The Northpointe Bancshares, Inc. (NYSE: NPB) SEC filings page provides access to the company’s official regulatory disclosures as filed with the U.S. Securities and Exchange Commission. Northpointe Bancshares is a Michigan-incorporated bank holding company for Northpointe Bank, with its common stock listed on the New York Stock Exchange. Its filings offer detailed insight into the financial condition, governance structure, and capital activities of a regional bank focused on home loans and retail banking products.
Investors can use this page to review current and historical Forms 10-K and 10-Q (when available in the broader SEC record) for information on loan portfolios, including Mortgage Purchase Program ("MPP") and All-in-One ("AIO") home equity lines, net interest income, non-interest income from mortgage banking and servicing, deposit composition, asset quality, and risk management practices. Form 8-K filings play a prominent role for Northpointe, documenting material events such as quarterly earnings announcements, subordinated note offerings, preferred stock redemptions, board and committee appointments, corrections to previously communicated guidance, and employment agreements with key executives.
This page is also a resource for tracking capital structure changes and funding instruments. For example, a December 2025 Form 8-K describes the issuance of 7.50% Fixed-to-Floating Rate Subordinated Notes due 2035 under a Subordinated Note Purchase Agreement, intended to qualify as Tier 2 capital. Another Form 8-K reports the completion of the redemption of the company’s 8.25% Fixed-to-Floating Rate Non-Cumulative Perpetual Series A Preferred Stock, funded with proceeds from the subordinated notes and cash on hand.
In addition, filings include details on governance and executive compensation arrangements, such as the appointment of independent directors, changes in audit committee leadership, and employment agreements that outline base salary, incentive compensation tied to specific business units, and severance and change-in-control provisions. With AI-powered summaries and real-time updates from EDGAR, users can quickly understand the key points in lengthy documents, monitor new Form 4 insider transaction reports when available, and navigate Northpointe’s regulatory disclosures without reading every page in full.
Northpointe Bancshares reports a private resale of control securities of 500 shares by the estate of a former control person, dated 09/21/2017. The filing lists recent dispositions by affiliated trusts during May–June 2026, reflecting multiple small block sales.
Examples shown include sales by the DAVID S HOOKER TRUST (7,000 shares on 05/01/2026) and the TANIS S HOOKER IRRE DISCRETIONARY TRUST (500 shares on 05/01/2026); the excerpt lists per‑trade share counts and gross proceeds for each trade.
The filing reports intended private resales of 7,000 shares of Common Stock by the estate of a former control person, dated 09/21/2017, and multiple actual sales by related trusts in May–June 2026. The record lists settlement dates and per-trade proceeds for sales ranging from 17 to 2,194 shares.
Lawrence David F. reported acquisition or exercise transactions in this Form 4 filing.
Northpointe Bancshares Inc. director David F. Lawrence reported an equity compensation grant. He received 2,606 restricted stock units (RSUs), each convertible into one share of Northpointe common stock.
The RSUs vest in a single annual installment on May 13, 2027. This filing is an amendment that corrects the vesting schedule previously described in the original Form 4, without changing the number of units granted or their basic terms. After this award, Lawrence holds 2,606 RSUs directly.
Northpointe Bancshares director Rodney E. Hood reported an amended Form 4 reflecting a grant of 2,606 restricted stock units. These RSUs convert into an equal number of common shares on a one-for-one basis and vest in a single installment on May 13, 2027. The amendment corrects the vesting schedule previously described in the original Form 4, without changing the underlying award amount.
Northpointe Bancshares director John Robert Tuttle received a grant of 2,606 restricted stock units. These RSUs convert into common stock on a one-for-one basis and vest in a single annual installment on May 13, 2027. Following this compensation-related award, Tuttle holds 2,606 RSUs directly. The amended Form 4 was filed only to correct the vesting schedule previously described for this grant.
Northpointe Bancshares Inc. director David Stevens Hooker reported an award of 2,606 restricted stock units that convert into common stock on a one-for-one basis. The RSUs vest in a single installment on May 13, 2027. This amended filing corrects the previously reported vesting schedule.
NORTHPOINTE BANCSHARES INC director Robert W. De Vlieger II received 2,606 restricted stock units (RSUs) as equity compensation. The RSUs convert into common stock on a one-for-one basis and vest in a single installment on May 13, 2027. After this award, he holds 2,606 RSUs directly. This Form 4 amendment is being filed solely to correct the vesting schedule disclosure from the original filing.
Northpointe Bancshares Inc. director Rajeev Kumar Chaudhary reported an award of 2,606 restricted stock units as equity compensation. Each RSU converts into one share of common stock and the units vest in a single installment on May 13, 2027. This Form 4/A is an amendment that corrects the vesting schedule previously described, without changing the size or nature of the original grant.
NORTHPOINTE BANCSHARES director Carrie L. Boer reported a compensation grant of 2,606 restricted stock units. The RSUs were awarded on May 13, 2026 and will vest in a single installment on May 13, 2027. Each RSU converts into one share of common stock. This Form 4 amendment is filed solely to correct the previously reported vesting schedule.
Northpointe Bancshares Inc. director Rodney E. Hood received a grant of 2,606 restricted stock units (RSUs). These RSUs are a form of equity compensation that convert into shares of the company’s common stock on a one-for-one basis.
The 2,606 RSUs vest in three approximately equal annual installments on each of May 13, 2027, May 13, 2028, and May 13, 2029, subject to the applicable award terms. Following this grant, Hood holds 2,606 RSUs directly.