Northpointe Bancshares (NYSE: NPB) estate files Rule 144 resale notice

Rhea-AI Filing Summary

Northpointe Bancshares submitted a Rule 144 notice reporting proposed resales of Common Stock by trusts linked to the estate of a former control person. The filing lists two transactions on 05/01/2026: 500 shares (reporting value $8,910.10) and 7,000 shares (reporting value $124,741.40).

The filing describes these as private resales of control securities tied to David S. Hooker, with the original control resale date noted as 09/21/2017. No issuer proceeds or additional offering mechanics are disclosed in the excerpt.

Insights

Securities Attorney

Rule 144 notice for private resale by estate-linked trusts; procedural disclosure.

Form 144 records proposed resales under resale restrictions for control securities. The filing itemizes two trust transactions: $8,910.10 for 500 shares and $124,741.40 for 7,000 shares, both dated 05/01/2026.

These entries function as compliance disclosure rather than an issuer offering; execution, timing, and cash‑flow treatment are not specified in the excerpt. Subsequent trading or settlement details would appear in transfer records or later filings.

Key Figures

Transaction date: 05/01/2026 Shares listed (example 1): 500 shares Reported value (example 1): $8,910.10 +2 more

5 metrics

Transaction date 05/01/2026 Date shown for both trust resale rows

Shares listed (example 1) 500 shares Tanis S. Hooker Irrevocable Discretionary Trust transaction on <date>05/01/2026</date>

Reported value (example 1) $8,910.10 Dollar amount reported for 500‑share row

Shares listed (example 2) 7,000 shares David S. Hooker Trust transaction on <date>05/01/2026</date>

Reported value (example 2) $124,741.40 Dollar amount reported for 7,000‑share row

Key Terms

Form 144, Rule 144 / private resale of control securities, Irrevocable Discretionary Trust

3 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Rule 144 / private resale of control securities regulatory

"Private resale of control securities by estate of former control person"

Irrevocable Discretionary Trust other

"TANIS S. HOOKER IRREVOCABLE DISCRETIONARY TRUST 3333 Deposit Drive Northeast"

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Northern Trust Securities, Inc. 50 S LaSalle Street Chicago IL 60603	17	297.93	34581842	06/05/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	09/21/2017	Private resale of control securities by estate of former control person	David S. Hooker			17	09/21/2017	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
TANIS S. HOOKER IRREVOCABLE DISCRETIONARY TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC.	05/01/2026	500	8910.10
DAVID S HOOKER TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC.	05/01/2026	7000	124741.40

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Northpointe (NPB) Form 144 report?

Form 144 reports proposed resales of restricted or control securities. This filing lists private resales linked to the estate of a former control person and itemizes the specific trust transactions and amounts associated with those resales.

How many Northpointe (NPB) shares are listed for resale in this filing?

The filing lists two transactions totaling 7,500 shares: 500 shares and 7,000 shares, both dated 05/01/2026. Each row includes a reported dollar amount alongside the share counts.

Who is identified as the source of the shares in the NPB filing?

The resale is described as a private resale by the estate of a former control person, associated with David S. Hooker. Trust names include the Tanis S. Hooker Irrevocable Discretionary Trust and the David S. Hooker Trust.

What dollar amounts are reported for the transactions in the Form 144?

The filing shows $8,910.10 for 500 shares and $124,741.40 for 7,000 shares, with transaction dates of 05/01/2026 reflected on each row.