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Northpointe Bancshares (NPB) director trusts sell 363 shares in plan

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Northpointe Bancshares Inc. director David Stevens Hooker reported indirect sales of 363 shares of common stock on August 13, 2026. The sales, executed at prices around $17.53 per share, were made by the David S. Hooker Trust and the Tanis S. Hooker Discretionary Trust under a Rule 10b5-1 trading plan.

Positive

  • None.

Negative

  • None.
Insider Hooker David Stevens
Role Director
Sold 363 shs ($6K)
Type Security Shares Price Value
Sale Common Stock F1 339 $17.5307 $6K
Sale Common Stock F2 24 $17.5312 $420.75
Holdings After Transaction: Common Stock — 10,052 shares (Indirect, See footnote)
Footnotes (2)
  1. F1. Reflects shares of common stock held by the David S. Hooker Trust.
  2. F2. Reflects shares of common stock held by the Tanis S. Hooker Discretionary Trust.
Total shares sold 363 shares Net common shares sold indirectly on August 13, 2026
Shares sold by David S. Hooker Trust 339 shares Indirect sale of common stock at $17.5307 per share
Shares sold by Tanis S. Hooker Discretionary Trust 24 shares Indirect sale of common stock at $17.5312 per share
Sale price per share (larger block) $17.5307 per share Price for 339 indirectly held common shares sold August 13, 2026
Sale price per share (smaller block) $17.5312 per share Price for 24 indirectly held common shares sold August 13, 2026
Rule 10b5-1 trading plan regulatory
"Transactions were affirmed under a Rule 10b5-1 trading plan."
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
indirect ownership financial
"The shares were reported as indirectly owned and sold through trusts."
discretionary trust financial
"Shares of common stock held by the Tanis S. Hooker Discretionary Trust."

FAQ

What insider transactions did NPB report for David Stevens Hooker?
Northpointe Bancshares (NPB) reported that David Stevens Hooker, a director, had indirect sales totaling 363 common shares on August 13, 2026, executed through two related trusts at prices around $17.53 per share.

How many Northpointe Bancshares (NPB) shares were sold in this Form 4 filing?
The filing reports total sales of 363 common shares of Northpointe Bancshares (NPB). These consisted of 339 shares at $17.5307 and 24 shares at $17.5312, all on August 13, 2026, through trusts associated with the director.

Were the NPB insider sales by David Stevens Hooker under a Rule 10b5-1 plan?
Yes. The transactions are marked as affirmed under a Rule 10b5-1 trading plan. This indicates the sales were made pursuant to a pre-arranged plan, which can reduce the significance of their timing as a discretionary trading signal.

Were the NPB shares sold directly by David Stevens Hooker or through entities?
The shares were reported as indirectly owned and sold through trusts. 339 shares were held by the David S. Hooker Trust and 24 shares by the Tanis S. Hooker Discretionary Trust, rather than direct personal holdings.

What prices were received for the Northpointe Bancshares (NPB) insider share sales?
The reported sales were executed at $17.5307 per share for 339 shares and $17.5312 per share for 24 shares. All transactions involved Northpointe Bancshares common stock and occurred on August 13, 2026.

Does the Form 4 show remaining NPB holdings for David Stevens Hooker after the sales?
The reported transactions do not state total shares held after the sales. The filing focuses on the 363 shares sold indirectly by the two trusts and does not list updated post-transaction share balances for these positions.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hooker David Stevens
(Last)(First)(Middle)
3333 DEPOSIT DRIVE NORTHEAST
(Street)
GRAND RAPIDS MICHIGAN 49546
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
NORTHPOINTE BANCSHARES INC [ NPB ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/13/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/13/2026S339D$17.5307807,599ISee footnote(1)
Common Stock08/13/2026S24D$17.531210,052ISee footnote(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Reflects shares of common stock held by the David S. Hooker Trust.
2. Reflects shares of common stock held by the Tanis S. Hooker Discretionary Trust.
Remarks:
/s/ Kevin J. Comps, Attorney-in-Fact08/14/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR