NORTHPOINTE Bancshares grants 28,000 RSUs to executive

NORTHPOINTE BANCSHARES INC reported that executive David J. Christel, President of the Mortgage Purchase Program, received a grant of 28,000 restricted stock units (RSUs).

Accepted by SEC EDGAR 06/05/2026 - 04:08 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

NORTHPOINTE BANCSHARES INC reported that executive David J. Christel, President of the Mortgage Purchase Program, received a grant of 28,000 restricted stock units (RSUs). These RSUs are a form of equity compensation that convert into common stock on a one-for-one basis.

The RSUs vest in three approximately equal annual installments on April 1, 2027, April 1, 2028, and April 1, 2029. Following this grant, Christel holds 28,000 RSUs directly, which may become shares of common stock as they vest over time.

Insider Trade Summary

Grant/Award: 28,000 shares

Grant/Award 1 txn

Insider Christel David J

Role PRES, MORTGAGE PURCH PROGRAM

Type	Security	Shares	Price	Value
Grant/Award	Restricted stock units	28,000	$0.00	$0.00

Holdings After Transaction: Restricted stock units — 28,000 contracts (Direct)

Holdings Before and After: Restricted stock units, 0 to 28,000 contracts (Direct)

Footnotes (2)

1. F1. Restricted stock units ("RSUs") convert into shares of the issuer's common stock on a one-for-one basis.
2. F2. The RSUs vest in three approximately equal annual installments on each of April 1, 2027, 2028 and 2029.

Key Figures

RSUs granted: 28,000 units Post‑grant RSU holdings: 28,000 units Conversion ratio: 1 RSU : 1 share +3 more

6 metrics

RSUs granted 28,000 units Restricted stock units awarded on April 1, 2026

Post‑grant RSU holdings 28,000 units Total RSUs held directly after transaction

Conversion ratio 1 RSU : 1 share RSUs convert into common stock on a one‑for‑one basis

First vesting date April 1, 2027 First of three approximately equal annual installments

Second vesting date April 1, 2028 Second RSU vesting installment

Third vesting date April 1, 2029 Final RSU vesting installment

Key Terms

Restricted stock units, RSUs, vest, common stock

4 terms

Restricted stock units financial

"Restricted stock units ("RSUs") convert into shares of the issuer's common stock on a one-for-one basis."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

RSUs financial

"The RSUs vest in three approximately equal annual installments on each of April 1, 2027, 2028 and 2029."

RSUs, or restricted stock units, are a form of company shares given to employees as part of their compensation. They are typically awarded with certain restrictions, such as a waiting period before they can be fully owned or sold, similar to earning a gift that becomes fully yours over time. For investors, RSUs can impact a company's stock offerings and reflect how much the company relies on stock-based incentives to attract and retain talent.

vest financial

"The RSUs vest in three approximately equal annual installments on each of April 1, 2027, 2028 and 2029."

A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.

common stock financial

"RSUs convert into shares of the issuer's common stock on a one-for-one basis."

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did NORTHPOINTE BANCSHARES (NPB) report for David J. Christel?

NORTHPOINTE BANCSHARES reported that executive David J. Christel received a grant of 28,000 restricted stock units. These RSUs are equity awards that can convert into common stock over time as they vest, aligning his compensation more closely with shareholder interests.

How many restricted stock units were granted to the NPB executive in this Form 4?

The Form 4 shows a grant of 28,000 restricted stock units to executive David J. Christel. Each unit represents the right to receive one share of NORTHPOINTE BANCSHARES common stock as vesting conditions are met over the specified multi‑year schedule.

When do the 28,000 RSUs granted by NORTHPOINTE BANCSHARES to David J. Christel vest?

The 28,000 RSUs vest in three approximately equal annual installments on April 1, 2027, April 1, 2028, and April 1, 2029. This staggered schedule encourages longer‑term retention and links the executive’s potential stock ownership to future company performance.

How do the RSUs granted in the NPB Form 4 convert into common stock?

The filing states that the restricted stock units convert into shares of NORTHPOINTE BANCSHARES common stock on a one‑for‑one basis. As each installment of RSUs vests on its scheduled date, the corresponding number of units can become an equal number of common shares.

What is David J. Christel’s position at NORTHPOINTE BANCSHARES related to this RSU grant?

David J. Christel is identified as an officer with the title President, Mortgage Purchase Program. The RSU grant reported on this Form 4 represents part of his equity‑based compensation, directly linking his potential stock ownership to the company’s future share performance.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Christel David J

(Last) (First) (Middle)

3333 DEPOSIT DRIVE NORTHEAST

(Street)

GRAND RAPIDS MICHIGAN 49546

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
NORTHPOINTE BANCSHARES INC [ NPB ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	PRES, MORTGAGE PURCH PROGRAM

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted stock units(1)	(1)	04/01/2026		A		28,000		(2)	(2)	Common Stock	28,000	$0	28,000	D

Explanation of Responses:

1. Restricted stock units ("RSUs") convert into shares of the issuer's common stock on a one-for-one basis.

2. The RSUs vest in three approximately equal annual installments on each of April 1, 2027, 2028 and 2029.

Remarks:

	/s/ Kevin J. Comps, Attorney-in-Fact	06/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)