Northpointe EVP granted 21,000 RSUs

Northpointe Bancshares executive vice president of national sales Amy M. Butler received a grant of 21,000 restricted stock units as equity compensation.

Accepted by SEC EDGAR 06/05/2026 - 04:08 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Northpointe Bancshares executive vice president of national sales Amy M. Butler received a grant of 21,000 restricted stock units as equity compensation. These RSUs convert into common stock on a one-for-one basis and vest in three approximately equal annual installments on April 1 of 2027, 2028 and 2029.

Insider Trade Summary

Grant/Award: 21,000 shares

Grant/Award 1 txn

Insider Butler Amy M

Role EVP, NATIONAL SALES

Type	Security	Shares	Price	Value
Grant/Award	Restricted stock units	21,000	$0.00	$0.00

Holdings After Transaction: Restricted stock units — 21,000 contracts (Direct)

Holdings Before and After: Restricted stock units, 0 to 21,000 contracts (Direct)

Footnotes (2)

1. F1. Restricted stock units ("RSUs") convert into shares of the issuer's common stock on a one-for-one basis.
2. F2. The RSUs vest in three approximately equal annual installments on each of April 1, 2027, 2028 and 2029.

Key Figures

RSUs granted: 21,000 units RSU-to-share ratio: 1 RSU : 1 share Vesting schedule start: April 1, 2027 +1 more

4 metrics

RSUs granted 21,000 units Restricted stock units granted on April 1, 2026

RSU-to-share ratio 1 RSU : 1 share Conversion into common stock

Vesting schedule start April 1, 2027 First annual vesting date

Total RSUs after grant 21,000 units Holdings following transaction

Key Terms

Restricted stock units, RSUs, vest, grant, award, or other acquisition

4 terms

Restricted stock units financial

"Restricted stock units ("RSUs") convert into shares of the issuer's common stock"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

RSUs financial

"The RSUs vest in three approximately equal annual installments"

RSUs, or restricted stock units, are a form of company shares given to employees as part of their compensation. They are typically awarded with certain restrictions, such as a waiting period before they can be fully owned or sold, similar to earning a gift that becomes fully yours over time. For investors, RSUs can impact a company's stock offerings and reflect how much the company relies on stock-based incentives to attract and retain talent.

vest financial

"The RSUs vest in three approximately equal annual installments on each of April 1, 2027, 2028 and 2029."

A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.

grant, award, or other acquisition financial

"transaction code description: Grant, award, or other acquisition"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Northpointe Bancshares (NPB) report for Amy M. Butler?

Northpointe Bancshares reported that EVP of national sales Amy M. Butler received a grant of 21,000 restricted stock units. These equity awards were granted at no cash cost per unit and will convert into common shares as they vest over time.

How many restricted stock units did Amy M. Butler receive from NPB?

Amy M. Butler received 21,000 restricted stock units from Northpointe Bancshares. Each RSU represents the right to receive one share of common stock, subject to vesting conditions that are spread across three future annual vesting dates.

When do Amy M. Butler’s Northpointe Bancshares RSUs vest?

The RSUs vest in three approximately equal annual installments on April 1, 2027, April 1, 2028, and April 1, 2029. As each installment vests, the corresponding RSUs convert into shares of Northpointe Bancshares common stock on a one-for-one basis.

What does the Northpointe Bancshares RSU grant mean for Amy M. Butler’s holdings?

Following the grant, Amy M. Butler holds 21,000 restricted stock units reported as a direct position. These RSUs will translate into 21,000 shares of Northpointe Bancshares common stock over time, assuming all vesting conditions are met on the scheduled dates.

Are Amy M. Butler’s RSUs in Northpointe Bancshares immediately convertible into shares?

The RSUs are not immediately convertible. They convert into shares of Northpointe Bancshares common stock on a one-for-one basis as they vest. Vesting occurs in three approximately equal installments on April 1 of 2027, 2028, and 2029, according to the disclosure.

Was Amy M. Butler’s NPB RSU transaction a market purchase or sale?

The transaction was a grant of restricted stock units as compensation, not a market purchase or sale. It was reported with transaction code A, indicating a grant, award, or other acquisition of derivative securities awarded by Northpointe Bancshares to the executive.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Butler Amy M

(Last) (First) (Middle)

3333 DEPOSIT DRIVE NORTHEAST

(Street)

GRAND RAPIDS MICHIGAN 49546

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
NORTHPOINTE BANCSHARES INC [ NPB ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP, NATIONAL SALES

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted stock units(1)	(1)	04/01/2026		A		21,000		(2)	(2)	Common Stock	21,000	$0	21,000	D

Explanation of Responses:

1. Restricted stock units ("RSUs") convert into shares of the issuer's common stock on a one-for-one basis.

2. The RSUs vest in three approximately equal annual installments on each of April 1, 2027, 2028 and 2029.

Remarks:

	/s/ Kevin J. Comps, Attorney-in-Fact	06/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)