Northpointe Bancshares (NPB) awards 28,000 restricted stock units to president Kevin Comps

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Northpointe Bancshares president and secretary Kevin J. Comps received a grant of 28,000 restricted stock units as equity compensation. These RSUs convert into common stock on a one-for-one basis and vest in three approximately equal annual installments on April 1 of 2027, 2028 and 2029. Following this grant, Comps holds 28,000 RSUs directly according to this filing.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Comps Kevin J

Role PRESIDENT & SECRETARY

Type	Security	Shares	Price	Value
Grant/Award	Restricted stock units	28,000	$0.00	--

Holdings After Transaction: Restricted stock units — 28,000 shares (Direct, null)

Footnotes (1)

Restricted stock units ("RSUs") convert into shares of the issuer's common stock on a one-for-one basis. The RSUs vest in three approximately equal annual installments on each of April 1, 2027, 2028 and 2029.

Key Figures

RSUs granted: 28,000 units Underlying common shares: 28,000 shares Vesting dates: April 1, 2027, 2028, 2029 +1 more

4 metrics

RSUs granted 28,000 units Restricted stock unit grant to Kevin J. Comps on April 1, 2026

Underlying common shares 28,000 shares One-for-one conversion of RSUs into common stock

Vesting dates April 1, 2027, 2028, 2029 Three approximately equal annual installments

Total RSUs after grant 28,000 units Total RSUs held directly following this transaction

Key Terms

Restricted stock units, RSUs, one-for-one basis, vest

4 terms

Restricted stock units financial

"Restricted stock units ("RSUs") convert into shares of the issuer's common stock"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

RSUs financial

"The RSUs vest in three approximately equal annual installments"

RSUs, or restricted stock units, are a form of company shares given to employees as part of their compensation. They are typically awarded with certain restrictions, such as a waiting period before they can be fully owned or sold, similar to earning a gift that becomes fully yours over time. For investors, RSUs can impact a company's stock offerings and reflect how much the company relies on stock-based incentives to attract and retain talent.

one-for-one basis financial

"RSUs convert into shares of the issuer's common stock on a one-for-one basis"

vest financial

"The RSUs vest in three approximately equal annual installments"

A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.

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Form 4 Insider Transactions: What Each Field Means →

06/05/2026 - 04:07 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Comps Kevin J

(Last)

(First)

(Middle)

3333 DEPOSIT DRIVE NORTHEAST

(Street)

GRAND RAPIDS

MICHIGAN

49546

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
NORTHPOINTE BANCSHARES INC [ NPB ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	PRESIDENT & SECRETARY

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted stock units⁽¹⁾	⁽¹⁾	04/01/2026		A		28,000		⁽²⁾	⁽²⁾	Common Stock	28,000	$0	28,000	D

Explanation of Responses:

1. Restricted stock units ("RSUs") convert into shares of the issuer's common stock on a one-for-one basis.

2. The RSUs vest in three approximately equal annual installments on each of April 1, 2027, 2028 and 2029.

Remarks:

	/s/ Kevin J. Comps	06/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Northpointe Bancshares (NPB) report for Kevin J. Comps?

Northpointe Bancshares reported that president and secretary Kevin J. Comps received 28,000 restricted stock units. These RSUs are equity compensation and convert into common stock on a one-for-one basis, vesting over three annual installments beginning April 1, 2027.

How many restricted stock units did Kevin J. Comps receive from Northpointe Bancshares (NPB)?

Kevin J. Comps received 28,000 restricted stock units. The filing states all 28,000 RSUs convert into an equal number of common shares and vest in three approximately equal annual installments on April 1, 2027, 2028 and 2029.

When do Kevin J. Comps’ Northpointe Bancshares (NPB) RSUs vest?

The RSUs vest in three approximately equal annual installments. According to the filing, vesting occurs on April 1 of 2027, 2028 and 2029, after which the vested units convert into common stock on a one-for-one basis.

What is the conversion ratio of Kevin J. Comps’ RSUs at Northpointe Bancshares (NPB)?

Each restricted stock unit converts into one share of Northpointe Bancshares common stock. The filing specifies a one-for-one basis, meaning 28,000 RSUs are tied to 28,000 underlying common shares once vested and settled.

Is Kevin J. Comps’ Form 4 transaction in Northpointe Bancshares (NPB) a market purchase or sale?

The transaction is a grant of restricted stock units, not a market trade. It is coded as a grant or award acquisition, reflecting equity compensation rather than open-market buying or selling of Northpointe Bancshares shares.