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  4. [Form 4] NORTHPOINTE BANCSHARES INC Insider Trading Activity

Northpointe Bancshares (NPB) CEO and 10% owner adds 37,655 shares in open-market buys

Filing Impact
(Very High)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

Northpointe Bancshares Inc. insider activity shows open-market buying by its top executive. Chairman and CEO Charles Alan Williams, who is also a 10% owner, bought 14,205 shares of common stock at $16.9 per share on February 11, 2026, and 23,450 shares at $16.8822 per share on February 12, 2026, in direct ownership accounts.

After these purchases, he directly held 54,896 common shares. In addition, 2,262,650 common shares are held indirectly by the Charles A Williams TR Charles A Williams Trust, and 715,471 shares are held indirectly through a 401(k) plan, underscoring his significant overall stake in the company.

Positive

  • None.

Negative

  • None.
Insider Williams Charles Alan, Charles A Williams TR Charles A Williams Trust
Role CHAIRMAN & CEO | 10% Owner
Bought 37,655 shs ($636K)
Type Security Shares Price Value
Purchase Common Stock 23,450 $16.8822 $396K
Purchase Common Stock 14,205 $16.90 $240K
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 54,896 shares (Direct); Common Stock — 2,262,650 shares (Indirect, By trust)
Footnotes (1)
  1. [object Object]
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Williams Charles Alan
(Last) (First) (Middle)
3333 DEPOSIT DRIVE NORTHEAST
(Street)
GRAND RAPIDS MI 49546
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
NORTHPOINTE BANCSHARES INC [ NPB ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
X Officer (give title below) Other (specify below)
CHAIRMAN & CEO
3. Date of Earliest Transaction (Month/Day/Year)
02/11/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/11/2026 P 14,205 A $16.9 31,446 D
Common Stock 02/12/2026 P 23,450 A $16.8822 54,896 D
Common Stock 2,262,650 I By trust(1)
Common Stock 715,471 I By 401(k)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
Williams Charles Alan
(Last) (First) (Middle)
3333 DEPOSIT DRIVE NORTHEAST
(Street)
GRAND RAPIDS MI 49546
(City) (State) (Zip)
Relationship of Reporting Person(s) to Issuer
X Director X 10% Owner
X Officer (give title below) Other (specify below)
CHAIRMAN & CEO
1. Name and Address of Reporting Person*
Charles A Williams TR Charles A Williams Trust
(Last) (First) (Middle)
3333 DEPOSIT DRIVE NORTHEAST
(Street)
GRAND RAPIDS MI 49546
(City) (State) (Zip)
Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. Reflects shares of common stock held by the Charles A Williams TR Charles A Williams Trust.
Remarks:
/s/ Kevin J. Comps, Attorney-in-Fact___ 02/13/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did NPB’s Charles Alan Williams report on this Form 4?

Charles Alan Williams reported two open-market purchases of Northpointe Bancshares common stock. He bought 14,205 shares at $16.9 on February 11, 2026 and 23,450 shares at $16.8822 on February 12, 2026, increasing his directly held position.

How many NPB shares does Charles Alan Williams own directly after these trades?

Following the reported purchases, Charles Alan Williams directly owns 54,896 shares of Northpointe Bancshares common stock. These shares reflect only his direct holdings; additional shares are reported as indirectly owned through a trust and a 401(k) plan associated with him.

What indirect Northpointe Bancshares (NPB) holdings are reported for the Williams trust?

The filing states that 2,262,650 Northpointe Bancshares common shares are held indirectly by the Charles A Williams TR Charles A Williams Trust. A footnote clarifies these are shares of common stock held by that trust, indicating a large indirect ownership position tied to Williams.

How many NPB shares are held through the 401(k) associated with Charles Alan Williams?

The report shows 715,471 Northpointe Bancshares common shares held indirectly via a 401(k) plan. These shares are classified as indirect ownership, separate from Williams’ directly held stock and from the large block held by the Charles A Williams Trust.

What is Charles Alan Williams’s role and ownership status at Northpointe Bancshares (NPB)?

Charles Alan Williams is identified as Chairman, CEO, director, and a 10% owner of Northpointe Bancshares. The Form 4 highlights both his direct purchases of common stock and substantial indirect holdings through a trust and a 401(k) plan.

What transaction code is used for the NPB insider purchases and what does it mean?

Both Northpointe Bancshares transactions use code “P,” indicating open-market or private purchase of common stock. This code confirms that Williams’ reported trades on February 11 and February 12, 2026 were buy transactions rather than sales or option exercises.