Northpointe Bancshares director files initial Form 3

NORTHPOINTE BANCSHARES INC director Rodney E. Hood has filed an initial Form 3, which is a required statement of beneficial ownership for insiders.

Rhea-AI Filing Summary

NORTHPOINTE BANCSHARES INC director Rodney E. Hood has filed an initial Form 3, which is a required statement of beneficial ownership for insiders. This filing lists him as a director but does not report any share transactions or current holdings in this excerpt.

Key Terms

Form 3, beneficial ownership, reporting person

3 terms

Form 3 regulatory

"has filed an initial Form 3, which is a required statement"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

beneficial ownership financial

"Form 3, which is a required statement of beneficial ownership for insiders"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

reporting person regulatory

"focusing instead on his status as a reporting person"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Rodney E. Hood's Form 3 mean for NORTHPOINTE BANCSHARES (NPB)?

The filing shows Rodney E. Hood is a director of NORTHPOINTE BANCSHARES. Form 3 is an initial statement of beneficial ownership for insiders and establishes his reporting status but, in this excerpt, does not detail any specific share holdings or transactions.

Does the NPB Form 3 for Rodney E. Hood show any stock transactions?

No transactions are shown for Rodney E. Hood in this Form 3 excerpt. The transaction summary reports zero buys, sells, exercises, gifts, tax withholdings, or restructurings, indicating the filing serves only as an initial ownership statement here.

Is Rodney E. Hood a large shareholder of NORTHPOINTE BANCSHARES (NPB)?

In this Form 3 excerpt, Rodney E. Hood is identified as a director but not a ten percent owner. The data provided does not list any specific share balances or derivative positions, focusing instead on his status as a reporting person.

Are there any derivative securities reported for Rodney E. Hood in NPB's Form 3?

The derivative summary in this Form 3 excerpt is empty. That means no options, warrants, or other derivative securities are listed for Rodney E. Hood in the available data, and no derivative transactions are reported here.

What does a zero net buy/sell direction mean in the NPB Form 3 summary?

The net buy/sell direction is described as neutral because no transactions are reported. Buy, sell, exercise, gift, tax withholding, and restructuring counts and shares all show zero, so the filing simply establishes insider status without recording trades.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/16/2026 - 09:48 PM EDT Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Hood Rodney E.

(Last) (First) (Middle)

90 PARK AVENUE

14TH FLOOR

(Street)

NEW YORK NEW YORK 10016

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
02/27/2026

3. Issuer Name and Ticker or Trading Symbol
NORTHPOINTE BANCSHARES INC [ NPB ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit 24 - Power of Attorney

No securities are beneficially owned.

	/s/ Kevin J. Comps. Attorney-in-Fact	06/16/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)