Northpointe Bancshares estate plans small stock sale

Northpointe Bancshares, Inc. has a planned disposition of common stock reported by the estate of a former control person.

Rhea-AI Filing Summary

Northpointe Bancshares, Inc. has a planned disposition of common stock reported by the estate of a former control person. The filing covers a proposed sale of 339 shares of common stock, with an aggregate market value of $5,942.91, compared with 34,581,842 shares outstanding. Prior to this notice, related trusts executed several market sales of Northpointe Bancshares common stock over the past three months.

Key Figures

Shares to be sold: 339 shares Aggregate market value: $5,942.91 Shares outstanding: 34,581,842 shares +3 more

6 metrics

Shares to be sold 339 shares Proposed sale of Northpointe Bancshares common stock

Aggregate market value $5,942.91 Value of 339 shares proposed for sale

Shares outstanding 34,581,842 shares Northpointe Bancshares common stock outstanding

Trust sale on 05/01/2026 7,000 shares; $124,741.40 Sale by David S. Hooker Trust

Trust sale on 07/01/2026 7,000 shares; $135,074.80 Sale by David S. Hooker Trust

Trust sale on 08/04/2026 2,946 shares; $51,771.24 Sale by David S. Hooker Trust

Key Terms

control securities, private resale, estate of former control person, irrevocable discretionary trust

4 terms

control securities regulatory

"Private resale of control securities by estate of former control person"

private resale regulatory

"Private resale of control securities by estate of former control person"

estate of former control person regulatory

"Private resale of control securities by estate of former control person"

irrevocable discretionary trust financial

"TANIS S HOOKER IRRE DISCRETIONARY TRUST 3333 Deposit Drive"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What stock sale is disclosed for Northpointe Bancshares (NPB) in this Form 144?

The notice covers a proposed sale of 339 shares of Northpointe Bancshares common stock. The aggregate market value of these shares is reported as $5,942.91, with the shares listed for trading on the NYSE.

How many Northpointe Bancshares (NPB) shares are reported as outstanding?

The filing states that 34,581,842 shares of Northpointe Bancshares common stock are outstanding. This figure provides context for the size of the proposed 339-share sale relative to the company’s total equity base.

Who is the seller in the Northpointe Bancshares (NPB) Form 144 filing?

The transaction involves a private resale of control securities by the estate of a former control person, identified as David S. Hooker. The filing characterizes the shares as control securities rather than a routine public-market trade.

What recent Northpointe Bancshares (NPB) stock sales by related trusts are disclosed?

The document lists multiple sales by the David S. Hooker Trust and the Tanis S. Hooker Irrevocable Discretionary Trust between May and August 2026, including individual transactions of 7,000 shares and related cash proceeds over this three‑month period.

On which exchange is Northpointe Bancshares (NPB) common stock listed in this filing?

The common stock referenced in the filing is identified as trading on the NYSE. This exchange designation applies to the Northpointe Bancshares common shares associated with the proposed and recent reported sales.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/13/2026 - 06:56 PM Accepted by SEC EDGAR 08/13/2026 - 06:55 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0002057486
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	NORTHPOINTE BANCSHARES INC
SEC File Number	001-42517
Address of Issuer	3333 DEPOSIT DRIVE NE GRAND RAPIDS MICHIGAN 49546
Phone	616-974-8491
Name of Person for Whose Account the Securities are To Be Sold	Hooker David Stevens
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Northern Trust Securities, Inc. 50 S LaSalle Street Chicago IL 60603	339	5942.91	34581842	08/13/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	09/21/2017	Private resale of control securities by estate of former control person	David S. Hooker			339	09/21/2017	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
DAVID S HOOKER TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC.	05/01/2026	7000	124741.40
TANIS S HOOKER IRRE DISCRETIONARY TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC.	05/01/2026	500	8910.10
TANIS S HOOKER IRRE DISCRETIONARY TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC.	06/02/2026	275	4813.90
DAVID S HOOKER TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC.	06/02/2026	3850	67393.48
DAVID S HOOKER TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC.	06/05/2026	234	4100.71
TANIS S HOOKER IRRE DISCRETIONARY TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC.	06/05/2026	17	297.93
DAVID S HOOKER TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC	06/08/2026	722	12649.15
TANIS S HOOKER IRRE DISCRETIONARY TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC	06/08/2026	51	893.51
DAVID S HOOKER TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC	06/09/2026	2194	38831.61
TANIS S HOOKER IRRE DISCRETIONARY TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC	06/09/2026	157	2778.71
DAVID S HOOKER TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC	07/01/2026	7000	135074.80
TANIS S HOOKER IRRE DISCRETIONARY TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC	07/01/2026	500	9648.05
DAVID S HOOKER TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC	08/03/2026	2995	52691.63
TANIS S HOOKER IRRE DISCRETIONARY TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC	08/03/2026	214	3764.97
DAVID S HOOKER TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC	08/04/2026	2946	51771.24
TANIS S HOOKER IRRE DISCRETIONARY TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC	08/04/2026	210	3690.41

144: Remarks and Signature

Remarks
Date of Notice	08/13/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	01/26/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ David S. Hooker
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)