control person, dated 09/21/2017, and multiple actual sales by related trusts in May–June 2026.

Rhea-AI Filing Summary

The filing reports intended private resales of 7,000 shares of Common Stock by the estate of a former control person, dated 09/21/2017, and multiple actual sales by related trusts in May–June 2026. The record lists settlement dates and per-trade proceeds for sales ranging from 17 to 2,194 shares.

Insights

Corporate Governance Analyst

Routine Rule 144 resale and trustee dispositions reported.

The filing lists a private resale of 7,000 shares by an estate of a former control person and multiple executed sales by two related trusts between 05/01/2026 and 06/09/2026. The entries show per-trade share counts and gross proceeds.

Cash‑flow treatment and aggregate post-sale holdings are not provided in the excerpt; subsequent filings or transfer records would show any remaining holdings.

Key Figures

Private resale registered: 7,000 shares Sale on 05/01/2026: 7,000 shares Sale on 06/09/2026: 2,194 shares +3 more

6 metrics

Private resale registered 7,000 shares Private resale of control securities dated 09/21/2017

Sale on 05/01/2026 7,000 shares DAVID S HOOKER TRUST sale on 05/01/2026 with proceeds $124,741.40

Sale on 06/09/2026 2,194 shares DAVID S HOOKER TRUST sale on 06/09/2026 with proceeds $38,831.61

Sale on 05/01/2026 (smaller trust) 500 shares TANIS S HOOKER IRRE DISCRETIONARY TRUST sale on 05/01/2026 with proceeds $8,910.10

Largest listed proceeds $124,741.40 Proceeds from 7,000-share sale on 05/01/2026

Smallest listed sale 17 shares TANIS S HOOKER IRRE DISCRETIONARY TRUST sale on 06/05/2026 with proceeds $297.93

Key Terms

private resale of control securities, Form 144, irrevocable discretionary trust

3 terms

private resale of control securities regulatory

"Private resale of control securities by estate of former control person"

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

irrevocable discretionary trust financial

"TANIS S HOOKER IRRE DISCRETIONARY TRUST 3333 Deposit Drive Northeast"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the NPB Form 144 filing disclose?

It discloses a planned private resale of 7,000 shares by an estate (dated 09/21/2017) and multiple sales by related trusts executed in May–June 2026, including share counts and gross proceeds for each trade.

Who appears as the seller in the NPB trades listed?

The sellers are the David S Hooker Trust and the Tanis S Hooker Irrevocable Discretionary Trust, plus an estate of a former control person noted for a private resale of control securities on 09/21/2017.

What are the largest sales reported in the filing?

Largest individual trades shown include sales of 2,194 shares ($38,831.61) and 3,850 shares ($67,393.48), executed between 05/01/2026 and 06/09/2026, with each row listing date, shares, and proceeds.

Does the filing state who received the sale proceeds?

The excerpt lists gross proceeds per transaction but does not state the recipient party beyond the named trusts and estate; explicit cash‑flow recipients are not detailed in the provided content.

Are these sales part of an offering or Rule 144 resale?

The filing references a private resale of control securities and shows executed trust sales consistent with Rule 144 reporting practice; the text identifies the activity as private resales by the estate and trusts.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 07/01/2026 - 04:52 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0002057486
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	NORTHPOINTE BANCSHARES INC
SEC File Number	001-42517
Address of Issuer	3333 DEPOSIT DRIVE NE GRAND RAPIDS MICHIGAN 49546
Phone	616-974-8491
Name of Person for Whose Account the Securities are To Be Sold	Hooker David Stevens
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Northern Trust Securities, Inc. 50 S LaSalle Street Chicago IL 60603	7000	135074.80	34581842	07/01/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	09/21/2017	Private resale of control securities by estate of former control person	David S. Hooker			7000	09/21/2017	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
DAVID S HOOKER TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC.	05/01/2026	7000	124741.40
TANIS S HOOKER IRRE DISCRETIONARY TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC.	05/01/2026	500	8910.10
TANIS S HOOKER IRRE DISCRETIONARY TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC.	06/02/2026	275	4813.90
DAVID S HOOKER TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC.	06/02/2026	3850	67393.48
DAVID S HOOKER TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC.	06/05/2026	234	4100.71
TANIS S HOOKER IRRE DISCRETIONARY TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC.	06/05/2026	17	297.93
DAVID S HOOKER TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC	06/08/2026	722	12649.15
TANIS S HOOKER IRRE DISCRETIONARY TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC	06/08/2026	51	893.51
DAVID S HOOKER TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC	06/09/2026	2194	38831.61
TANIS S HOOKER IRRE DISCRETIONARY TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC	06/09/2026	157	2778.71

144: Remarks and Signature

Remarks
Date of Notice	07/01/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	01/26/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ David S. Hooker
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)