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Director adds Northpointe Bancshares (NPB) stock in open-market buy

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Northpointe Bancshares director David F. Lawrence bought 500 shares of common stock in an open-market purchase at $18.185 per share. After this transaction, he directly owns 1,000 common shares of NORTHPOINTE BANCSHARES INC.

Positive

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Negative

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lawrence David F.

(Last) (First) (Middle)
3333 DEPOSIT DRIVE
NORTHEAST

(Street)
GRAND RAPIDS MI 49546

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
NORTHPOINTE BANCSHARES INC [ NPB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
03/03/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/03/2026 P 500 A $18.185 1,000 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
/s/ Kevin J. Comps, Attorney-in-Fact 03/04/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Northpointe Bancshares (NPB) insider David F. Lawrence do in this Form 4?

David F. Lawrence, a director of Northpointe Bancshares, reported buying 500 shares of common stock. The open-market purchase was made at $18.185 per share, increasing his direct ownership to 1,000 common shares after the transaction.

How many Northpointe Bancshares (NPB) shares did the director buy and at what price?

The director bought 500 shares of Northpointe Bancshares common stock. The purchase was an open-market transaction executed at a price of $18.185 per share, as disclosed in the Form 4 insider trading report.

What is David F. Lawrence’s total Northpointe Bancshares (NPB) ownership after this transaction?

After the reported purchase, David F. Lawrence directly owns 1,000 shares of Northpointe Bancshares common stock. The filing shows his holdings after buying 500 shares in an open-market transaction at $18.185 per share.

Was the Northpointe Bancshares (NPB) insider transaction a buy or a sell?

The insider transaction was a buy. Director David F. Lawrence completed an open-market purchase of 500 Northpointe Bancshares common shares at $18.185 per share, as indicated by transaction code “P” for a purchase.

What does transaction code “P” mean in the Northpointe Bancshares (NPB) Form 4?

Transaction code “P” on the Northpointe Bancshares Form 4 indicates a purchase. In this case, it reflects an open-market or private transaction where director David F. Lawrence acquired 500 common shares at a price of $18.185 per share.
NORTHPOINTE BANCSHARES INC.

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