STOCK TITAN

Director at Northpointe (NPB) receives 2,606 RSUs vesting in 2027

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4/A

Rhea-AI Filing Summary

Northpointe Bancshares Inc. director Rajeev Kumar Chaudhary reported an award of 2,606 restricted stock units as equity compensation. Each RSU converts into one share of common stock and the units vest in a single installment on May 13, 2027. This Form 4/A is an amendment that corrects the vesting schedule previously described, without changing the size or nature of the original grant.

Positive

  • None.

Negative

  • None.
Insider Chaudhary Rajeev Kumar
Role null
Type Security Shares Price Value
Grant/Award Restricted stock units 2,606 $0.00 --
Holdings After Transaction: Restricted stock units — 2,606 shares (Direct, null)
Footnotes (1)
  1. Restricted stock units ("RSUs") convert into shares of the issuer's common stock on a one-for-one basis. The RSUs vest in one annual installment on May 13, 2027. This amendment is being filed solely to correct the vesting schedule of the RSUs, which was inadvertently described incorrectly in the original Form 4.
RSUs granted 2,606 units Grant of restricted stock units to director on May 13, 2026
Grant price $0.0000 per unit Equity compensation award, not open-market purchase
Post-transaction RSU holdings 2,606 units Total restricted stock units following the grant
Conversion ratio 1 RSU : 1 share Each restricted stock unit converts into one common share
Vesting date May 13, 2027 RSUs vest in one annual installment on this date
Restricted stock units financial
"Restricted stock units convert into shares of the issuer's common stock"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
RSUs financial
"The RSUs vest in one annual installment on May 13, 2027."
RSUs, or restricted stock units, are a form of company shares given to employees as part of their compensation. They are typically awarded with certain restrictions, such as a waiting period before they can be fully owned or sold, similar to earning a gift that becomes fully yours over time. For investors, RSUs can impact a company's stock offerings and reflect how much the company relies on stock-based incentives to attract and retain talent.
Form 4/A regulatory
"This amendment is being filed solely to correct the vesting schedule of the RSUs"
Form 4/A is an amended filing that corrects or updates an earlier Form 4, the mandatory report that insiders (like company executives, directors, or large shareholders) must file when their ownership stakes change. Think of it as an edited receipt showing who bought or sold stock and when; investors use it to track insider confidence, detect potential conflicts, and spot trading patterns that might signal future company prospects.
vesting schedule financial
"correct the vesting schedule of the RSUs, which was inadvertently described incorrectly"
A vesting schedule is a timeline that determines when someone gains full ownership of certain benefits, such as company stock or retirement contributions. Think of it like earning the right to own a gift gradually over time, rather than receiving it all at once. It matters to investors because it affects when they can fully access or sell these benefits, influencing their financial planning and decision-making.
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Chaudhary Rajeev Kumar

(Last)(First)(Middle)
3333 DEPOSIT DRIVE
NORTHEAST

(Street)
GRAND RAPIDS MICHIGAN 49546

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
NORTHPOINTE BANCSHARES INC [ NPB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/13/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)
06/17/2026
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted stock units(1)(1)05/13/2026A2,606 (2)(3) (2)(3)Common Stock2,606$02,606D
Explanation of Responses:
1. Restricted stock units ("RSUs") convert into shares of the issuer's common stock on a one-for-one basis.
2. The RSUs vest in one annual installment on May 13, 2027.
3. This amendment is being filed solely to correct the vesting schedule of the RSUs, which was inadvertently described incorrectly in the original Form 4.
Remarks:
/s/ Kevin J. Comps, Attorney-in-Fact06/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Northpointe Bancshares (NPB) report in this Form 4/A?

Northpointe Bancshares reported that director Rajeev Kumar Chaudhary received 2,606 restricted stock units as equity compensation. The RSUs carry a zero dollar grant price and will convert into an equal number of common shares when they vest, subject to the stated vesting schedule.

How many restricted stock units did the Northpointe (NPB) director receive?

The director received 2,606 restricted stock units tied to Northpointe common stock. Following this grant, his reported derivative holdings related to this award total 2,606 units, reflecting the full grant amount as of the transaction date disclosed in the filing.

When do the Northpointe (NPB) RSUs granted to the director vest?

The restricted stock units vest in one annual installment on May 13, 2027. Once vested, each unit converts into one share of Northpointe Bancshares common stock, assuming the director continues to meet any applicable service conditions through the vesting date.

What does this Form 4/A amendment change for Northpointe (NPB)?

The amendment corrects the vesting schedule for the director’s restricted stock units. The filing states the RSUs were originally described with an incorrect vesting timeline, and this Form 4/A clarifies they vest fully on May 13, 2027, without altering the award size.

Is the Northpointe (NPB) RSU transaction an open-market stock purchase?

No, this transaction is a compensation-related grant, not an open-market purchase. The filing classifies it as a grant or award acquisition with a zero dollar price per unit, reflecting equity compensation rather than a cash-funded stock buy on the open market.

How do the Northpointe (NPB) RSUs convert into common stock for the director?

According to the filing footnotes, each restricted stock unit converts into one share of Northpointe common stock. Conversion occurs after the RSUs vest on May 13, 2027, meaning the director receives 2,606 shares upon vesting, assuming the award remains outstanding.