Northpointe director granted 2,606 RSUs in amendment

Lawrence David F. reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Lawrence David F. reported acquisition or exercise transactions in this Form 4 filing.

Northpointe Bancshares Inc. director David F. Lawrence reported an equity compensation grant. He received 2,606 restricted stock units (RSUs), each convertible into one share of Northpointe common stock.

The RSUs vest in a single annual installment on May 13, 2027. This filing is an amendment that corrects the vesting schedule previously described in the original Form 4, without changing the number of units granted or their basic terms. After this award, Lawrence holds 2,606 RSUs directly.

Insider Trade Summary

Grant/Award: 2,606 shares

Grant/Award 1 txn

Insider Lawrence David F.

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Restricted stock units	2,606	$0.00	$0.00

Holdings After Transaction: Restricted stock units — 2,606 contracts (Direct)

Footnotes (3)

1. F1. Restricted stock units ("RSUs") convert into shares of the issuer's common stock on a one-for-one basis.
2. F2. The RSUs vest in one annual installment on May 13, 2027.
3. F3. This amendment is being filed solely to correct the vesting schedule of the RSUs, which was inadvertently described incorrectly in the original Form 4.

Key Figures

RSUs granted: 2,606 units Underlying common shares: 2,606 shares Grant price: $0.0000 per unit +2 more

5 metrics

RSUs granted 2,606 units Restricted stock units awarded to director on May 13, 2026

Underlying common shares 2,606 shares Each RSU converts one-for-one into common stock

Grant price $0.0000 per unit Non-cash equity compensation award

Post-grant RSU holdings 2,606 units Total RSUs held directly after this transaction

Vesting date May 13, 2027 RSUs vest in one annual installment

Key Terms

Restricted stock units, RSUs, Form 4, vesting schedule

4 terms

Restricted stock units financial

"Restricted stock units convert into shares of the issuer's common stock on a one-for-one basis."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

RSUs financial

"The RSUs vest in one annual installment on May 13, 2027."

RSUs, or restricted stock units, are a form of company shares given to employees as part of their compensation. They are typically awarded with certain restrictions, such as a waiting period before they can be fully owned or sold, similar to earning a gift that becomes fully yours over time. For investors, RSUs can impact a company's stock offerings and reflect how much the company relies on stock-based incentives to attract and retain talent.

Form 4 regulatory

"Described incorrectly in the original Form 4."

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

vesting schedule financial

"This amendment is being filed solely to correct the vesting schedule of the RSUs."

A vesting schedule is a timeline that determines when someone gains full ownership of certain benefits, such as company stock or retirement contributions. Think of it like earning the right to own a gift gradually over time, rather than receiving it all at once. It matters to investors because it affects when they can fully access or sell these benefits, influencing their financial planning and decision-making.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Northpointe Bancshares (NPB) report in this Form 4/A?

Northpointe Bancshares reported that director David F. Lawrence received 2,606 restricted stock units as equity compensation. These RSUs are derivative securities that convert into common shares and represent a routine, non-cash award rather than an open-market stock purchase or sale.

How many restricted stock units did the Northpointe Bancshares (NPB) director receive?

Director David F. Lawrence received 2,606 restricted stock units. Each RSU converts into one share of Northpointe Bancshares common stock, so the grant represents rights to 2,606 shares, subject to the vesting schedule disclosed in the amended insider filing.

When do the RSUs granted to the Northpointe Bancshares (NPB) director vest?

The RSUs vest in one annual installment on May 13, 2027. Vesting means the units become earned and convertible into common shares at that time, assuming any applicable continued service or other conditions are satisfied under the company’s compensation arrangements.

What does the Form 4/A amendment change for Northpointe Bancshares (NPB)?

The amendment is filed solely to correct the vesting schedule for the RSUs. The original Form 4 inadvertently described vesting incorrectly, so this update clarifies that the units vest in one annual installment on May 13, 2027, without altering the award size.

Is the Northpointe Bancshares (NPB) insider transaction a market purchase or sale?

The reported transaction is not a market trade; it is a grant of 2,606 RSUs as compensation. The transaction code A indicates a grant or award acquisition, with no cash price per unit and no open-market buying or selling involved in this filing.

How many RSUs does the Northpointe Bancshares (NPB) director hold after this grant?

After the award, David F. Lawrence holds 2,606 restricted stock units directly. These RSUs convert into an equal number of Northpointe common shares once they vest on May 13, 2027, reflecting his current derivative equity position from this grant.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/18/2026 - 04:04 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Lawrence David F.

(Last) (First) (Middle)

3333 DEPOSIT DRIVE

NORTHEAST

(Street)

GRAND RAPIDS MICHIGAN 49546

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
NORTHPOINTE BANCSHARES INC [ NPB ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/13/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)
06/17/2026

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted stock units(1)	(1)	05/13/2026		A		2,606		(2)(3)	(2)(3)	Common Stock	2,606	$0	2,606	D

Explanation of Responses:

1. Restricted stock units ("RSUs") convert into shares of the issuer's common stock on a one-for-one basis.

2. The RSUs vest in one annual installment on May 13, 2027.

3. This amendment is being filed solely to correct the vesting schedule of the RSUs, which was inadvertently described incorrectly in the original Form 4.

Remarks:

	/s/ Kevin J. Comps, Attorney-in-Fact	06/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)