Northpointe Bancshares trust plans stock resale

Northpointe Bancshares, Inc. is referenced in a Form 144 covering a planned private resale of control securities by the estate of a former control person, to be handled through Northern Trust Securities.

Rhea-AI Filing Summary

Northpointe Bancshares, Inc. is referenced in a Form 144 covering a planned private resale of control securities by the estate of a former control person, to be handled through Northern Trust Securities. The filing lists common stock and indicates an intended transaction date of September 21, 2017. It also details prior sales of Northpointe Bancshares common stock over the past three months by the David S. Hooker Trust and the Tanis S. Hooker Irrevocable Discretionary Trust, including multiple transactions in May, June, July, and August 2026 with individual trade sizes ranging from 17 to 7,000 shares and corresponding dollar amounts for each sale.

Key Figures

Planned shares in broker line: 24 shares Price figure in broker line: 420.75 Single largest recent sale: 7,000 shares +5 more

8 metrics

Planned shares in broker line 24 shares Common stock line associated with Northern Trust Securities, Inc.

Price figure in broker line 420.75 Figure shown alongside the 24 common shares line

Single largest recent sale 7,000 shares Sale by DAVID S HOOKER TRUST on 05/01/2026

Proceeds from 7,000-share sale 124741.40 Dollar amount listed for 05/01/2026 DAVID S HOOKER TRUST sale

Another 7,000-share sale 7,000 shares Sale by DAVID S HOOKER TRUST on 07/01/2026

Proceeds from 07/01/2026 sale 135074.80 Dollar amount for the 7,000-share sale on 07/01/2026

Smallest disclosed sale 17 shares Sale by TANIS S HOOKER IRRE DISCRETIONARY TRUST on 06/05/2026

Proceeds from 17-share sale 297.93 Dollar amount listed for the 17-share sale on 06/05/2026

Key Terms

Form 144, control securities, private resale, irrevocable discretionary trust

4 terms

Form 144 regulatory

"Filer Information | | | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

control securities regulatory

"Private resale of control securities by estate of former control person"

private resale financial

"Private resale of control securities by estate of former control person"

irrevocable discretionary trust financial

"TANIS S HOOKER IRRE DISCRETIONARY TRUST 3333 Deposit Drive"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filing involving NPB indicate?

The Form 144 indicates a planned private resale of control securities of Northpointe Bancshares, Inc. by the estate of a former control person, along with a detailed list of recent share sales by related trusts.

Who is selling Northpointe Bancshares (NPB) shares in this Form 144?

The filing identifies the estate of a former control person as planning a private resale, and lists prior sales by the David S. Hooker Trust and the Tanis S. Hooker Irrevocable Discretionary Trust over the past three months.

What transaction sizes are disclosed for Northpointe Bancshares (NPB) in the past 3 months?

Disclosed transactions range from 17 shares to 7,000 shares per trade, each with an associated dollar amount such as 124741.40 and 135074.80, showing multiple sales executed in May, June, July, and August 2026.

What is the role of Northern Trust Securities in this NPB-related filing?

Northern Trust Securities, Inc. is listed as the broker for the Form 144 transaction, associated with the planned private resale of Northpointe Bancshares common stock by the estate of the former control person.

Which trusts related to NPB appear in the Form 144?

The filing names the DAVID S HOOKER TRUST and the TANIS S HOOKER IRRE DISCRETIONARY TRUST, each shown executing multiple sales of Northpointe Bancshares common stock with specified share counts and dollar proceeds.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/13/2026 - 07:16 PM Accepted by SEC EDGAR 08/13/2026 - 07:15 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0002057486
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	NORTHPOINTE BANCSHARES INC
SEC File Number	001-42517
Address of Issuer	3333 DEPOSIT DRIVE NE GRAND RAPIDS MICHIGAN 49546
Phone	616-974-8491
Name of Person for Whose Account the Securities are To Be Sold	Hooker David Stevens
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Northern Trust Securities, Inc. 50 S LaSalle Street Chicago IL 60603	24	420.75	34581842	08/13/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	09/21/2017	Private resale of control securities by estate of former control person	David S. Hooker			24	09/21/2017	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
DAVID S HOOKER TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC.	05/01/2026	7000	124741.40
TANIS S HOOKER IRRE DISCRETIONARY TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC.	05/01/2026	500	8910.10
TANIS S HOOKER IRRE DISCRETIONARY TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC.	06/02/2026	275	4813.90
DAVID S HOOKER TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC.	06/02/2026	3850	67393.48
DAVID S HOOKER TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC.	06/05/2026	234	4100.71
TANIS S HOOKER IRRE DISCRETIONARY TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC.	06/05/2026	17	297.93
TANIS S HOOKER IRRE DISCRETIONARY TRUST 3333 Deposit Drive Northeast Grand Rapids, MI 49546	NORTHPOINTE BANCSHARES INC.	06/08/2026	51	893.61
DAVID S HOOKER TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC.	06/08/2026	722	12649.15
TANIS S HOOKER IRRE DISCRETIONARY TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC	06/09/2026	157	2778.71
DAVID S HOOKER TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC	06/09/2026	2194	38831.61
TANIS S HOOKER IRRE DISCRETIONARY TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC	07/01/2026	500	9648.05
DAVID S HOOKER TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC	07/01/2026	7000	135074.80
TANIS S HOOKER IRRE DISCRETIONARY TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC	08/03/2026	214	3764.97
DAVID S HOOKER TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC	08/03/2026	2995	52691.63
TANIS S HOOKER IRRE DISCRETIONARY TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC	08/04/2026	210	3690.41
DAVID S HOOKER TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC	08/04/2026	2946	51771.24

144: Remarks and Signature

Remarks
Date of Notice	08/13/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	01/26/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ David S. Hooker
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)