Director at Northpointe Bancshares (NPB) receives 2,606 restricted stock units

Rhea-AI Filing Summary

Hooker David Stevens reported acquisition or exercise transactions in this Form 4 filing.

Northpointe Bancshares Inc. director David Stevens Hooker received a grant of 2,606 restricted stock units. These RSUs give him the right to receive an equal number of Northpointe common shares on a one-for-one basis.

The RSUs vest in three approximately equal annual installments on May 13, 2027, May 13, 2028, and May 13, 2029, reflecting a multi‑year, service-based equity compensation award tied to his role as a director.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Hooker David Stevens

Role null

Type	Security	Shares	Price	Value
Grant/Award	Restricted stock units	2,606	$0.00	--

Holdings After Transaction: Restricted stock units — 2,606 shares (Direct, null)

Footnotes (1)

1. Restricted stock units ("RSUs") convert into shares of the issuer's common stock on a one-for-one basis. The RSUs vest in three approximately equal annual installments on each of May 13, 2027, 2028 and 2029.

Key Figures

RSUs granted: 2,606 units Post-grant RSU holdings: 2,606 units Conversion ratio: 1:1 RSU to share +1 more

4 metrics

RSUs granted 2,606 units Restricted stock units awarded to director

Post-grant RSU holdings 2,606 units Total RSUs held following this transaction

Conversion ratio 1:1 RSU to share Each RSU converts into one common share

Vesting installment dates May 13, 2027/2028/2029 Three approximately equal annual vesting dates

Key Terms

Restricted stock units, RSUs, vest, one-for-one basis

4 terms

Restricted stock units financial

"Restricted stock units ("RSUs") convert into shares of the issuer's common stock"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

RSUs financial

"The RSUs vest in three approximately equal annual installments"

RSUs, or restricted stock units, are a form of company shares given to employees as part of their compensation. They are typically awarded with certain restrictions, such as a waiting period before they can be fully owned or sold, similar to earning a gift that becomes fully yours over time. For investors, RSUs can impact a company's stock offerings and reflect how much the company relies on stock-based incentives to attract and retain talent.

vest financial

"The RSUs vest in three approximately equal annual installments on each of May 13, 2027, 2028 and 2029"

A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.

one-for-one basis financial

"RSUs convert into shares of the issuer's common stock on a one-for-one basis"

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hooker David Stevens

(Last) (First) (Middle)

3333 DEPOSIT DRIVE NORTHEAST

(Street)

GRAND RAPIDS MICHIGAN 49546

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
NORTHPOINTE BANCSHARES INC [ NPB ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/13/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted stock units(1)	(1)	05/13/2026		A		2,606		(2)	(2)	Common Stock	2,606	$0	2,606	D

Explanation of Responses:

1. Restricted stock units ("RSUs") convert into shares of the issuer's common stock on a one-for-one basis.

2. The RSUs vest in three approximately equal annual installments on each of May 13, 2027, 2028 and 2029.

Remarks:

	/s/ Kevin J. Comps, Attorney-in-Fact	06/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Northpointe Bancshares (NPB) report for David Stevens Hooker?

Northpointe Bancshares reported that director David Stevens Hooker received 2,606 restricted stock units as an equity award. These RSUs are a form of compensation that convert into common shares over time if vesting conditions are met.

How many restricted stock units did the Northpointe Bancshares (NPB) director receive?

The director received 2,606 restricted stock units. Each RSU represents the right to receive one share of Northpointe Bancshares common stock, so the award covers 2,606 potential future shares, subject to the vesting schedule.

When do the granted RSUs at Northpointe Bancshares (NPB) vest for the director?

The RSUs vest in three approximately equal annual installments on May 13, 2027, May 13, 2028, and May 13, 2029. The director generally must remain in service through each date for those installments to vest.

How do the Northpointe Bancshares (NPB) RSUs convert into common stock?

The restricted stock units convert into common stock on a one-for-one basis. For each vested RSU, the director is entitled to receive one share of Northpointe Bancshares common stock, aligning the award directly with the company’s equity.

Was the Northpointe Bancshares (NPB) RSU grant an open-market purchase or sale?

The transaction was a grant of restricted stock units, not an open-market trade. It is classified as a grant, award, or other acquisition of derivative securities as part of the director’s compensation package rather than a market purchase or sale.