Northpointe Bancshares (NPB): Simoni Trust discloses 3.06M-share, 8.9% holding

Rhea-AI Filing Summary

Northpointe Bancshares, Inc. has an updated ownership report showing that the Second Rewritten Trust Indenture of John S Simoni and John S. Simoni together report beneficial ownership of 3,064,142 shares of common stock. This position represents 8.9% of the class. The filing states that they have no sole voting or dispositive power over the shares, but share both voting and dispositive power over all 3,064,142 shares. Simoni signs in his capacities as trustee of the Simoni Trust and individually, confirming joint reporting of this ownership.

Filing Explained

The amendment records an 8.9% shared common-stock position as of June 30, with no sole voting or disposition power reported.

The July 13, 2026 Schedule 13G/A amendment reports the Simoni Trust and John S. Simoni's beneficial ownership of 3,064,142 shares of Northpointe common stock as of June 30, 2026. Both report 8.9% ownership with shared voting and shared dispositive power, and zero sole voting or dispositive power. For existing common holders, the structural consequence is a disclosed shared 8.9% voting and disposition position, not a reported issuance of new shares.

Schedules 13D and 13G disclose ownership above 5%, with 13G used for passive holders and 13D used when the holder may seek to influence control. The filing identifies John S. Simoni as trustee and says he holds voting and investment power for the shares held by the Simoni Trust.

Key Figures

Beneficial ownership: 3,064,142 shares Percent of class: 8.9% Shared voting power: 3,064,142 shares +3 more

6 metrics

Beneficial ownership 3,064,142 shares Common stock beneficially owned by the Simoni Trust and John S. Simoni

Percent of class 8.9% Portion of Northpointe Bancshares common stock class beneficially owned

Shared voting power 3,064,142 shares Shares over which the reporting persons share power to vote

Shared dispositive power 3,064,142 shares Shares over which the reporting persons share power to dispose

Sole voting power 0 shares Shares with sole power to vote or direct the vote

Sole dispositive power 0 shares Shares with sole power to dispose or direct disposition

Key Terms

beneficially owned, shared voting power, shared dispositive power, Schedule 13G/A, +1 more

5 terms

beneficially owned financial

"Item 4. | Ownership (a) | Amount beneficially owned: (1) 3,064,142"

Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.

shared voting power financial

"Shared Voting Power 3,064,142.00"

Shared voting power occurs when two or more parties jointly have the right to vote or decide how a block of company shares is cast, like co-owners who must agree before moving a piece of furniture. Investors care because who controls voting rights affects board elections, major corporate decisions and takeover outcomes, and shared control can alter regulatory disclosures and the practical influence any holder has over a company’s direction and value.

shared dispositive power financial

"Shared Dispositive Power 3,064,142.00"

Schedule 13G/A regulatory

""form_type": "SCHEDULE 13G/A""

A Schedule 13G/A is an amended public filing with the U.S. securities regulator that updates a previous Schedule 13G, disclosing when an individual or group holds a substantial (typically over 5%) stake in a company and is claiming a passive, non‑controlling intent. Investors monitor these updates because rising or falling holdings can signal changing confidence, potential future moves, or shifts in voting power — like watching a public ledger where large shareholders quietly adjust their positions.

CUSIP No. financial

"(e) | CUSIP No.: 66661N886"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 07/13/2026 - 04:16 PM Accepted by SEC EDGAR 07/13/2026 - 04:15 PM Learn about SEC filing dates

FAQ

What percentage of Northpointe Bancshares (NPB) shares does John S. Simoni report owning?

The Simoni Trust and John S. Simoni report beneficial ownership of 8.9% of Northpointe Bancshares common stock, representing 3,064,142 shares with shared voting and dispositive power over the entire position.

How many Northpointe Bancshares (NPB) shares are beneficially owned by the Simoni Trust and John S. Simoni?

The Second Rewritten Trust Indenture of John S Simoni and John S. Simoni beneficially own 3,064,142 shares of Northpointe Bancshares common stock, equal to 8.9% of the outstanding class, all held with shared voting and dispositive power.

Do the Simoni Trust and John S. Simoni have sole voting power over NPB shares?

No. The filing states they have 0 shares with sole voting power and 3,064,142 shares with shared voting power, matching their total beneficial ownership of Northpointe Bancshares common stock.

What type of power do the Simoni reporting persons have over their Northpointe Bancshares (NPB) shares?

They report shared voting power and shared dispositive power over 3,064,142 shares. They have no sole power to vote or dispose of any Northpointe Bancshares common stock reported in this Schedule 13G/A.

Who are the reporting persons on this Schedule 13G/A for Northpointe Bancshares (NPB)?

The reporting persons are the Second Rewritten Trust Indenture of John S Simoni and John S. Simoni. Simoni, a U.S. citizen, serves as trustee and holds voting and investment power over the Simoni Trust shares.

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. 1)

Northpointe Bancshares, Inc.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

66661N886

(CUSIP Number)

06/30/2026

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

Rule 13d-1(b)

Rule 13d-1(c)

Rule 13d-1(d)

schemaVersion:

SCHEDULE 13G

CUSIP Number(s): 66661N886

1

Names of Reporting Persons

Second Rewritten Trust Indenture of John S Simoni

2

Check the appropriate box if a member of a Group (see instructions)

(a)
(b)

3

Sec Use Only

4

Citizenship or Place of Organization

UNITED STATES

Number of Shares Beneficially Owned by Each Reporting Person With:

5	Sole Voting Power 0.00
6	Shared Voting Power 3,064,142.00
7	Sole Dispositive Power 0.00
8	Shared Dispositive Power 3,064,142.00

9

Aggregate Amount Beneficially Owned by Each Reporting Person

3,064,142.00

10

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

11

Percent of class represented by amount in row (9)

8.9 %

12

Type of Reporting Person (See Instructions)

OO

SCHEDULE 13G

CUSIP Number(s): 66661N886

1

Names of Reporting Persons

John S. Simoni

2

Check the appropriate box if a member of a Group (see instructions)

(a)
(b)

3

Sec Use Only

4

Citizenship or Place of Organization

UNITED STATES

Number of Shares Beneficially Owned by Each Reporting Person With:

5	Sole Voting Power 0.00
6	Shared Voting Power 3,064,142.00
7	Sole Dispositive Power 0.00
8	Shared Dispositive Power 3,064,142.00

9

Aggregate Amount Beneficially Owned by Each Reporting Person

3,064,142.00

10

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

11

Percent of class represented by amount in row (9)

8.9 %

12

Type of Reporting Person (See Instructions)

IN

SCHEDULE 13G

Item 1.
(a)	Name of issuer: Northpointe Bancshares, Inc.
(b)	Address of issuer's principal executive offices: 3333 Deposit Drive Northeast, Grand Rapids, MI 49546
Item 2.
(a)	Name of person filing: (1) Second Rewritten Trust Indenture of John S Simoni * (2) John S. Simoni * John S. Simoni is the trustee of the Second Rewritten Trust Indenture of the John S Simoni Living Trust (the "Simoni Trust") and holds voting and investment power with respect to the shares held by the Simoni Trust.
(b)	Address or principal business office or, if none, residence: (1) 500 SE 5th Ave #1002 S., Boca Raton, FL 33432 (2) 500 SE 5th Ave #1002 S., Boca Raton, FL 33432
(c)	Citizenship: (1) United States (2) United States
(d)	Title of class of securities: Common Stock
(e)	CUSIP No.: 66661N886
Item 3.	If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a)	Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
(b)	Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
(c)	Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
(d)	Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
(e)	An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
(f)	An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
(g)	A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
(h)	A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)	A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)	A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:
(k)	Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).
Item 4.	Ownership
(a)	Amount beneficially owned: (1) 3,064,142 (2) 3,064,142
(b)	Percent of class: (1) 8.9% (2) 8.9%
(c)	Number of shares as to which the person has:
	(i) Sole power to vote or to direct the vote: (1) 0 (2) 0
	(ii) Shared power to vote or to direct the vote: (1) 3,064,142 (2) 3,064,142
	(iii) Sole power to dispose or to direct the disposition of: (1) 0 (2) 0
	(iv) Shared power to dispose or to direct the disposition of: (1) 3,064,142 (2) 3,064,142
Item 5.	Ownership of 5 Percent or Less of a Class.
	Not Applicable
Item 6.	Ownership of more than 5 Percent on Behalf of Another Person.
	Not Applicable
Item 7.	Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
	Not Applicable
Item 8.	Identification and Classification of Members of the Group.
	Not Applicable
Item 9.	Notice of Dissolution of Group.
	Not Applicable

Item 10.	Certifications:
	Not Applicable

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Second Rewritten Trust Indenture of John S Simoni

Signature:	/s/ John S. Simoni
Name/Title:	Trustee
Date:	07/13/2026

John S. Simoni

Signature:	/s/ John S. Simoni
Name/Title:	John S. Simoni
Date:	07/13/2026

Comments accompanying signature: Exhibit 1 - Joint Filing Agreement dated May 14, 2025 is incorporated herein by reference to Exhibit 1 to the Schedule 13G filed by the Reporting Persons on May 14, 2025.