NPB Form 144: Estate-linked resale lists 3,850 shares

The filing is a Form 144 notice reporting a private resale of control securities related to the estate of former control person David S. Hooker.

Rhea-AI Filing Summary

The filing is a Form 144 notice reporting a private resale of control securities related to the estate of former control person David S. Hooker. The excerpt lists a Securities To Be Sold quantity of 3850 and shows examples including trust sales of 500 shares and 7,000 shares dated 05/01/2026.

Insights

Securities Compliance Specialist

Form 144 notifies the market of proposed resale of control stock by an estate-related holder.

The excerpt lists a private resale of control securities tied to the estate of David S. Hooker and a reported Securities To Be Sold figure of 3850. Examples shown include trust transactions of 500 shares and 7,000 shares, each with a 05/01/2026 trade date.

Filing of Form 144 is procedural: it signals intended resale subject to any applicable Rule 144 conditions. Timing, broker methods, and final settlement details are not provided in the excerpt; subsequent filings or transfer agent records would show consummation.

Key Figures

Securities To Be Sold: 3,850 shares Trust sale example: 500 shares Trust sale example: 7,000 shares +3 more

6 metrics

Securities To Be Sold 3,850 shares listed under Securities To Be Sold

Trust sale example 500 shares TANIS S. HOOKER IRREVOCABLE DISCRETIONARY TRUST on 05/01/2026

Trust sale example 7,000 shares DAVID S HOOKER TRUST on 05/01/2026

Reported proceeds-like figure 8,910.10 appears beside the 500-share line in the excerpt

Reported proceeds-like figure 124,741.40 appears beside the 7,000-share line in the excerpt

Transaction date 05/01/2026 trade date shown for the two trust entries

Key Terms

Private resale of control securities, Form 144, Irrevocable Discretionary Trust

3 terms

Private resale of control securities regulatory

"Private resale of control securities by estate of former control person"

Form 144 regulatory

"The filing is a Form 144 notice reporting a private resale"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Irrevocable Discretionary Trust financial

"TANIS S. HOOKER IRREVOCABLE DISCRETIONARY TRUST 3333 Deposit Drive"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the NPB Form 144 disclose?

It discloses a private resale of control securities tied to the estate of David S. Hooker, listing a Securities To Be Sold figure of 3850 and example trust sales dated 05/01/2026. The filing is a notice of proposed resale.

Who are the selling parties named in the excerpt for NPB?

The excerpt names estate-related trusts: Tanis S. Hooker Irrevocable Discretionary Trust and David S. Hooker Trust, each listed with transaction rows and share counts, indicating sales linked to the former control person’s estate.

What share amounts are shown in the filing excerpt?

The excerpt shows a Securities To Be Sold line with 3850, and two reported trust transactions of 500 shares and 7,000 shares, each dated 05/01/2026. Those numbers appear as the reported sale quantities in the excerpt.

Does the Form 144 confirm the sales were completed?

No. The notice indicates proposed or reported resale activity; the excerpt lists transaction dates and quantities but does not itself confirm settlement or final transfer. Completion would be shown in transfer or subsequent regulatory records.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/02/2026 - 05:29 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0002057486
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	NORTHPOINTE BANCSHARES INC
SEC File Number	001-42517
Address of Issuer	3333 DEPOSIT DRIVE NE GRAND RAPIDS MICHIGAN 49546
Phone	616-974-8491
Name of Person for Whose Account the Securities are To Be Sold	Hooker David Stevens
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Northern Trust Securities, Inc. 50 S LaSalle Street Chicago IL 60603	3850	67393.48	34581842	06/02/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	09/21/2017	Private resale of control securities by estate of former control person	David S. Hooker			3850	09/21/2017	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
TANIS S. HOOKER IRREVOCABLE DISCRETIONARY TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC.	05/01/2026	500	8910.10
DAVID S HOOKER TRUST 3333 Deposit Drive Northeast Grand Rapids MI 49546	NORTHPOINTE BANCSHARES INC	05/01/2026	7000	124741.40

144: Remarks and Signature

Remarks
Date of Notice	06/02/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	01/26/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ David S. Hooker
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)