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NRG Energy (NRG) files Form 3 on EVP Caroline Golin’s RSUs and RPSUs

(Neutral)
(Neutral)
Form Type
3

Rhea-AI Filing Summary

NRG ENERGY, INC. reported the initial equity holdings of executive vice president and Chief Growth & Policy Officer Caroline Golin. Her direct holdings include 6,942 Restricted Stock Units (RSUs) and associated 21 Dividend Equivalent Rights (DERs), each economically equivalent to one share of common stock. She also holds 1,433 Relative Performance Stock Units (RPSUs) granted on June 15, 2026 under the company’s Long Term Incentive Plan, which are scheduled to vest on June 15, 2029, subject to performance conditions and are tied to common stock at a $0.0000 exercise price.

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Insider Golin Caroline
Role EVP, Chf Growth & Policy Offc
Type Security Shares Price Value
holding Relative Performance Stock Units F2 -- -- --
holding Common Stock, par value $.01 per share F1 -- -- --
Holdings After Transaction: Relative Performance Stock Units — 1,433 shares (Direct); Common Stock, par value $.01 per share — 6,942 shares (Direct)
Footnotes (2)
  1. F1. Includes 6,942 Restricted Stock Units (RSUs) issued by NRG Energy, Inc. under NRG Energy, Inc.'s Long Term Incentive Plan. Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01. Includes 21 Dividend Equivalent Rights (DERs). Each DER is the economic equivalent to one share of NRG Common Stock.
  2. F2. On June 15, 2026, the Reporting Person was issued 1,433 RPSUs by NRG under the LTIP that vest on June 15, 2029, subject to certain performance conditions.
Restricted Stock Units 6,942 units RSUs issued under NRG Energy, Inc.'s Long Term Incentive Plan; each equals one common share
Dividend Equivalent Rights 21 rights Each DER is the economic equivalent to one share of NRG common stock
Relative Performance Stock Units 1,433 units RPSUs issued June 15, 2026 under LTIP; vest on June 15, 2029, subject to performance conditions
RPSU Exercise Price $0.0000 Exercise price for Relative Performance Stock Units tied to NRG common stock
Restricted Stock Units (RSUs) financial
"Includes 6,942 Restricted Stock Units (RSUs) issued by NRG Energy, Inc."
Restricted stock units (RSUs) are a type of company promise to give employees shares of stock in the future, usually after certain conditions like working for a set time. They are like a gift promised today that you receive later, which can become valuable if the company's stock price goes up. RSUs matter because they are a way companies reward employees and can be a significant part of compensation.
Dividend Equivalent Rights (DERs) financial
"Includes 21 Dividend Equivalent Rights (DERs). Each DER is the economic equivalent"
Relative Performance Stock Units financial
"the Reporting Person was issued 1,433 RPSUs by NRG under the LTIP"
Relative performance stock units are a type of share-based pay that vests and pays out only if the company’s stock does better or worse than a predefined group of peers or a market benchmark over a set period. Imagine a race where rewards depend not on finishing time alone but on beating the other runners; for investors this matters because it links executives’ pay to competitive results and can dilute shares if large payouts occur.
Long Term Incentive Plan financial
"issued by NRG Energy, Inc. under NRG Energy, Inc.'s Long Term Incentive Plan."
A long term incentive plan is a company program that awards executives and key employees bonuses—often in stock, options, or cash—only if the business meets multi-year performance goals. It links management pay to company results—like tying a coach’s bonus to a team’s multi-season record—so investors monitor it for how leaders are motivated, potential share dilution, and signals about the company’s long-term priorities.

FAQ

What does NRG (NRG) disclose about Caroline Golin in this Form 3?

NRG ENERGY, INC. discloses that Caroline Golin is an EVP, Chief Growth & Policy Officer and reports her initial beneficial ownership in various equity awards tied to NRG common stock.

How many Restricted Stock Units does Caroline Golin hold at NRG (NRG)?

Caroline Golin holds 6,942 Restricted Stock Units (RSUs) issued under NRG’s Long Term Incentive Plan. Each RSU is equivalent in value to one share of NRG common stock, providing stock-based compensation aligned with shareholder interests.

What Dividend Equivalent Rights are reported for Caroline Golin at NRG (NRG)?

Her holdings include 21 Dividend Equivalent Rights (DERs). Each DER is described as the economic equivalent to one share of NRG common stock, reflecting dividend-related value on her stock-based awards.

How many Relative Performance Stock Units does Caroline Golin have at NRG (NRG)?

Caroline Golin was issued 1,433 Relative Performance Stock Units (RPSUs) on June 15, 2026 under NRG’s LTIP. These units are tied to NRG common stock and vest based on performance conditions through June 15, 2029.

When do Caroline Golin’s RPSUs at NRG (NRG) vest and what is the exercise price?

The 1,433 RPSUs granted to Caroline Golin are scheduled to vest on June 15, 2029, subject to performance conditions. They reference NRG common stock at an exercise price of $0.0000, typical for stock unit awards.

Are Caroline Golin’s NRG (NRG) equity awards held directly or indirectly?

The filing shows her RSUs, DERs and RPSUs as held with direct ownership. The positions listed in the Form 3 do not reference any intermediary entities or indirect ownership structures.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Golin Caroline

(Last)(First)(Middle)
804 CARNEGIE CENTER

(Street)
PRINCETON NEW JERSEY 08540

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
08/06/2026
3. Issuer Name and Ticker or Trading Symbol
NRG ENERGY, INC. [ NRG ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP, Chf Growth & Policy Offc
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, par value $.01 per share6,942(1)D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Relative Performance Stock Units06/15/202906/15/2029Common Stock, par value $.01 per share1,433(2)$0.0000D
Explanation of Responses:
1. Includes 6,942 Restricted Stock Units (RSUs) issued by NRG Energy, Inc. under NRG Energy, Inc.'s Long Term Incentive Plan. Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01. Includes 21 Dividend Equivalent Rights (DERs). Each DER is the economic equivalent to one share of NRG Common Stock.
2. On June 15, 2026, the Reporting Person was issued 1,433 RPSUs by NRG under the LTIP that vest on June 15, 2029, subject to certain performance conditions.
Christine Zoino, by Power of Attorney08/13/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)