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Northpointe (NPB) EVP sells shares at $17.50 and $18.05

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Northpointe Bancshares executive Amy M. Butler reported selling all of her directly held common stock. As EVP, National Sales, she filed a Form 4 showing open‑market sales of Northpointe Bancshares Inc. (NPB) shares.

On January 27, 2026, she sold 3,111 shares at $17.95 per share and 6,800 shares at $18.05 per share. On January 29, 2026, she sold a further 6,365 shares at $17.50 per share. After the final transaction, the filing shows she directly owned 0 shares of Northpointe Bancshares common stock.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Butler Amy M

(Last) (First) (Middle)
3333 DEPOSIT DRIVE NORTHEAST

(Street)
GRAND RAPIDS MI 49546

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
NORTHPOINTE BANCSHARES INC [ NPB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, NATIONAL SALES
3. Date of Earliest Transaction (Month/Day/Year)
01/27/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/27/2026 S 3,111 D $17.95 13,165 D
Common Stock 01/27/2026 S 6,800 D $18.05 6,365 D
Common Stock 01/29/2026 S 6,365 D $17.5 0 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
/s/ Kevin J. Comps, Attorney-in-Fact 01/29/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Northpointe Bancshares (NPB) EVP Amy Butler report?

Amy M. Butler, EVP, National Sales at Northpointe Bancshares, reported selling all her directly held common stock. The Form 4 details three open‑market sale transactions in January 2026, after which her directly owned share balance was reported as zero.

How many Northpointe Bancshares (NPB) shares did Amy Butler sell on January 27, 2026?

On January 27, 2026, Amy Butler sold a total of 9,911 Northpointe Bancshares common shares. The Form 4 shows one sale of 3,111 shares at $17.95 per share and another sale of 6,800 shares at $18.05 per share on that date.

At what prices did Northpointe Bancshares (NPB) EVP Amy Butler sell her shares?

Amy Butler’s reported sales occurred at three distinct prices. On January 27, 2026, she sold shares at $17.95 and $18.05 per share. On January 29, 2026, she sold additional shares at $17.50 per share, according to the Form 4 filing.

How many Northpointe Bancshares (NPB) shares did Amy Butler sell on January 29, 2026?

On January 29, 2026, Amy Butler reported selling 6,365 shares of Northpointe Bancshares common stock. The transaction was coded as an open‑market sale at a price of $17.50 per share, and it reduced her directly owned shares to zero.

Does Amy Butler still directly own Northpointe Bancshares (NPB) shares after these transactions?

According to the Form 4, Amy Butler reported owning zero directly held shares after the final transaction. Following the January 29, 2026 sale of 6,365 shares at $17.50, the column for shares beneficially owned directly shows a balance of 0 shares.

What is Amy Butler’s role at Northpointe Bancshares (NPB) in this Form 4?

In the Form 4, Amy M. Butler is identified as an officer of Northpointe Bancshares, serving as EVP, National Sales. She is not listed as a director or 10% owner, and the reported transactions involve her directly held common stock.
NORTHPOINTE BANCSHARES INC.

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