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[Form 4] NORTHPOINTE BANCSHARES INC Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Northpointe Bancshares Inc. executive vice president and chief financial officer reported equity transactions involving the company’s common stock. On December 19, 2025, 8,590 restricted stock units converted into 8,590 shares of common stock at an exercise price of $0, increasing his direct holdings. On the same date, 2,457 shares of common stock were disposed of at a price of $17.67 per share. After these transactions, he directly owned 6,133 shares of common stock and held 17,180 derivative securities in the form of restricted stock units, which continue to vest through December 19, 2027.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Howes Brad T

(Last) (First) (Middle)
3333 DEPOSIT DRIVE NORTHEAST

(Street)
GRAND RAPIDS MI 49546

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
NORTHPOINTE BANCSHARES INC [ NPB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, CHIEF FINANCIAL OFFICER
3. Date of Earliest Transaction (Month/Day/Year)
12/19/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/19/2025 M 8,590 A $0 8,590 D
Common Stock 12/19/2025 F 2,457 D $17.67 6,133 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted stock units(1) (1) 12/19/2025 M 8,590 (2) (2) Common Stock 8,590 $0 17,180 D
Explanation of Responses:
1. Restricted stock units ("RSUs") convert into shares of the issuer's common stock on a one-for-one basis.
2. The RSUs vested as to 8,590 shares on December 19, 2025, and the remaining RSUs vest in two approximately equal installments on each of December 19, 2026 and December 19, 2027.
Remarks:
/s/ Kevin J. Comps, Attorney-in-Fact 12/22/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider activity did NORTHPOINTE BANCSHARES INC (NPB) report?

The executive vice president and chief financial officer reported transactions in the company’s common stock and restricted stock units on December 19, 2025.

How many NORTHPOINTE BANCSHARES INC (NPB) restricted stock units vested?

8,590 restricted stock units vested and converted into 8,590 shares of Northpointe Bancshares Inc. common stock at an exercise price of $0.

How many NORTHPOINTE BANCSHARES INC (NPB) shares were disposed of in this filing?

The reporting officer disposed of 2,457 shares of Northpointe Bancshares Inc. common stock at a price of $17.67 per share on December 19, 2025.

How many NORTHPOINTE BANCSHARES INC (NPB) shares does the insider own after these transactions?

Following the reported transactions, the officer directly owned 6,133 shares of Northpointe Bancshares Inc. common stock.

What derivative securities does the NORTHPOINTE BANCSHARES INC (NPB) insider still hold?

After the vesting event, the officer held 17,180 derivative securities in the form of restricted stock units tied to Northpointe Bancshares Inc. common stock.

When will the remaining NORTHPOINTE BANCSHARES INC (NPB) RSUs vest?

The remaining restricted stock units are scheduled to vest in two approximately equal installments on December 19, 2026 and December 19, 2027.

NORTHPOINTE BANCSHARES INC.

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GRAND RAPIDS