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[Form 4] NORTHPOINTE BANCSHARES INC Insider Trading Activity

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Northpointe Bancshares Inc. reported an insider equity transaction by one of its officers, listed as President, Mortgage Purchase Program. On December 19, 2025, restricted stock units (RSUs) covering 85,896.67 shares vested and converted into an equal number of common shares at an exercise price of $0, reflecting stock-based compensation. To satisfy tax obligations tied to this vesting, the officer disposed of 33,800.67 common shares at a price of $17.67 per share. After these transactions, the officer directly beneficially owned 202,096 shares of Northpointe Bancshares common stock. The remaining RSUs are scheduled to vest in two approximately equal installments on December 19, 2026 and December 19, 2027.

Positive

  • None.

Negative

  • None.
Insider Christel David J
Role PRES, MORTGAGE PURCH PROGRAM
Type Security Shares Price Value
Exercise Restricted stock units 85,896.67 $0.00 --
Exercise Common Stock 85,896.67 $0.00 --
Tax Withholding Common Stock 33,800.67 $17.67 $597K
Holdings After Transaction: Restricted stock units — 171,793.33 shares (Direct); Common Stock — 235,896.67 shares (Direct)
Footnotes (1)
  1. Restricted stock units ("RSUs") convert into shares of the issuer's common stock on a one-for-one basis. The RSUs vested as to 85,896.67 shares on December 19, 2025, and the remaining RSUs vest in two approximately equal installments on each of December 19, 2026 and December 19, 2027.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Christel David J
(Last) (First) (Middle)
3333 DEPOSIT DRIVE NORTHEAST
(Street)
GRAND RAPIDS MI 49546
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
NORTHPOINTE BANCSHARES INC [ NPB ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
PRES, MORTGAGE PURCH PROGRAM
3. Date of Earliest Transaction (Month/Day/Year)
12/19/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/19/2025 M 85,896.67 A $0 235,896.67 D
Common Stock 12/19/2025 F 33,800.67 D $17.67 202,096 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted stock units(1) (1) 12/19/2025 M 85,896.67 (2) (2) Common Stock 85,896.67 $0 171,793.33 D
Explanation of Responses:
1. Restricted stock units ("RSUs") convert into shares of the issuer's common stock on a one-for-one basis.
2. The RSUs vested as to 85,896.67 shares on December 19, 2025, and the remaining RSUs vest in two approximately equal installments on each of December 19, 2026 and December 19, 2027.
Remarks:
/s/ Kevin J. Comps, Attorney-in-Fact 12/22/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR