Northpointe Bancshares (NPB) director receives 2,606 RSUs grant

Q: When do the reported RSUs for Northpointe Bancshares (NPB) vest?

The restricted stock units vest in one annual installment on May 13, 2027 . This means all 2,606 RSUs are scheduled to vest on that date, assuming the applicable service or other vesting conditions are satisfied.

Q: What does the Form 4/A amendment change for Northpointe Bancshares (NPB)?

The amendment is filed solely to correct the vesting schedule for the RSUs. The original Form 4 inadvertently described vesting incorrectly; this updated filing clarifies the RSUs vest on May 13, 2027.

Q: How do the Northpointe Bancshares (NPB) RSUs convert into common stock?

The restricted stock units convert into shares of common stock on a one-for-one basis . For each vested RSU, the director is entitled to receive one share of Northpointe Bancshares common stock, according to the plan terms.

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

4/A

Rhea-AI Filing Summary

Northpointe Bancshares Inc. director David Stevens Hooker reported an award of 2,606 restricted stock units that convert into common stock on a one-for-one basis. The RSUs vest in a single installment on May 13, 2027. This amended filing corrects the previously reported vesting schedule.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Hooker David Stevens

Role null

Type	Security	Shares	Price	Value
Grant/Award	Restricted stock units	2,606	$0.00	--

Holdings After Transaction: Restricted stock units — 2,606 shares (Direct, null)

Footnotes (1)

Restricted stock units ("RSUs") convert into shares of the issuer's common stock on a one-for-one basis. The RSUs vest in one annual installment on May 13, 2027. This amendment is being filed solely to correct the vesting schedule of the RSUs, which was inadvertently described incorrectly in the original Form 4.

Key Figures

RSUs granted: 2,606 units Post-transaction RSU holdings: 2,606 units Conversion ratio: 1 RSU : 1 share +1 more

4 metrics

RSUs granted 2,606 units Restricted stock units awarded to director on May 13, 2026

Post-transaction RSU holdings 2,606 units Total RSUs held by director after transaction

Conversion ratio 1 RSU : 1 share RSUs convert into common stock on a one-for-one basis

Vesting date May 13, 2027 RSUs vest in one annual installment on this date

Key Terms

Restricted stock units, RSUs, vesting schedule

3 terms

Restricted stock units financial

"Restricted stock units ("RSUs") convert into shares of the issuer's common stock"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

RSUs financial

"The RSUs vest in one annual installment on May 13, 2027."

RSUs, or restricted stock units, are a form of company shares given to employees as part of their compensation. They are typically awarded with certain restrictions, such as a waiting period before they can be fully owned or sold, similar to earning a gift that becomes fully yours over time. For investors, RSUs can impact a company's stock offerings and reflect how much the company relies on stock-based incentives to attract and retain talent.

vesting schedule financial

"This amendment is being filed solely to correct the vesting schedule of the RSUs"

A vesting schedule is a timeline that determines when someone gains full ownership of certain benefits, such as company stock or retirement contributions. Think of it like earning the right to own a gift gradually over time, rather than receiving it all at once. It matters to investors because it affects when they can fully access or sell these benefits, influencing their financial planning and decision-making.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 06/18/2026 - 04:03 PM Accepted by SEC EDGAR 06/18/2026 - 04:03 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hooker David Stevens

(Last)

(First)

(Middle)

3333 DEPOSIT DRIVE NORTHEAST

(Street)

GRAND RAPIDS

MICHIGAN

49546

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
NORTHPOINTE BANCSHARES INC [ NPB ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/13/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)
06/17/2026

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted stock units⁽¹⁾	⁽¹⁾	05/13/2026		A		2,606		⁽²⁾⁽³⁾	⁽²⁾⁽³⁾	Common Stock	2,606	$0	2,606	D

Explanation of Responses:

1. Restricted stock units ("RSUs") convert into shares of the issuer's common stock on a one-for-one basis.

2. The RSUs vest in one annual installment on May 13, 2027.

3. This amendment is being filed solely to correct the vesting schedule of the RSUs, which was inadvertently described incorrectly in the original Form 4.

Remarks:

	/s/ Kevin J. Comps, Attorney-in-Fact	06/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Northpointe Bancshares (NPB) report in this Form 4/A?

The filing reports that director David Stevens Hooker received an award of 2,606 restricted stock units. These RSUs are a form of equity compensation that may convert into shares of Northpointe Bancshares common stock if vesting conditions are met.

When do the reported RSUs for Northpointe Bancshares (NPB) vest?

The restricted stock units vest in one annual installment on May 13, 2027. This means all 2,606 RSUs are scheduled to vest on that date, assuming the applicable service or other vesting conditions are satisfied.

How many Northpointe Bancshares (NPB) RSUs does the director hold after this transaction?

After the reported award, director David Stevens Hooker holds 2,606 restricted stock units. These units represent a right to receive an equivalent number of Northpointe Bancshares common shares, subject to the vesting schedule and other plan terms.

What does the Form 4/A amendment change for Northpointe Bancshares (NPB)?

The amendment is filed solely to correct the vesting schedule for the RSUs. The original Form 4 inadvertently described vesting incorrectly; this updated filing clarifies the RSUs vest on May 13, 2027.

How do the Northpointe Bancshares (NPB) RSUs convert into common stock?

The restricted stock units convert into shares of common stock on a one-for-one basis. For each vested RSU, the director is entitled to receive one share of Northpointe Bancshares common stock, according to the plan terms.