NORTHPOINTE BANCSHARES INC Insider Trading Activity

Q: What happened to the restricted stock units (RSUs) in this NORTHPOINTE BANCSHARES INC (NPB) filing?

Restricted stock units converted into common stock on a one-for-one basis, with 79,696.67 RSUs vesting on December 19, 2025. After this transaction, 159,393.33 derivative securities related to RSUs remained beneficially owned.

Q: What transaction codes were used in this NORTHPOINTE BANCSHARES INC (NPB) Form 4?

The filing shows transaction code M for the acquisition of 79,696.67 common shares at $0, and code F for the disposition of 34,744.67 common shares at $17.67 per share.

Northpointe Bancshares Inc. executive reports stock and RSU transactions.

Accepted by SEC EDGAR 12/22/2025 - 04:18 PM EST

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Rhea-AI Filing Summary

Northpointe Bancshares Inc. executive reports stock and RSU transactions. The president and secretary acquired 79,696.67 shares of common stock on December 19, 2025 at a price of $0, reflecting the conversion of restricted stock units into common shares. On the same date, 34,744.67 common shares were disposed of at $17.67 per share. Following these transactions, the insider directly owned 45,952 common shares and indirectly held 6,932 shares through a 401(k) plan. A related derivative position in restricted stock units covered 79,696.67 underlying common shares and had 159,393.33 derivative securities remaining beneficially owned after the reported activity. The remaining restricted stock units are scheduled to vest in two approximately equal installments on December 19, 2026 and December 19, 2027.

Insider Trade Summary

79,696.67 shares exercised/converted

Exercise 3 txns

Insider Comps Kevin J

Role PRESIDENT & SECRETARY

Type	Security	Shares	Price	Value
Exercise	Restricted stock units	79,696.67	$0.00	$0.00
Exercise	Common Stock	79,696.67	$0.00	$0.00
Exercise Price or Tax Liability	Common Stock	34,744.67	$17.67	$614K
Holding	Common Stock	--	--	--

Holdings After Transaction: Restricted stock units — 159,393.33 contracts (Direct); Common Stock — 45,952 shares (Direct); Common Stock — 6,932 shares (Indirect, By 401(k) Plan)

Holdings Before and After: Restricted stock units, 239,090 to 159,393.33 contracts (Direct); Common Stock, 1,000 to 45,952 shares (Direct)

Footnotes (2)

F1. Restricted stock units ("RSUs") convert into shares of the issuer's common stock on a one-for-one basis.
F2. The RSUs vested as to 79,696.67 shares on December 19, 2025, and the remaining RSUs vest in two approximately equal installments on each of December 19, 2026 and December 19, 2027..

FAQ

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What insider activity did NORTHPOINTE BANCSHARES INC (NPB) report in this Form 4?

The Form 4 reports that the company’s president and secretary acquired 79,696.67 shares of common stock on December 19, 2025 at $0 per share through restricted stock unit conversion, and disposed of 34,744.67 shares at $17.67 per share on the same date.

How many NORTHPOINTE BANCSHARES INC (NPB) shares does the insider own after the reported transactions?

After the reported transactions, the insider directly owned 45,952 shares of NORTHPOINTE BANCSHARES INC common stock and indirectly held 6,932 shares through a 401(k) Plan.

What happened to the restricted stock units (RSUs) in this NORTHPOINTE BANCSHARES INC (NPB) filing?

Restricted stock units converted into common stock on a one-for-one basis, with 79,696.67 RSUs vesting on December 19, 2025. After this transaction, 159,393.33 derivative securities related to RSUs remained beneficially owned.

What is the future vesting schedule for the remaining RSUs at NORTHPOINTE BANCSHARES INC (NPB)?

The remaining restricted stock units are scheduled to vest in two approximately equal installments on December 19, 2026 and December 19, 2027.

What transaction codes were used in this NORTHPOINTE BANCSHARES INC (NPB) Form 4?

The filing shows transaction code M for the acquisition of 79,696.67 common shares at $0, and code F for the disposition of 34,744.67 common shares at $17.67 per share.

What officer filed this Form 4 for NORTHPOINTE BANCSHARES INC (NPB)?

The reporting person is identified as an officer of NORTHPOINTE BANCSHARES INC, serving as President & Secretary, and the Form 4 is signed /s/ Kevin J. Comps.

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Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Comps Kevin J

(Last)

(First)

(Middle)

3333 DEPOSIT DRIVE NORTHEAST

(Street)

GRAND RAPIDS

49546

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
NORTHPOINTE BANCSHARES INC [ NPB ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	PRESIDENT & SECRETARY

3. Date of Earliest Transaction (Month/Day/Year)
12/19/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	12/19/2025		M		79,696.67	A	$0	80,696.67	D
Common Stock	12/19/2025		F		34,744.67	D	$17.67	45,952	D
Common Stock								6,932	I	By 401(k) Plan

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted stock units⁽¹⁾	⁽¹⁾	12/19/2025		M			79,696.67	⁽²⁾	⁽²⁾	Common Stock	79,696.67	$0	159,393.33	D

Explanation of Responses:

1. Restricted stock units ("RSUs") convert into shares of the issuer's common stock on a one-for-one basis.

2. The RSUs vested as to 79,696.67 shares on December 19, 2025, and the remaining RSUs vest in two approximately equal installments on each of December 19, 2026 and December 19, 2027..

Remarks:

	/s/ Kevin J. Comps	12/22/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR