STOCK TITAN

Northpointe Bancshares (NPB) director trusts log small share sales

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Northpointe Bancshares director-related trusts reported small open-market sales of Common Stock. Trusts associated with David S. Hooker sold a total of 3,375 shares between June 5 and June 9 at prices around $17.52–$17.70 per share, and still hold more than 11,000 and 820,000 shares respectively after the transactions.

Positive

  • None.

Negative

  • None.
Insider Hooker David Stevens
Role null
Sold 3,375 shs ($60K)
Type Security Shares Price Value
Sale Common Stock 2,194 $17.699 $39K
Sale Common Stock 157 $17.6988 $3K
Sale Common Stock 722 $17.5196 $13K
Sale Common Stock 17 $17.5252 $297.93
Sale Common Stock 234 $17.5218 $4K
Sale Common Stock 51 $17.5218 $893.61
Holdings After Transaction: Common Stock — 820,879 shares (Indirect, See footnote)
Footnotes (1)
  1. Reflects shares of common stock held by the David S. Hooker Trust. Reflects shares of common stock held by the Tanis S. Hooker Discretionary Trust.
Total shares sold 3,375 shares Aggregate open-market sales across six trades
Sale price range $17.52–$17.70 per share Common Stock sales on June 5–9, 2026
Shares sold on June 9 (trust 1) 157 shares Common Stock at $17.6988; 11,000 shares remaining
Shares sold on June 9 (trust 2) 2,194 shares Common Stock at $17.6990; 820,879 shares remaining
Post-sale holdings (trust 1) 11,000 shares Indirect Common Stock holding after June 9 sale
Post-sale holdings (trust 2) 820,879 shares Indirect Common Stock holding after June 9 sale
open-market sale financial
"Each transaction is described as an open-market sale of Common Stock."
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
Common Stock financial
"All six transactions involve Common Stock of Northpointe Bancshares."
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
indirect financial
"The ownership type is reported as indirect with nature of ownership via trusts."
trust financial
"Footnotes state shares are held by the David S. Hooker Trust and the Tanis S. Hooker Discretionary Trust."
A trust is a legal setup in which one party (the trustee) holds and manages assets—like cash, stocks or property—on behalf of other people (beneficiaries) according to instructions from the person who created it (the grantor). Think of it as a locked box with a keyholder who must follow written rules; for investors it matters because trusts influence who controls and benefits from assets, affect taxes and succession, and can change how quickly or transparently shares are bought, sold or voted.
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hooker David Stevens

(Last)(First)(Middle)
3333 DEPOSIT DRIVE NORTHEAST

(Street)
GRAND RAPIDS MICHIGAN 49546

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
NORTHPOINTE BANCSHARES INC [ NPB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/05/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/05/2026S234D$17.5218823,795ISee footnote(1)
Common Stock06/05/2026S51D$17.521811,174ISee footnote(2)
Common Stock06/08/2026S722D$17.5196823,073ISee footnote(1)
Common Stock06/08/2026S17D$17.525211,157ISee footnote(2)
Common Stock06/09/2026S2,194D$17.699820,879ISee footnote(1)
Common Stock06/09/2026S157D$17.698811,000ISee footnote(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Reflects shares of common stock held by the David S. Hooker Trust.
2. Reflects shares of common stock held by the Tanis S. Hooker Discretionary Trust.
Remarks:
/s/ Kevin J. Comps, Attorney-in-Fact06/12/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did the Northpointe Bancshares (NPB) Form 4 filed by David S. Hooker report?

The Form 4 reports that trusts associated with director David S. Hooker sold 3,375 shares of Northpointe Bancshares Common Stock in open-market transactions at roughly $17.52–$17.70 per share over three days, while maintaining substantial remaining indirect holdings.

How many Northpointe Bancshares (NPB) shares were sold in the latest insider transactions?

The filing shows aggregate insider sales of 3,375 Common Stock shares across six open-market trades. These took place on June 5, June 8, and June 9, 2026, and all were reported as indirect transactions through trusts rather than direct personal sales.

At what prices did the Northpointe Bancshares (NPB) insider sales occur?

The reported sales occurred at prices between about $17.52 and $17.70 per share. Individual trades were priced at $17.5218, $17.5196, $17.5252, $17.5218, $17.6990, and $17.6988, reflecting relatively narrow trading around the high-$17 level during the disclosed dates.

Who actually holds the Northpointe Bancshares (NPB) shares sold in this Form 4?

According to the footnotes, the sold shares are held by the David S. Hooker Trust and the Tanis S. Hooker Discretionary Trust. The transactions are reported as indirect ownership, meaning the trusts, rather than David S. Hooker personally, are the direct share owners.

How many Northpointe Bancshares (NPB) shares remain after the reported insider sales?

After the trades, one trust holds 11,000 shares and the other holds 820,879 shares of Common Stock. These post-transaction figures indicate that the 3,375 shares sold represent a small portion of the trusts’ combined indirect position in Northpointe Bancshares.

Were there any option exercises or derivative transactions in this Northpointe Bancshares (NPB) Form 4?

No derivative transactions are shown in the summarized data. All six reported trades involve non-derivative Common Stock sales, and the derivative position section is empty, indicating no option exercises, conversions, or other derivative activity in this specific filing.