[144] NRG ENERGY, INC. SEC Filing

Rhea-AI Filing Summary

NRG filed a Form 144 to sell $783,194.05 aggregate value of 5,000 shares of Common stock through Raymond James & Associates on 03/16/2026.

The filing lists multiple lots acquired as compensation with acquisition dates and quantities: 10/15/2024 (unknown lot size shown), 09/30/2024 (536 shares), and 01/02/2024 (1,061 and 1,374 shares). The securities are identified with CUSIP 214677543 and the transaction is reported for execution on the NYSE.

Insights

Securities Compliance Attorney

Routine Rule 144 resale filing reporting 5,000 shares and an aggregate value of $783,194.05.

The submission documents a resale under Rule 144 via Raymond James & Associates, citing CUSIP 214677543 and an execution date of 03/16/2026. The listed lots show acquisition dates and compensation-origin shares, which are relevant to the holding-period and manner-of-sale analysis under Rule 144.

Compliance focus: verify holding‑periods for the compensation lots and ensure any required representations and legend removal conditions are satisfied before transfer. Timing and broker execution details in subsequent confirmations will complete the compliance record.

Equity Capital Markets Analyst

Non‑material resale size by headline metrics; 5,000 shares reported for sale on the NYSE.

This Form 144 lists an aggregate consideration of $783,194.05 for 5,000 Common shares, indicating an average per‑share figure implicit in the filing. The entry identifies multiple compensation-acquired lots (536, 1,061, 1,374 shares) which supply provenance for the resale authorization.

Market impact: the disclosed quantity is small relative to typical public floats; subsequent trade prints will show actual execution method and price. Cash‑flow treatment and seller identity beyond the broker are not specified here.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Raymond James & Associates 880 Carillon Parkway St. Petersburg FL 33716	5000	783194.05	214677543	03/16/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	10/15/2024	Acquired as Comp	Issuer			2029	10/15/2024	Compensation
Common	09/30/2024	Acquired as Comp	Issuer			536	09/30/2024	Compensation
Common	01/02/2024	Acquired as Comp	Issuer			1061	01/02/2024	Compensation
Common	01/02/2024	Acquired as Comp	Issuer			1374	01/02/2024	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does NRG's Form 144 show about the number of shares being sold?

The Form 144 reports 5,000 shares of Common stock offered for resale with an aggregate value of $783,194.05. The filing identifies the broker as Raymond James & Associates and lists CUSIP 214677543 with an execution date of 03/16/2026.

Which acquisition lots are cited in the NRG Form 144 filing?

The filing lists compensation-acquired lots with dates and quantities: 09/30/2024 (536 shares), 01/02/2024 (1,061 and 1,374 shares). These lot entries document provenance for resale under Rule 144 and relate to holding‑period considerations.

Who is the broker handling the resale in the NRG Form 144?

The resale is reported through Raymond James & Associates, located at 880 Carillon Parkway, St. Petersburg, FL. The filing names the broker as the intermediary for the reported 5,000 share transaction on 03/16/2026.

Does the Form 144 disclose whether proceeds go to NRG or selling holders?

The Form 144 excerpt does not state proceeds allocation explicitly. It lists the broker, share count, and aggregate value, but the filing text provided does not indicate whether proceeds are paid to the issuer or to selling holders.