Northpointe Bancshares (NPB) Director Reports 65,161-Share Sale

Rhea-AI Filing Summary

David Stevens Hooker, a director of Northpointe Bancshares, reported a sale of 65,161 shares of Northpointe Bancshares Inc. (NPB) on 09/12/2025 at a reported price of $18.21 per share.

After the reported disposition, the filing shows Mr. Hooker (indirectly) beneficially owns 834,879 shares through the David S. Hooker Trust and an additional 12,000 shares held indirectly by the Tanis S. Hooker Discretionary Trust. The Form 4 was signed by an attorney-in-fact on 09/19/2025.

Positive

• Disclosure compliance: The reporting person filed a Form 4 detailing the transaction and post-transaction beneficial ownership.
• Clarity on ownership: The filing specifies that holdings are indirect and identifies the trusts holding the shares.

Negative

• None.

Insights

Financial Analyst

TL;DR Insider sale of 65,161 shares reported; remaining indirect holdings documented in two trusts.

The Form 4 discloses a single non-derivative transaction: a sale of 65,161 common shares at $18.21 per share on 09/12/2025. Post-transaction beneficial ownership is reported as 834,879 shares held by the David S. Hooker Trust and 12,000 shares held by the Tanis S. Hooker Discretionary Trust. The filing is executed by an attorney-in-fact on 09/19/2025. This is a routine Section 16 disclosure showing an insider disposition and the sources of indirect ownership; no derivatives, grants, or acquisitions are reported.

Corporate Governance Expert

TL;DR Director sale disclosed; trusts are listed as the sources of indirect ownership.

The Form 4 identifies the reporting person as a director and specifies that the listed holdings are indirect via two trusts as explained in the footnotes. The disclosure clarifies ownership form and does not report amendments, derivative transactions, or additional officers. The signature block shows the filing was signed by an attorney-in-fact, consistent with delegated execution.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Hooker David Stevens

(Last) (First) (Middle)

3333 DEPOSIT DRIVE

NORTHEAST

(Street)

GRAND RAPIDS MI 49546

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
NORTHPOINTE BANCSHARES INC [ NPB ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
09/12/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/12/2025		S		65,161	D	$18.21	834,879	I	See footnote(1)
Common Stock								12,000	I	See footnote(2)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Reflects shares of common stock held by the David S. Hooker Trust.

2. Reflects shares of common stock held by the Tanis S. Hooker Discretionary Trust.

	/s/ Kevin J. Comps, Attorney-in-Fact	09/19/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did the Northpointe Bancshares Inc (NPB) Form 4 report?

The Form 4 reports a sale of 65,161 shares of common stock on 09/12/2025 at a price of $18.21 per share.

Who is the reporting person on the Form 4 for NPB?

The reporting person is David Stevens Hooker, identified as a director of Northpointe Bancshares Inc.

How many NPB shares does the reporting person beneficially own after the transaction?

The filing shows 834,879 shares beneficially owned indirectly by the David S. Hooker Trust and 12,000 shares indirectly held by the Tanis S. Hooker Discretionary Trust.

When was the Form 4 signed and by whom?

The Form 4 was signed by Kevin J. Comps, Attorney-in-Fact on 09/19/2025.

Were any derivative transactions reported in this Form 4?

No derivative securities (options, warrants, puts, or calls) are reported in Table II of this Form 4.