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  4. [144] NORTHPOINTE BANCSHARES INC SEC Filing

Northpointe Bancshares (NPB) estate and trust plan resale of control shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

Northpointe Bancshares, Inc. (NPB) is the subject of a notice of proposed sale of 52 shares of common stock described as a private resale of control securities by the estate of a former control person, with David S. Hooker named in the description. The proposed sale is to be executed through Northern Trust Securities, Inc., with an aggregate market value of $910.29. The filing also lists multiple earlier sales of Northpointe Bancshares common stock during May–August 2026 by the David S. Hooker Trust and the Tanis S. Hooker Irrevocable Discretionary Trust, including several transactions of more than 3,000 shares each.

Positive

  • None.

Negative

  • None.
Proposed shares to be sold 52 shares Common stock, private resale of control securities by estate of former control person
Aggregate market value of proposed sale $910.29 52 shares of Northpointe Bancshares common stock
Past sale 1 7,000 shares for $124,741.40 David S. Hooker Trust sale on 05/01/2026
Past sale 2 500 shares for $8,910.10 Tanis S. Hooker Irrevocable Discretionary Trust sale on 05/01/2026
Past sale 3 7,000 shares for $135,074.80 David S. Hooker Trust sale on 07/01/2026
Past sale 4 2,995 shares for $52,691.63 David S. Hooker Trust sale on 08/03/2026
control securities regulatory
"Private resale of control securities by estate of former control person"
private resale financial
"Private resale of control securities by estate of former control person"
estate of former control person financial
"Private resale of control securities by estate of former control person"
Irrevocable Discretionary Trust financial
"TANIS S HOOKER IRRE DISCRETIONARY TRUST 3333 Deposit Drive"

FAQ

What does Northpointe Bancshares (NPB) disclose in this Form 144 filing?
The filing discloses a proposed private resale of 52 shares of Northpointe Bancshares common stock by the estate of a former control person, plus multiple prior sales by related trusts during May–August 2026.

How many Northpointe Bancshares (NPB) shares are proposed for resale?
The proposed transaction involves 52 shares of Northpointe Bancshares common stock, with an aggregate market value shown as $910.29, to be sold through Northern Trust Securities, Inc.

Who is associated with the proposed control-securities resale for NPB?
The proposed private resale of control securities references the estate of a former control person, with David S. Hooker named in the description, and uses Northern Trust Securities, Inc. as broker.

Which entities sold Northpointe Bancshares (NPB) shares in the past 3 months?
The past 3 months’ sales were made by the David S. Hooker Trust and the Tanis S. Hooker Irrevocable Discretionary Trust, with multiple transactions in May, June, July, and August 2026.

What are examples of recent NPB share sales and proceeds?
Examples include a sale of 7,000 shares on 05/01/2026 for $124,741.40 and another 7,000-share sale on 07/01/2026 for $135,074.80, both by the David S. Hooker Trust.

Is the Form 144 filing for NPB a new issuance of shares?
No. The filing relates to the resale of existing common shares of Northpointe Bancshares, including a proposed 52-share resale and prior sales by trusts, rather than any new share issuance by the company.

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144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

Source: View Original Filing on SEC EDGAR