CEO of Northpointe (NPB) exercises 58,893 RSUs to add shares

Rhea-AI Filing Summary

Northpointe Bancshares Chairman and CEO Charles Alan Williams exercised restricted stock units that vested into common stock. On April 1, 2026, RSUs vested as to 49,560 shares and 9,333 shares, converting into the same number of common shares on a one-for-one basis at a price of $0.00 per share. Following these exercises, he directly holds 113,789 common shares, with additional indirect holdings of 2,262,650 shares by trust and 718,006 shares through a 401(k) plan.

Insider Trade Summary

58,893 shares exercised/converted

Mixed 6 txns

Insider Williams Charles Alan, Charles A Williams TR Charles A Williams Trust

Role CHAIRMAN & CEO | 10% Owner

Type	Security	Shares	Price	Value
Exercise	Restricted stock units	49,560	$0.00	--
Exercise	Restricted stock units	9,333	$0.00	--
Exercise	Common Stock	49,560	$0.00	--
Exercise	Common Stock	9,333	$0.00	--
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Restricted stock units — 158,570 shares (Direct); Common Stock — 104,456 shares (Direct); Common Stock — 2,262,650 shares (Indirect, By trust)

Footnotes (1)

1. Reflects shares of common stock held by the Charles A Williams TR Charles A Williams Trust. Restricted stock units ("RSUs") convert into shares of the issuer's common stock on a one-for-one basis. The RSUs vested as to 49,560 shares on April 1, 2026. The RSUs vested as to 9,333 shares on April 1, 2026.

Key Figures

RSUs vested tranche 1: 49,560 units RSUs vested tranche 2: 9,333 units Total RSUs exercised: 58,893 units +4 more

7 metrics

RSUs vested tranche 1 49,560 units Restricted stock units vested on April 1, 2026

RSUs vested tranche 2 9,333 units Restricted stock units vested on April 1, 2026

Total RSUs exercised 58,893 units Exercise or conversion of derivative securities (code M)

Direct common shares after transaction 113,789 shares Total direct Northpointe common stock held after April 1, 2026

Indirect shares by trust 2,262,650 shares Common stock held by the Charles A Williams Trust

Indirect shares by 401(k) Plan 718,006 shares Common stock held by 401(k) plan

Exercise price per RSU $0.00 per share Conversion of RSUs into common stock

Key Terms

Restricted stock units ("RSUs"), one-for-one basis, Exercise or conversion of derivative security, By trust, +1 more

5 terms

Restricted stock units ("RSUs") financial

"Restricted stock units ("RSUs") convert into shares of the issuer's common stock"

Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.

one-for-one basis financial

"RSUs convert into shares of the issuer's common stock on a one-for-one basis"

Exercise or conversion of derivative security financial

"transaction_code_description": "Exercise or conversion of derivative security""

By trust financial

"nature_of_ownership": "By trust""

By 401(k) Plan financial

"nature_of_ownership": "By 401(k) Plan""

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Williams Charles Alan

(Last) (First) (Middle)

3333 DEPOSIT DRIVE NORTHEAST

(Street)

GRAND RAPIDS MICHIGAN 49546

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
NORTHPOINTE BANCSHARES INC [ NPB ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
X	Officer (give title below)		Other (specify below)
	CHAIRMAN & CEO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

	Form filed by One Reporting Person
X	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	04/01/2026		M		49,560	A	$0	104,456	D
Common Stock	04/01/2026		M		9,333	A	$0	113,789	D
Common Stock								2,262,650	I	By trust(1)
Common Stock								718,006	I	By 401(k) Plan

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted stock units	(2)	04/01/2026		M			49,560	(3)	(3)	Common Stock	49,560	$0	158,570	D
Restricted stock units	(2)	04/01/2026		M			9,333	(4)	(4)	Common Stock	9,333	$0	18,667	D

1. Name and Address of Reporting Person^*

Williams Charles Alan

(Last) (First) (Middle)

3333 DEPOSIT DRIVE NORTHEAST

(Street)

GRAND RAPIDS MICHIGAN 49546

(City) (State) (Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer

X	Director	X	10% Owner
X	Officer (give title below)		Other (specify below)
	CHAIRMAN & CEO

1. Name and Address of Reporting Person^*

Charles A Williams TR Charles A Williams Trust

(Last) (First) (Middle)

3333 DEPOSIT DRIVE NORTHEAST

(Street)

GRAND RAPIDS MICHIGAN 49546

(City) (State) (Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

Explanation of Responses:

1. Reflects shares of common stock held by the Charles A Williams TR Charles A Williams Trust.

2. Restricted stock units ("RSUs") convert into shares of the issuer's common stock on a one-for-one basis.

3. The RSUs vested as to 49,560 shares on April 1, 2026.

4. The RSUs vested as to 9,333 shares on April 1, 2026.

Remarks:

	/s/ Kevin J. Comps, Attorney-in-Fact	04/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Northpointe Bancshares (NPB) report for Charles Alan Williams?

Northpointe Bancshares reported that Chairman and CEO Charles Alan Williams exercised restricted stock units into common shares. On April 1, 2026, 49,560 and 9,333 RSUs vested, converting one-for-one into a total of 58,893 additional common shares at a price of $0.00.

How many Northpointe Bancshares (NPB) RSUs vested for the CEO on April 1, 2026?

Two RSU tranches vested for the CEO on April 1, 2026: 49,560 units and 9,333 units. Each restricted stock unit converts into one share of common stock, resulting in 58,893 new common shares credited to his direct holdings that day.

What are Charles Alan Williams’ direct common stock holdings in Northpointe Bancshares (NPB) after these transactions?

After the April 1, 2026 RSU conversions, Charles Alan Williams directly holds 113,789 shares of Northpointe Bancshares common stock. This reflects the addition of 58,893 shares from vested restricted stock units, which converted one-for-one into common shares at a stated price of $0.00.

What indirect Northpointe Bancshares (NPB) holdings are reported for Charles Alan Williams?

Indirectly, Charles Alan Williams is reported with 2,262,650 Northpointe Bancshares common shares held by a trust and 718,006 shares held by a 401(k) plan. These entries describe indirect ownership forms in addition to his directly held 113,789 common shares after the RSU conversions.

Did the Northpointe Bancshares (NPB) Form 4 show any stock sales by the CEO?

The Form 4 shows no open-market stock sales by the CEO. It reports derivative code M transactions, meaning exercises or conversions of restricted stock units into common stock, plus updated direct and indirect holdings. All coded transactions are acquisitions rather than sales or dispositions.

What does Form 4 code M mean in the Northpointe Bancshares (NPB) insider filing?

In this Form 4, code M indicates the exercise or conversion of a derivative security, specifically restricted stock units. The RSUs convert into common stock on a one-for-one basis, so 49,560 and 9,333 units became an equal number of Northpointe Bancshares common shares for the reporting person.