Every Form 4 that Northpointe Bancshares, Inc. (NPB) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow NPB and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full NPB filings page.
NORTHPOINTE BANCSHARES INC (NPB) insider reporting shows that on September 1, 2026, a trust associated with Chairman, CEO and ten percent owner Charles Alan Williams purchased 85,000 shares of common stock at $16.7403 per share, increasing the trust’s indirect holdings to 2,475,962 shares. Williams also reports 113,789 shares held directly and 720,429 shares held indirectly through a 401(k) plan, and no Rule 10b5-1 trading plan is reported.
NORTHPOINTE BANCSHARES INC (NPB) insider Charles Alan Williams, through the Charles A Williams Trust, reported open-market purchases of common stock. On 2026-08-26 the trust purchased 48,312 shares at an average price of $16.9457 per share, and on 2026-08-25 it purchased 30,000 shares at $16.9475 per share, totaling 78,312 shares. Following these transactions, Williams reports 113,789 shares of common stock held directly and 720,429 shares held indirectly through a 401(k) plan.
Northpointe Bancshares (NPB) director David Stevens Hooker reported indirect sales of 772 common shares on 2026-08-14 in two transactions at about $17.50 per share. The shares were held in the David S. Hooker Trust and the Tanis S. Hooker Discretionary Trust, and the sales were made under a Rule 10b5-1 trading plan.
Northpointe Bancshares Inc. director David Stevens Hooker reported indirect sales of 363 shares of common stock on August 13, 2026. The sales, executed at prices around $17.53 per share, were made by the David S. Hooker Trust and the Tanis S. Hooker Discretionary Trust under a Rule 10b5-1 trading plan.
Northpointe Bancshares Inc. director David Stevens Hooker reported indirect sales of company common stock executed under a Rule 10b5-1 trading plan. On August 3 and 4, 2026, trusts associated with him sold a total of 6,365 shares at prices around $17.58–$17.59 per share. The shares were held by the David S. Hooker Trust and the Tanis S. Hooker Discretionary Trust.
Northpointe Bancshares director-related trusts reported net insider selling. On July 1, 2026, entities associated with director David Stevens Hooker sold a total of 7,500 shares of Common Stock in open-market transactions, including 500 shares at $19.2961 per share and 7,000 shares at $19.2964 per share. After these sales, the David S. Hooker Trust held 10,500 shares of common stock, and the Tanis S. Hooker Discretionary Trust held 813,879 shares, both reported as indirect ownership.
Lawrence David F. reported acquisition or exercise transactions in this Form 4 filing.
Northpointe Bancshares Inc. director David F. Lawrence reported an equity compensation grant. He received 2,606 restricted stock units (RSUs), each convertible into one share of Northpointe common stock.
The RSUs vest in a single annual installment on May 13, 2027. This filing is an amendment that corrects the vesting schedule previously described in the original Form 4, without changing the number of units granted or their basic terms. After this award, Lawrence holds 2,606 RSUs directly.
Northpointe Bancshares director Rodney E. Hood reported an amended Form 4 reflecting a grant of 2,606 restricted stock units. These RSUs convert into an equal number of common shares on a one-for-one basis and vest in a single installment on May 13, 2027. The amendment corrects the vesting schedule previously described in the original Form 4, without changing the underlying award amount.
Northpointe Bancshares director John Robert Tuttle received a grant of 2,606 restricted stock units. These RSUs convert into common stock on a one-for-one basis and vest in a single annual installment on May 13, 2027. Following this compensation-related award, Tuttle holds 2,606 RSUs directly. The amended Form 4 was filed only to correct the vesting schedule previously described for this grant.
Northpointe Bancshares Inc. director David Stevens Hooker reported an award of 2,606 restricted stock units that convert into common stock on a one-for-one basis. The RSUs vest in a single installment on May 13, 2027. This amended filing corrects the previously reported vesting schedule.
NORTHPOINTE BANCSHARES INC director Robert W. De Vlieger II received 2,606 restricted stock units (RSUs) as equity compensation. The RSUs convert into common stock on a one-for-one basis and vest in a single installment on May 13, 2027. After this award, he holds 2,606 RSUs directly. This Form 4 amendment is being filed solely to correct the vesting schedule disclosure from the original filing.
Northpointe Bancshares Inc. director Rajeev Kumar Chaudhary reported an award of 2,606 restricted stock units as equity compensation. Each RSU converts into one share of common stock and the units vest in a single installment on May 13, 2027. This Form 4/A is an amendment that corrects the vesting schedule previously described, without changing the size or nature of the original grant.
NORTHPOINTE BANCSHARES director Carrie L. Boer reported a compensation grant of 2,606 restricted stock units. The RSUs were awarded on May 13, 2026 and will vest in a single installment on May 13, 2027. Each RSU converts into one share of common stock. This Form 4 amendment is filed solely to correct the previously reported vesting schedule.
Northpointe Bancshares Inc. director Rodney E. Hood received a grant of 2,606 restricted stock units (RSUs). These RSUs are a form of equity compensation that convert into shares of the company’s common stock on a one-for-one basis.
The 2,606 RSUs vest in three approximately equal annual installments on each of May 13, 2027, May 13, 2028, and May 13, 2029, subject to the applicable award terms. Following this grant, Hood holds 2,606 RSUs directly.
Tuttle John Robert reported acquisition or exercise transactions in this Form 4 filing.
Northpointe Bancshares Inc. director John Robert Tuttle received a grant of 2,606 restricted stock units (RSUs). These RSUs represent potential shares of common stock on a one-for-one basis. The award vests in three approximately equal annual installments on May 13, 2027, 2028 and 2029, encouraging longer-term alignment with shareholders.
Northpointe Bancshares director Lawrence David F. received a grant of 2,606 restricted stock units (RSUs) on common stock at a stated price of $0.00 per unit. These RSUs convert into shares of common stock on a one-for-one basis.
The RSUs vest in three approximately equal annual installments on May 13, 2027, May 13, 2028 and May 13, 2029. Following this grant, he holds 2,606 RSUs directly, reflecting a routine compensation-related equity award rather than an open-market purchase or sale.
Hooker David Stevens reported acquisition or exercise transactions in this Form 4 filing.
Northpointe Bancshares Inc. director David Stevens Hooker received a grant of 2,606 restricted stock units. These RSUs give him the right to receive an equal number of Northpointe common shares on a one-for-one basis.
The RSUs vest in three approximately equal annual installments on May 13, 2027, May 13, 2028, and May 13, 2029, reflecting a multi‑year, service-based equity compensation award tied to his role as a director.
Northpointe Bancshares Inc. director Robert W. De Vlieger II received a grant of 2,606 restricted stock units. These RSUs are a form of equity compensation that convert into shares of common stock on a one-for-one basis.
The RSUs vest in three approximately equal annual installments on May 13, 2027, 2028 and 2029, which encourages longer-term alignment with shareholders. This filing reflects a routine compensation-related award rather than an open-market purchase or sale of stock.
Northpointe Bancshares director Rajeev Kumar Chaudhary received a grant of 2,606 restricted stock units (RSUs). These RSUs convert into 2,606 shares of Northpointe Bancshares common stock on a one-for-one basis.
The RSUs vest in three approximately equal annual installments on May 13 of 2027, 2028 and 2029. This is a compensation-related equity award rather than an open-market share purchase or sale, and following this grant he holds 2,606 RSUs directly.
Boer Carrie L reported acquisition or exercise transactions in this Form 4 filing.
Northpointe Bancshares Inc. director Carrie L. Boer received a grant of 2,606 restricted stock units (RSUs). These RSUs were awarded at no cash cost and each unit represents the right to receive one share of Northpointe’s common stock.
The RSUs vest in three approximately equal annual installments on May 13 of 2027, 2028, and 2029. After this grant, Boer directly holds 2,606 RSUs linked to the company’s common stock, reflecting a routine equity-based compensation award rather than an open-market share purchase or sale.
Northpointe Bancshares director-related trusts reported small open-market sales of Common Stock. Trusts associated with David S. Hooker sold a total of 3,375 shares between June 5 and June 9 at prices around $17.52–$17.70 per share, and still hold more than 11,000 and 820,000 shares respectively after the transactions.
Northpointe Bancshares executive vice president of national sales Amy M. Butler received a grant of 21,000 restricted stock units as equity compensation. These RSUs convert into common stock on a one-for-one basis and vest in three approximately equal annual installments on April 1 of 2027, 2028 and 2029.
NORTHPOINTE BANCSHARES INC reported that executive David J. Christel, President of the Mortgage Purchase Program, received a grant of 28,000 restricted stock units (RSUs). These RSUs are a form of equity compensation that convert into common stock on a one-for-one basis.
The RSUs vest in three approximately equal annual installments on April 1, 2027, April 1, 2028, and April 1, 2029. Following this grant, Christel holds 28,000 RSUs directly, which may become shares of common stock as they vest over time.
Williams Charles Alan reported acquisition or exercise transactions in this Form 4 filing.
Northpointe Bancshares Inc director, chairman, and CEO Charles Alan Williams reported a compensation-related equity grant. On April 1, 2026, he received 28,000 restricted stock units (RSUs), each convertible into one share of common stock. Following the grant, he holds 28,000 RSUs directly.
The RSUs vest in three approximately equal annual installments on April 1, 2027, 2028, and 2029, aligning his compensation with longer-term company performance rather than an immediate cash transaction.
Northpointe Bancshares president and secretary Kevin J. Comps received a grant of 28,000 restricted stock units as equity compensation. These RSUs convert into common stock on a one-for-one basis and vest in three approximately equal annual installments on April 1 of 2027, 2028 and 2029. Following this grant, Comps holds 28,000 RSUs directly according to this filing.
Northpointe Bancshares EVP and CFO Brad T. Howes received a grant of 21,000 restricted stock units (RSUs). These RSUs convert into shares of common stock on a one-for-one basis and represent a direct equity-based compensation award.
The 21,000 RSUs vest in three approximately equal annual installments on April 1 of 2027, 2028 and 2029, tying the CFO’s equity compensation to continued service over this multi-year period. Following the award, he holds 21,000 RSUs directly.
Northpointe Bancshares director David S. Hooker reported small indirect stock sales through family trusts. On June 2, the David S. Hooker Trust sold 275 shares of common stock at an average price of $17.5051, leaving it with 11,225 shares. The Tanis S. Hooker Discretionary Trust sold 3,850 shares at an average price of $17.5048, and held 824,029 shares afterward. All reported holdings are indirect and held in these trusts rather than personally.
Northpointe Bancshares insider activity shows a new purchase tied to its chairman and CEO. A trust associated with Charles A. Williams, identified as the Charles A Williams TR Charles A Williams Trust, completed an open-market purchase of 25,000 shares of common stock at $17.0812 per share.
After this transaction, the trust held 2,312,650 shares indirectly, while Williams also reported 718,006 shares held indirectly through a 401(k) plan and 113,789 shares held directly. Two additional entries in the filing simply update these direct and 401(k) holdings and do not reflect new buy or sell transactions.
Northpointe Bancshares Chairman and CEO Charles Alan Williams, a ten percent owner, reported an indirect open-market purchase of common stock through the Charles A Williams Trust. On May 12, 2026, the trust bought 25,000 shares at $17.21 per share, bringing its reported holdings to 2,287,650 shares of common stock. The filing also shows Williams with 113,789 shares held directly and 718,006 shares held indirectly through a 401(k) plan.
Northpointe Bancshares director-related trusts sold shares in an open-market transaction. On May 1, entities associated with director David S. Hooker sold a combined 7,500 shares of Northpointe Bancshares common stock at $17.8202 per share in indirect, open-market sales.
Following these transactions, one trust held 11,500 shares and another held 827,879 shares of common stock, all reported as indirect ownership through the David S. Hooker Trust and the Tanis S. Hooker Discretionary Trust.
Northpointe Bancshares EVP and CFO Brad T. Howes exercised restricted stock units and received common shares as equity compensation. On April 1, 2026, 7,000 RSUs vested and converted into 7,000 shares of common stock at an indicated value of $17.26 per share. To cover tax obligations, 2,912 of these shares were withheld in a tax-withholding disposition, leaving a net 4,088 new shares. Following these transactions, he directly held 10,221 shares of Northpointe Bancshares common stock.
NORTHPOINTE BANCSHARES INC President, Mortgage Purchase Program David J. Christel exercised restricted stock units that converted into 9,333 shares of common stock on a one-for-one basis. To cover tax obligations, 3,673 shares of common stock were withheld at $17.26 per share, a non-market disposition. After these routine compensation-related transactions, Christel directly holds 207,756 shares of Northpointe Bancshares common stock.
Northpointe Bancshares Inc. president and secretary Kevin J. Comps exercised restricted stock units into common shares as part of equity compensation. On April 1, 2026, 9,333 RSUs vested and converted one-for-one into 9,333 common shares. Of these, 4,017 common shares were disposed of at $17.26 per share to cover tax obligations, which is a tax-withholding mechanism rather than an open-market sale. Following these transactions, he holds 51,268 common shares directly and 7,396 common shares indirectly through a 401(k) plan. No remaining derivative securities are shown after this RSU conversion.
Northpointe Bancshares EVP Amy M. Butler exercised restricted stock units into common shares as part of a vesting event. On April 1, 2026, 7,000 restricted stock units converted on a one-for-one basis into 7,000 shares of common stock. Of these, 2,173 shares at $17.26 per share were withheld to satisfy tax obligations, a non-market disposition. Following these transactions, she directly held 4,827 shares of common stock and 14,000 restricted stock units.
Northpointe Bancshares Chairman and CEO Charles Alan Williams exercised restricted stock units that vested into common stock. On April 1, 2026, RSUs vested as to 49,560 shares and 9,333 shares, converting into the same number of common shares on a one-for-one basis at a price of $0.00 per share. Following these exercises, he directly holds 113,789 common shares, with additional indirect holdings of 2,262,650 shares by trust and 718,006 shares through a 401(k) plan.
Northpointe Bancshares director-related trust sells shares. A trust associated with director Richard Jeffery, the Jill M Dean U/A/D November 16 2007 Trust, sold 57,619 shares of Northpointe Bancshares common stock in an open-market transaction at a price of $17.55 per share.
After this sale, the trust’s indirect holdings reported for Jeffery total 557,171 common shares. This was a single sale transaction and the filing shows no option exercises or derivative security activity, suggesting a routine portfolio move through an indirect ownership vehicle.
Northpointe Bancshares director David F. Lawrence bought 500 shares of common stock in an open-market purchase at $18.185 per share. After this transaction, he directly owns 1,000 common shares of NORTHPOINTE BANCSHARES INC.
Northpointe Bancshares Inc. insider activity shows open-market buying by its top executive. Chairman and CEO Charles Alan Williams, who is also a 10% owner, bought 14,205 shares of common stock at $16.9 per share on February 11, 2026, and 23,450 shares at $16.8822 per share on February 12, 2026, in direct ownership accounts.
After these purchases, he directly held 54,896 common shares. In addition, 2,262,650 common shares are held indirectly by the Charles A Williams TR Charles A Williams Trust, and 715,471 shares are held indirectly through a 401(k) plan, underscoring his significant overall stake in the company.
Northpointe Bancshares executive Amy M. Butler reported selling all of her directly held common stock. As EVP, National Sales, she filed a Form 4 showing open‑market sales of Northpointe Bancshares Inc. (NPB) shares.
On January 27, 2026, she sold 3,111 shares at $17.95 per share and 6,800 shares at $18.05 per share. On January 29, 2026, she sold a further 6,365 shares at $17.50 per share. After the final transaction, the filing shows she directly owned 0 shares of Northpointe Bancshares common stock.
Northpointe Bancshares EVP reports RSU vesting and share transactions. An executive officer of Northpointe Bancshares Inc. (EVP, National Sales) reported transactions dated December 19, 2025 involving common stock and restricted stock units (RSUs). A block of 23,096.67 RSUs converted into the same number of shares of common stock at an exercise price of $0, and those shares were acquired directly. On the same date, 6,820.67 shares of common stock were disposed of at a price of $17.67 per share. Following these transactions, the reporting person directly owned 16,276 shares of common stock and 46,193.33 RSUs as derivative securities. The filing notes that RSUs convert into common stock on a one-for-one basis and that the remaining RSUs vest in two approximately equal installments on December 19, 2026 and December 19, 2027.
Northpointe Bancshares Inc. reported an insider equity transaction by one of its officers, listed as President, Mortgage Purchase Program. On December 19, 2025, restricted stock units (RSUs) covering 85,896.67 shares vested and converted into an equal number of common shares at an exercise price of $0, reflecting stock-based compensation. To satisfy tax obligations tied to this vesting, the officer disposed of 33,800.67 common shares at a price of $17.67 per share. After these transactions, the officer directly beneficially owned 202,096 shares of Northpointe Bancshares common stock. The remaining RSUs are scheduled to vest in two approximately equal installments on December 19, 2026 and December 19, 2027.
Northpointe Bancshares Inc. executive reports stock and RSU transactions. The president and secretary acquired 79,696.67 shares of common stock on December 19, 2025 at a price of $0, reflecting the conversion of restricted stock units into common shares. On the same date, 34,744.67 common shares were disposed of at $17.67 per share. Following these transactions, the insider directly owned 45,952 common shares and indirectly held 6,932 shares through a 401(k) plan. A related derivative position in restricted stock units covered 79,696.67 underlying common shares and had 159,393.33 derivative securities remaining beneficially owned after the reported activity. The remaining restricted stock units are scheduled to vest in two approximately equal installments on December 19, 2026 and December 19, 2027.
Northpointe Bancshares Inc. executive vice president and chief financial officer reported equity transactions involving the company’s common stock. On December 19, 2025, 8,590 restricted stock units converted into 8,590 shares of common stock at an exercise price of $0, increasing his direct holdings. On the same date, 2,457 shares of common stock were disposed of at a price of $17.67 per share. After these transactions, he directly owned 6,133 shares of common stock and held 17,180 derivative securities in the form of restricted stock units, which continue to vest through December 19, 2027.
Northpointe Bancshares insider Charles A. Williams, who is Chairman, CEO and a 10% owner, reported several non-cash transfers of the company’s common stock. All reported movements were coded as gifts at a price of $0 per share.
On 04/01/2025, Williams transferred 49,560 shares of common stock from direct ownership, leaving 17,241 shares held directly and 2,402,650 shares held indirectly by the Charles A. Williams Trust. On 12/11/2025, the trust made a charitable contribution of 140,000 shares to a donor advised fund, leaving 2,262,650 shares in the trust. In addition, 715,471 shares are held indirectly through a 401(k) plan.
Northpointe Bancshares, Inc. (NPB) reported an insider equity transaction on a Form 4. A director of the company, holding shares indirectly through the Bruce L. Edger Trust, made a charitable-style transfer coded as a gift. On 11/17/2025, the trust gifted 3,000 shares of Northpointe Bancshares common stock at a reported price of $0.00 per share, reflecting that no sale proceeds were received.
After this transaction, the reporting person beneficially owned 220,830 shares of Northpointe Bancshares common stock indirectly. According to the explanation of responses, the 3,000 gifted shares were allocated as 1,000 shares each to three family-related recipients or trusts. The filing indicates this was a routine insider ownership update rather than a market sale.
Northpointe Bancshares (NPB) reported an insider transaction on Form 4. A director purchased 500 shares of common stock on 10/24/2025 at a price of $16.58 per share. Following the trade, the director beneficially owned 500 shares, held as direct ownership.