Northpointe (NPB) CEO receives 28,000 RSUs vesting 2027-2029

Rhea-AI Filing Summary

Williams Charles Alan reported acquisition or exercise transactions in this Form 4 filing.

Northpointe Bancshares Inc director, chairman, and CEO Charles Alan Williams reported a compensation-related equity grant. On April 1, 2026, he received 28,000 restricted stock units (RSUs), each convertible into one share of common stock. Following the grant, he holds 28,000 RSUs directly.

The RSUs vest in three approximately equal annual installments on April 1, 2027, 2028, and 2029, aligning his compensation with longer-term company performance rather than an immediate cash transaction.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Williams Charles Alan, Charles A Williams TR Charles A Williams Trust

Role CHAIRMAN & CEO | null

Type	Security	Shares	Price	Value
Grant/Award	Restricted stock units	28,000	$0.00	--

Holdings After Transaction: Restricted stock units — 28,000 shares (Direct, null)

Footnotes (1)

1. Restricted stock units ("RSUs") convert into shares of the issuer's common stock on a one-for-one basis. The RSUs vest in three approximately equal annual installments on each of April 1, 2027, 2028 and 2029.

Key Figures

RSU grant size: 28,000 units Underlying common shares: 28,000 shares Grant price per RSU: $0.00 per unit +4 more

7 metrics

RSU grant size 28,000 units Restricted stock units granted on April 1, 2026

Underlying common shares 28,000 shares One-for-one RSU to common stock conversion

Grant price per RSU $0.00 per unit Stated transaction price for RSU award

Holdings after grant 28,000 RSUs Total restricted stock units following transaction

First vesting date April 1, 2027 First of three annual RSU vesting installments

Second vesting date April 1, 2028 Second equal annual RSU vesting installment

Third vesting date April 1, 2029 Final equal annual RSU vesting installment

Key Terms

Restricted stock units, RSUs, Common Stock, vest

4 terms

Restricted stock units financial

"Restricted stock units ("RSUs") convert into shares of the issuer's common stock on a one-for-one basis."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

RSUs financial

"The RSUs vest in three approximately equal annual installments on each of April 1, 2027, 2028 and 2029."

RSUs, or restricted stock units, are a form of company shares given to employees as part of their compensation. They are typically awarded with certain restrictions, such as a waiting period before they can be fully owned or sold, similar to earning a gift that becomes fully yours over time. For investors, RSUs can impact a company's stock offerings and reflect how much the company relies on stock-based incentives to attract and retain talent.

Common Stock financial

"Restricted stock units ("RSUs") convert into shares of the issuer's common stock on a one-for-one basis."

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

vest financial

"The RSUs vest in three approximately equal annual installments on each of April 1, 2027, 2028 and 2029."

A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Williams Charles Alan

(Last) (First) (Middle)

3333 DEPOSIT DRIVE NORTHEAST

(Street)

GRAND RAPIDS MICHIGAN 49546

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
NORTHPOINTE BANCSHARES INC [ NPB ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
X	Officer (give title below)		Other (specify below)
	CHAIRMAN & CEO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

	Form filed by One Reporting Person
X	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted stock units(1)	(1)	04/01/2026		A		28,000		(2)	(2)	Common Stock	28,000	$0	28,000	D

1. Name and Address of Reporting Person^*

Williams Charles Alan

(Last) (First) (Middle)

3333 DEPOSIT DRIVE NORTHEAST

(Street)

GRAND RAPIDS MICHIGAN 49546

(City) (State) (Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer

X	Director	X	10% Owner
X	Officer (give title below)		Other (specify below)
	CHAIRMAN & CEO

1. Name and Address of Reporting Person^*

Charles A Williams TR Charles A Williams Trust

(Last) (First) (Middle)

3333 DEPOSIT DRIVE NORTHEAST

(Street)

GRAND RAPIDS MICHIGAN 49546

(City) (State) (Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

Explanation of Responses:

1. Restricted stock units ("RSUs") convert into shares of the issuer's common stock on a one-for-one basis.

2. The RSUs vest in three approximately equal annual installments on each of April 1, 2027, 2028 and 2029.

Remarks:

	/s/ Kevin J. Comps, Attorney-in-Fact	06/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Northpointe Bancshares (NPB) report for Charles Alan Williams?

Northpointe Bancshares reported that Chairman and CEO Charles Alan Williams received a grant of 28,000 restricted stock units on April 1, 2026. These RSUs represent a stock-based compensation award rather than an open-market purchase or sale of existing Northpointe Bancshares shares.

How many restricted stock units did the Northpointe (NPB) CEO receive and at what price?

The Northpointe Bancshares CEO received 28,000 restricted stock units at a stated price of $0.00 per unit. This reflects a share-based compensation grant, where value comes from future stock ownership rather than an immediate cash transaction at a market purchase price.

When do the Northpointe Bancshares (NPB) CEO’s 28,000 RSUs vest?

The 28,000 RSUs granted to the Northpointe Bancshares CEO vest in three approximately equal annual installments. Vesting occurs on April 1, 2027, April 1, 2028, and April 1, 2029, spreading the compensation over multiple years and linking it to continued service.

What does each Northpointe Bancshares (NPB) RSU convert into for the CEO grant?

Each restricted stock unit in the CEO’s award converts into one share of Northpointe Bancshares common stock. This one-for-one conversion means 28,000 RSUs correspond to 28,000 potential common shares once the units vest and are settled according to the award terms.

Is the Northpointe Bancshares (NPB) CEO’s Form 4 transaction a buy or sell of stock?

The Form 4 reflects an acquisition through a grant, not an open-market buy or sell. Charles Alan Williams received 28,000 RSUs as a compensation award, so no market transaction in existing Northpointe Bancshares shares is reported in this particular filing.