Northpointe Bancshares president vests 9,333 RSUs

Northpointe Bancshares Inc. president and secretary Kevin J. Comps exercised restricted stock units into common shares as part of equity compensation.

Accepted by SEC EDGAR 04/02/2026 - 04:09 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Northpointe Bancshares Inc. president and secretary Kevin J. Comps exercised restricted stock units into common shares as part of equity compensation. On April 1, 2026, 9,333 RSUs vested and converted one-for-one into 9,333 common shares. Of these, 4,017 common shares were disposed of at $17.26 per share to cover tax obligations, which is a tax-withholding mechanism rather than an open-market sale. Following these transactions, he holds 51,268 common shares directly and 7,396 common shares indirectly through a 401(k) plan. No remaining derivative securities are shown after this RSU conversion.

Insider Trade Summary

9,333 shares exercised/converted

Exercise 3 txns

Insider Comps Kevin J

Role PRESIDENT & SECRETARY

Type	Security	Shares	Price	Value
Exercise	Restricted stock units	9,333	$0.00	$0.00
Exercise	Common Stock	9,333	$0.00	$0.00
Exercise Price or Tax Liability	Common Stock	4,017	$17.26	$69K
Holding	Common Stock	--	--	--

Holdings After Transaction: Restricted stock units — 18,667 contracts (Direct); Common Stock — 51,268 shares (Direct); Common Stock — 7,396 shares (Indirect, By 401(k) Plan)

Holdings Before and After: Restricted stock units, 28,000 to 18,667 contracts (Direct); Common Stock, 45,952 to 51,268 shares (Direct)

Footnotes (2)

1. F1. Restricted stock units ("RSUs") convert into shares of the issuer's common stock on a one-for-one basis.
2. F2. The RSUs vested as to 9,333 shares on April 1, 2026.

Key Figures

RSUs vested and converted: 9,333 units/shares Shares withheld for taxes: 4,017 shares at $17.26 Direct common shares after transaction: 51,268 shares +2 more

5 metrics

RSUs vested and converted 9,333 units/shares RSUs vesting and conversion on April 1, 2026

Shares withheld for taxes 4,017 shares at $17.26 Tax-withholding disposition on April 1, 2026

Direct common shares after transaction 51,268 shares Direct ownership following Form 4 transactions

Indirect 401(k) holdings 7,396 shares Indirect ownership via 401(k) plan

Remaining RSUs after vesting 18,667 units Restricted stock unit balance following conversion of 9,333 units

Key Terms

Restricted stock units, tax-withholding disposition, derivative security, 401(k) Plan, +1 more

5 terms

Restricted stock units financial

"Restricted stock units ("RSUs") convert into shares of the issuer's common stock"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

tax-withholding disposition financial

"Payment of exercise price or tax liability by delivering securities"

A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.

derivative security financial

"Exercise or conversion of derivative security"

A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.

401(k) Plan financial

"Common Stock held indirectly, nature of ownership: By 401(k) Plan"

A 401(k) plan is a workplace retirement account that lets employees set aside part of their pay into a tax-advantaged savings pot, often with employers adding matching contributions — like a workplace piggy bank for future income. It matters to investors because the amount people save and how employers fund these plans influence consumer spending, corporate payroll costs and the flow of money into financial markets, which can affect stock prices and company valuations.

exercise or conversion financial

"transaction_action: derivative exercise/conversion"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Northpointe Bancshares (NPB) insider Kevin J. Comps report on this Form 4?

Kevin J. Comps reported the vesting and conversion of 9,333 restricted stock units into common shares. These equity awards are part of his compensation as president and secretary and do not represent an open-market purchase or sale of shares.

How many Northpointe Bancshares (NPB) restricted stock units vested for Kevin J. Comps?

A total of 9,333 restricted stock units vested for Kevin J. Comps on April 1, 2026. According to the filing, RSUs convert into common stock on a one-for-one basis, meaning 9,333 common shares were issued upon this vesting and conversion.

Were any Northpointe Bancshares (NPB) shares sold by Kevin J. Comps on the market?

The filing shows 4,017 common shares were disposed of at $17.26 per share to satisfy tax obligations. This is coded as a tax-withholding disposition, not an open-market sale, and is a routine mechanism tied to equity compensation vesting.

How many Northpointe Bancshares (NPB) shares does Kevin J. Comps hold after these transactions?

After the reported transactions, Kevin J. Comps holds 51,268 common shares directly. He also has 7,396 common shares held indirectly through a 401(k) plan, according to the Form 4 ownership tables included in the filing.

What do the Northpointe Bancshares (NPB) Form 4 codes M and F mean here?

Code M reflects the exercise or conversion of a derivative security, in this case RSUs converting into common stock. Code F indicates shares withheld or delivered to pay taxes or exercise costs, representing a tax-withholding disposition rather than a discretionary market trade.

Does Kevin J. Comps still hold any Northpointe Bancshares (NPB) restricted stock units after this vesting?

The derivative holdings table shows 18,667 restricted stock units following the vesting and conversion of 9,333 units. This indicates he retains a remaining RSU balance that did not vest on April 1, 2026 under the terms disclosed.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Comps Kevin J

(Last) (First) (Middle)

3333 DEPOSIT DRIVE NORTHEAST

(Street)

GRAND RAPIDS MICHIGAN 49546

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
NORTHPOINTE BANCSHARES INC [ NPB ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	PRESIDENT & SECRETARY

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	04/01/2026		M		9,333	A	$0	55,285	D
Common Stock	04/01/2026		F		4,017	D	$17.26	51,268	D
Common Stock								7,396	I	By 401(k) Plan

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted stock units(1)	(1)	04/01/2026		M			9,333	(2)	(2)	Common Stock	9,333	$0	18,667	D

Explanation of Responses:

1. Restricted stock units ("RSUs") convert into shares of the issuer's common stock on a one-for-one basis.

2. The RSUs vested as to 9,333 shares on April 1, 2026.

Remarks:

	/s/ Kevin J. Comps	04/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)