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  4. [144] NORTHPOINTE BANCSHARES INC SEC Filing

Northpointe Bancshares (NPB) trusts plan resale of control shares under notice

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

Northpointe Bancshares, Inc. (NPB) has a notice of intent to sell 720 shares of common stock through Northern Trust Securities, Inc. on or after August 14, 2026, with an indicated aggregate market value of $12,603.46. The transaction is described as a private resale of control securities by the estate of a former control person. Related trusts associated with David S. Hooker and Tanis S. Hooker have reported multiple prior sales of Northpointe Bancshares common stock between May 1, 2026 and August 13, 2026.

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Shares to be sold 720 shares Common stock covered by the notice of proposed sale
Aggregate market value of proposed sale $12,603.46 Indicated value for 720 shares of common stock
Proposed sale date 08/14/2026 Date associated with the planned sale through Northern Trust Securities
Single prior sale size 7,000 shares Northpointe Bancshares common stock sold by David S. Hooker Trust on 07/01/2026
Proceeds from 07/01/2026 sale $135,074.80 Gross amount for 7,000 shares sold by David S. Hooker Trust
Another prior sale size 7,000 shares Northpointe Bancshares common stock sold by David S. Hooker Trust on 05/01/2026
Proceeds from 05/01/2026 sale $124,741.40 Gross amount for 7,000 shares sold by David S. Hooker Trust
control securities regulatory
"Private resale of control securities by estate of former control person"
private resale financial
"Private resale of control securities by estate of former control person"
irrevocable discretionary trust financial
"TANIS S HOOKER IRRE DISCRETIONARY TRUST 3333 Deposit Drive Northeast"

FAQ

What does Northpointe Bancshares (NPB) report in this Form 144 filing?
The filing reports an intent to sell 720 shares of Northpointe Bancshares common stock via Northern Trust Securities with an indicated value of $12,603.46, described as a private resale of control securities by the estate of a former control person.

How many Northpointe Bancshares (NPB) shares are proposed to be sold and at what value?
The notice covers 720 shares of Northpointe Bancshares common stock with an aggregate market value of $12,603.46. These shares are to be sold through Northern Trust Securities on or after August 14, 2026.

Who is associated with the securities in this Northpointe Bancshares (NPB) Form 144?
The shares are described as control securities held by the estate of a former control person. Recent sales disclosed were made by the David S. Hooker Trust and the Tanis S. Hooker Irre Discretionary Trust.

What prior sales of Northpointe Bancshares (NPB) stock are disclosed in the past three months?
Trusts associated with David S. Hooker and Tanis S. Hooker sold multiple Northpointe Bancshares lots between May 1, 2026 and August 13, 2026, including individual transactions such as 7,000 shares for $135,074.80 on July 1, 2026.

Through which broker and market will the Form 144 Northpointe Bancshares (NPB) shares be sold?
The planned sale of 720 shares of Northpointe Bancshares common stock is to be executed through Northern Trust Securities, Inc., with the securities listed on the NYSE according to the filing details.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

Source: View Original Filing on SEC EDGAR