Northpointe Bancshares (NPB) director reports 4,125-share indirect stock sale

Filing Impact

(Neutral)

Filing Sentiment

(Negative)

Form Type

Rhea-AI Filing Summary

Northpointe Bancshares director David S. Hooker reported small indirect stock sales through family trusts. On June 2, the David S. Hooker Trust sold 275 shares of common stock at an average price of $17.5051, leaving it with 11,225 shares. The Tanis S. Hooker Discretionary Trust sold 3,850 shares at an average price of $17.5048, and held 824,029 shares afterward. All reported holdings are indirect and held in these trusts rather than personally.

Insider Trade Summary 10b5-1

Net Seller: 4,125 shares ($72,207)

Net Sell 2 txns

Insider Hooker David Stevens

Role null

Sold 4,125 shs ($72K)

Type	Security	Shares	Price	Value
Sale	Common Stock	3,850	$17.5048	$67K
Sale	Common Stock	275	$17.5051	$5K

Holdings After Transaction: Common Stock — 824,029 shares (Indirect, See footnote)

Footnotes (1)

Reflects shares of common stock held by the David S. Hooker Trust. Reflects shares of common stock held by the Tanis S. Hooker Discretionary Trust.

Key Figures

Shares sold by David S. Hooker Trust: 275 shares at $17.5051 Shares sold by Tanis S. Hooker Discretionary Trust: 3,850 shares at $17.5048 Total shares sold: 4,125 shares +2 more

5 metrics

Shares sold by David S. Hooker Trust 275 shares at $17.5051 Open-market sale on June 2, 2026

Shares sold by Tanis S. Hooker Discretionary Trust 3,850 shares at $17.5048 Open-market sale on June 2, 2026

Total shares sold 4,125 shares Combined indirect sales reported in this Form 4

Post-sale holdings – David S. Hooker Trust 11,225 shares Indirect holdings after June 2, 2026 sale

Post-sale holdings – Tanis S. Hooker Discretionary Trust 824,029 shares Indirect holdings after June 2, 2026 sale

Key Terms

open-market sale, indirect ownership, Common Stock, trust

4 terms

open-market sale financial

"transaction_action: open-market sale"

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

indirect ownership financial

"ownership_type: indirect; nature_of_ownership: See footnote"

Common Stock financial

"security_title: Common Stock"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

trust financial

"held by the David S. Hooker Trust"

A trust is a legal setup in which one party (the trustee) holds and manages assets—like cash, stocks or property—on behalf of other people (beneficiaries) according to instructions from the person who created it (the grantor). Think of it as a locked box with a keyholder who must follow written rules; for investors it matters because trusts influence who controls and benefits from assets, affect taxes and succession, and can change how quickly or transparently shares are bought, sold or voted.

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Form 4 Insider Transactions: What Each Field Means →

06/04/2026 - 07:44 AM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hooker David Stevens

(Last)

(First)

(Middle)

3333 DEPOSIT DRIVE NORTHEAST

(Street)

GRAND RAPIDS

MICHIGAN

49546

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
NORTHPOINTE BANCSHARES INC [ NPB ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/02/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	06/02/2026		S		3,850	D	$17.5048	824,029	I	See footnote⁽¹⁾
Common Stock	06/02/2026		S		275	D	$17.5051	11,225	I	See footnote⁽²⁾

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Reflects shares of common stock held by the David S. Hooker Trust.

2. Reflects shares of common stock held by the Tanis S. Hooker Discretionary Trust.

Remarks:

	/s/ Kevin J. Comps, Attorney-in-Fact	06/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did Northpointe Bancshares (NPB) report in this Form 4?

The Form 4 shows indirect sales of Northpointe Bancshares common stock totaling 4,125 shares on June 2, split between two family trusts associated with director David S. Hooker, at average prices around $17.50 per share.

Who is the reporting person in the Northpointe Bancshares (NPB) Form 4?

The reporting person is director David S. Hooker. The transactions involve shares held indirectly through the David S. Hooker Trust and the Tanis S. Hooker Discretionary Trust, rather than shares held directly in his own name.

How many Northpointe Bancshares (NPB) shares were sold in this insider filing?

The filing reports total indirect sales of 4,125 Northpointe Bancshares common shares. One trust sold 275 shares and another trust sold 3,850 shares, both on June 2 in open-market transactions around $17.50 per share.

What prices were received for the Northpointe Bancshares (NPB) shares sold?

The 275-share sale cleared at an average price of $17.5051 per share, while the 3,850-share sale cleared at an average price of $17.5048 per share. Both transactions involved Northpointe Bancshares common stock in open-market sales.

How many Northpointe Bancshares (NPB) shares remain held after these insider sales?

After the transactions, the David S. Hooker Trust held 11,225 Northpointe Bancshares common shares, and the Tanis S. Hooker Discretionary Trust held 824,029 shares. These positions are reported as indirect holdings associated with director David S. Hooker.