Northpointe Bancshares director granted 2,606 RSUs

Tuttle John Robert reported acquisition or exercise transactions in this Form 4 filing.

Accepted by SEC EDGAR 06/17/2026 - 04:14 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Tuttle John Robert reported acquisition or exercise transactions in this Form 4 filing.

Northpointe Bancshares Inc. director John Robert Tuttle received a grant of 2,606 restricted stock units (RSUs). These RSUs represent potential shares of common stock on a one-for-one basis. The award vests in three approximately equal annual installments on May 13, 2027, 2028 and 2029, encouraging longer-term alignment with shareholders.

Insider Trade Summary

Grant/Award: 2,606 shares

Grant/Award 1 txn

Insider Tuttle John Robert

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Restricted stock units	2,606	$0.00	$0.00

Holdings After Transaction: Restricted stock units — 2,606 contracts (Direct)

Holdings Before and After: Restricted stock units, 0 to 2,606 contracts (Direct)

Footnotes (2)

1. F1. Restricted stock units ("RSUs") convert into shares of the issuer's common stock on a one-for-one basis.
2. F2. The RSUs vest in three approximately equal annual installments on each of May 13, 2027, 2028 and 2029.

Key Figures

RSUs granted: 2,606 units Underlying common shares: 2,606 shares Grant price: $0.0000 per unit +1 more

4 metrics

RSUs granted 2,606 units Restricted stock units awarded on May 13, 2026

Underlying common shares 2,606 shares One-for-one conversion into common stock

Grant price $0.0000 per unit Compensation award, not open-market purchase

Post-transaction derivative holdings 2,606 RSUs Total RSUs following the transaction

Key Terms

Restricted stock units, RSUs, vest

3 terms

Restricted stock units financial

"Restricted stock units ("RSUs") convert into shares of the issuer's common stock"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

RSUs financial

"The RSUs vest in three approximately equal annual installments"

RSUs, or restricted stock units, are a form of company shares given to employees as part of their compensation. They are typically awarded with certain restrictions, such as a waiting period before they can be fully owned or sold, similar to earning a gift that becomes fully yours over time. For investors, RSUs can impact a company's stock offerings and reflect how much the company relies on stock-based incentives to attract and retain talent.

vest financial

"The RSUs vest in three approximately equal annual installments"

A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Northpointe Bancshares (NPB) report for John Robert Tuttle?

Northpointe Bancshares reported that director John Robert Tuttle received a grant of 2,606 restricted stock units. These derivative awards convert into common shares on a one-for-one basis and are structured to vest over several years, supporting long-term incentive alignment.

How many restricted stock units did the NPB director receive in this Form 4?

The director received 2,606 restricted stock units in this transaction. Each RSU is linked to one share of Northpointe Bancshares common stock, providing potential equity ownership as the units vest over time under the award’s schedule.

What is the vesting schedule for the 2,606 RSUs at Northpointe Bancshares (NPB)?

The 2,606 RSUs vest in three approximately equal annual installments on May 13, 2027, May 13, 2028 and May 13, 2029. This staggered vesting encourages continued service and ties compensation to the company’s longer-term performance.

Do the RSUs reported for NPB’s director convert into common stock?

Yes, the restricted stock units convert into shares of Northpointe Bancshares common stock on a one-for-one basis. As each installment vests, the director becomes entitled to receive an equivalent number of common shares under the award terms.

Was there any purchase price for the RSUs granted to the NPB director?

The RSUs were granted with a transaction price per unit of $0.0000. This reflects that they are compensation awards rather than open-market purchases, with value delivered through future vesting into common stock if service conditions are met.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Tuttle John Robert

(Last) (First) (Middle)

3333 DEPOSIT DRIVE

NORTHEAST

(Street)

GRAND RAPIDS MICHIGAN 49546

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
NORTHPOINTE BANCSHARES INC [ NPB ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/13/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted stock units(1)	(1)	05/13/2026		A		2,606		(2)	(2)	Common Stock	2,606	$0	2,606	D

Explanation of Responses:

1. Restricted stock units ("RSUs") convert into shares of the issuer's common stock on a one-for-one basis.

2. The RSUs vest in three approximately equal annual installments on each of May 13, 2027, 2028 and 2029.

Remarks:

	/s/ Kevin J. Comps, Attorney-in-Fact	06/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)