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  4. [144] NORTHPOINTE BANCSHARES INC SEC Filing

Estate of former control person in Northpointe Bancshares (NPB) plans stock resale

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

Northpointe Bancshares, Inc. has a planned disposition of common stock reported by the estate of a former control person. The filing covers a proposed sale of 339 shares of common stock, with an aggregate market value of $5,942.91, compared with 34,581,842 shares outstanding. Prior to this notice, related trusts executed several market sales of Northpointe Bancshares common stock over the past three months.

Positive

  • None.

Negative

  • None.
Shares to be sold 339 shares Proposed sale of Northpointe Bancshares common stock
Aggregate market value $5,942.91 Value of 339 shares proposed for sale
Shares outstanding 34,581,842 shares Northpointe Bancshares common stock outstanding
Trust sale on 05/01/2026 7,000 shares; $124,741.40 Sale by David S. Hooker Trust
Trust sale on 07/01/2026 7,000 shares; $135,074.80 Sale by David S. Hooker Trust
Trust sale on 08/04/2026 2,946 shares; $51,771.24 Sale by David S. Hooker Trust
control securities regulatory
"Private resale of control securities by estate of former control person"
private resale regulatory
"Private resale of control securities by estate of former control person"
estate of former control person regulatory
"Private resale of control securities by estate of former control person"
irrevocable discretionary trust financial
"TANIS S HOOKER IRRE DISCRETIONARY TRUST 3333 Deposit Drive"

FAQ

What stock sale is disclosed for Northpointe Bancshares (NPB) in this Form 144?
The notice covers a proposed sale of 339 shares of Northpointe Bancshares common stock. The aggregate market value of these shares is reported as $5,942.91, with the shares listed for trading on the NYSE.

How many Northpointe Bancshares (NPB) shares are reported as outstanding?
The filing states that 34,581,842 shares of Northpointe Bancshares common stock are outstanding. This figure provides context for the size of the proposed 339-share sale relative to the company’s total equity base.

Who is the seller in the Northpointe Bancshares (NPB) Form 144 filing?
The transaction involves a private resale of control securities by the estate of a former control person, identified as David S. Hooker. The filing characterizes the shares as control securities rather than a routine public-market trade.

On which exchange is Northpointe Bancshares (NPB) common stock listed in this filing?
The common stock referenced in the filing is identified as trading on the NYSE. This exchange designation applies to the Northpointe Bancshares common shares associated with the proposed and recent reported sales.

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144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

Source: View Original Filing on SEC EDGAR