Northpointe Bancshares (NPB) affiliate resale notice lists 275 shares

Rhea-AI Filing Summary

Northpointe Bancshares reports proposed resale of Common Stock under a Form 144 by affiliates of David S. Hooker. The notice lists 275 shares as the scheduled securities to be sold and records recent sales of 7,000 shares ($124,741.40) and 500 shares ($8,910.10) completed on 05/01/2026.

Insights

Securities Compliance Analyst

Routine Form 144 resale notice for affiliates of a former control person.

The filing lists a proposed resale of 275 shares of Common Stock and documents prior dispositions of 7,000 shares and 500 shares on 05/01/2026

These entries reflect affiliated holder activity and are administrative notices under resale rules; cash‑flow treatment is according to each holder's transaction records in the excerpt.

Key Figures

Proposed shares to be sold: 275 shares Shares sold on 05/01/2026: 7,000 shares Proceeds from 7,000-share sale: $124,741.40 +3 more

6 metrics

Proposed shares to be sold 275 shares Form 144 resale notice

Shares sold on 05/01/2026 7,000 shares Sale by David S Hooker Trust on 05/01/2026

Proceeds from 7,000-share sale $124,741.40 Transaction value shown for 7,000 shares on 05/01/2026

Shares sold on 05/01/2026 500 shares Sale by Tanis S Hooker Irre Discretionary Trust on 05/01/2026

Proceeds from 500-share sale $8,910.10 Transaction value shown for 500 shares on 05/01/2026

Issued outstanding (issuer info) 34,581,842 Issuer information line with date <date>06/02/2026</date>

Key Terms

Form 144, Private resale of control securities, Irre Discretionary Trust

3 terms

Form 144 regulatory

"Private resale of control securities by estate of former control person"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Private resale of control securities regulatory

"Private resale of control securities by estate of former control person"

Irre Discretionary Trust other

"TANIS S HOOKER IRRE DISCRETIONARY TRUST 3333 Deposit Drive Northeast Grand Rapids MI"

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Accepted by SEC EDGAR 06/02/2026 - 05:43 PM Learn about SEC filing dates

FAQ

What does Northpointe Bancshares' Form 144 (NPB) report?

It reports a proposed resale of 275 shares of Common Stock by affiliates of David S. Hooker, and prior sales of 7,000 and 500 shares on 05/01/2026. The form notifies the market of these affiliated transactions.

Who are the sellers listed on the Form 144 for NPB?

The filing names affiliated trusts: the David S Hooker Trust and the Tanis S Hooker Irre Discretionary Trust. These entities are reported as the parties disposing of shares in the transactions shown.

How many shares were sold recently according to the filing?

The excerpt shows recent sales on 05/01/2026 of 7,000 shares for $124,741.40 and 500 shares for $8,910.10. These figures are presented as past dispositions.

Does the Form 144 state where the securities trade?

Yes; the filing identifies the market as NYSE. The excerpt also contains an apparent outstanding share figure of 34,581,842 tied to the issuer information section.

What is the filing date shown on the Form 144 excerpt?

The cover area lists an action date of 06/02/2026 associated with the filer/issuer information. That date appears alongside the reported outstanding share count in the excerpt.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Northern Trust Securities, Inc. 50 S LaSalle Street Chicago IL 60603	275	4813.90	34581842	06/02/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	09/21/2017	Private resale of control securities by estate of former control person	David S. Hooker			275	09/21/2017	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
DAVID S HOOKER TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC.	05/01/2026	7000	124741.40
TANIS S HOOKER IRRE DISCRETIONARY TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC.	05/01/2026	500	8910.10

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)