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Northpointe Bancshares (NPB) trusts detail control stock sales in Form 144

(Neutral)
(Neutral)
Form Type
144

Rhea-AI Filing Summary

Northpointe Bancshares, Inc. is referenced in a Form 144 covering a planned private resale of control securities by the estate of a former control person, to be handled through Northern Trust Securities. The filing lists common stock and indicates an intended transaction date of September 21, 2017. It also details prior sales of Northpointe Bancshares common stock over the past three months by the David S. Hooker Trust and the Tanis S. Hooker Irrevocable Discretionary Trust, including multiple transactions in May, June, July, and August 2026 with individual trade sizes ranging from 17 to 7,000 shares and corresponding dollar amounts for each sale.

Positive

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Negative

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Planned shares in broker line 24 shares Common stock line associated with Northern Trust Securities, Inc.
Price figure in broker line 420.75 Figure shown alongside the 24 common shares line
Single largest recent sale 7,000 shares Sale by DAVID S HOOKER TRUST on 05/01/2026
Proceeds from 7,000-share sale 124741.40 Dollar amount listed for 05/01/2026 DAVID S HOOKER TRUST sale
Another 7,000-share sale 7,000 shares Sale by DAVID S HOOKER TRUST on 07/01/2026
Proceeds from 07/01/2026 sale 135074.80 Dollar amount for the 7,000-share sale on 07/01/2026
Smallest disclosed sale 17 shares Sale by TANIS S HOOKER IRRE DISCRETIONARY TRUST on 06/05/2026
Proceeds from 17-share sale 297.93 Dollar amount listed for the 17-share sale on 06/05/2026
Form 144 regulatory
"Filer Information | | | 144: Filer Information"
Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.
control securities regulatory
"Private resale of control securities by estate of former control person"
private resale financial
"Private resale of control securities by estate of former control person"
irrevocable discretionary trust financial
"TANIS S HOOKER IRRE DISCRETIONARY TRUST 3333 Deposit Drive"

FAQ

What does the Form 144 filing involving NPB indicate?

The Form 144 indicates a planned private resale of control securities of Northpointe Bancshares, Inc. by the estate of a former control person, along with a detailed list of recent share sales by related trusts.

Who is selling Northpointe Bancshares (NPB) shares in this Form 144?

The filing identifies the estate of a former control person as planning a private resale, and lists prior sales by the David S. Hooker Trust and the Tanis S. Hooker Irrevocable Discretionary Trust over the past three months.

What transaction sizes are disclosed for Northpointe Bancshares (NPB) in the past 3 months?

Disclosed transactions range from 17 shares to 7,000 shares per trade, each with an associated dollar amount such as 124741.40 and 135074.80, showing multiple sales executed in May, June, July, and August 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature