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NRG Energy (NYSE: NRG) director awarded 1,557 deferred stock units in equity grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Pruner Alexandra reported acquisition or exercise transactions in this Form 4 filing.

NRG Energy director Alexandra Pruner received a grant of 1,557 Deferred Stock Units under the company’s Long-Term Incentive Plan. Each unit is equal in value to one share of NRG common stock and will be settled in shares when her service on the board ends.

After this award, she holds 32,680 shares directly, which include 3,370 Dividend Equivalent Rights, and 64 additional shares are reported as indirectly owned through her spouse. The filing reflects routine, compensation-related equity for continued board service rather than open-market trading.

Positive

  • None.

Negative

  • None.
Insider Pruner Alexandra
Role null
Type Security Shares Price Value
Grant/Award Common Stock, par value $.01 per share 1,557 $0.00 --
holding Common Stock, par value $.01 per share -- -- --
Holdings After Transaction: Common Stock, par value $.01 per share — 32,680 shares (Direct, null); Common Stock, par value $.01 per share — 64 shares (Indirect, By Spouse)
Footnotes (1)
  1. Represents 1,557 Deferred Stock Units issued to the Reporting Person under NRG Energy, Inc.'s Long-Term Incentive Plan. Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit they own upon termination of their service on NRG Energy, Inc.'s Board of Directors. Includes 3,370 Dividend Equivalent Rights.
Deferred Stock Units granted 1,557 units Grant under Long-Term Incentive Plan
Direct shares after transaction 32,680 shares Common stock including Dividend Equivalent Rights
Dividend Equivalent Rights 3,370 rights Included in direct holdings
Indirect shares via spouse 64 shares Indirect ownership by spouse
Award price per unit $0.0000 per unit Compensation grant with no cash paid by director
Deferred Stock Units financial
"Represents 1,557 Deferred Stock Units issued to the Reporting Person under NRG Energy, Inc.'s Long-Term Incentive Plan."
Deferred stock units are promises from a company to give an employee shares of stock at a future date, often after certain conditions are met or after leaving the company. They function like a form of delayed compensation, allowing employees to earn shares over time. For investors, they represent potential future ownership in the company, but do not provide immediate voting rights or dividends until the shares are actually received.
Long-Term Incentive Plan financial
"Deferred Stock Units issued to the Reporting Person under NRG Energy, Inc.'s Long-Term Incentive Plan."
A long-term incentive plan is a company program that pays executives or employees with stock, options, or cash tied to multi-year performance goals, where the rewards become theirs only after meeting conditions over time. Think of it as a delayed bonus or retirement-style reward that aligns employees’ interests with shareholders by encouraging them to boost long-term value; investors watch these plans because they affect pay costs, share dilution and management incentives.
Dividend Equivalent Rights financial
"Includes 3,370 Dividend Equivalent Rights."
Dividend equivalent rights are promises that mirror the cash payments shareholders get from a company’s profits, but they are paid to holders of certain awards (like stock options or restricted stock units) rather than to actual shares. Think of them as a paycheck top‑up that matches dividends while the award is not yet a real stock, and they matter to investors because they add to employee compensation costs and potential share dilution, affecting company profitability and per‑share value.
indirect ownership financial
"total_shares_following_transaction 64.0000, direct_or_indirect I, nature_of_ownership By Spouse"
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Pruner Alexandra

(Last)(First)(Middle)
804 CARNEGIE CENTER

(Street)
PRINCETON NEW JERSEY 08540

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
NRG ENERGY, INC. [ NRG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, par value $.01 per share06/01/2026A1,557(1)A$0.000032,680(2)D
Common Stock, par value $.01 per share64IBy Spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents 1,557 Deferred Stock Units issued to the Reporting Person under NRG Energy, Inc.'s Long-Term Incentive Plan. Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit they own upon termination of their service on NRG Energy, Inc.'s Board of Directors.
2. Includes 3,370 Dividend Equivalent Rights.
Christine Zoino, by Power of Attorney06/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did NRG (NRG) director Alexandra Pruner report in this Form 4?

Alexandra Pruner reported receiving 1,557 Deferred Stock Units as board compensation. Each unit equals one NRG common share and will be delivered in stock when her board service ends, increasing her direct equity-based position in the company.

How many NRG (NRG) shares does Alexandra Pruner hold after this transaction?

Following the reported grant, Alexandra Pruner holds 32,680 NRG shares directly and 64 shares indirectly through her spouse. The direct holdings total includes 3,370 Dividend Equivalent Rights that mirror dividend accruals on prior equity-based awards.

What are the 1,557 Deferred Stock Units reported by NRG (NRG) director Alexandra Pruner?

The 1,557 Deferred Stock Units are equity awards valued one-for-one with NRG common stock. She will receive one share of common stock for each unit when her service on NRG’s board ends, deferring delivery of the shares until that time.

Are Alexandra Pruner’s NRG (NRG) Deferred Stock Units an open-market purchase or sale?

The Deferred Stock Units are a compensation-related grant, not an open-market purchase or sale. They were issued under NRG’s Long-Term Incentive Plan at no cash cost, and will convert into shares when her board service terminates.

What are the 3,370 Dividend Equivalent Rights mentioned in NRG (NRG) director holdings?

The 3,370 Dividend Equivalent Rights track dividends on prior equity awards by crediting additional units. They are included within Alexandra Pruner’s 32,680 directly held shares and increase over time as dividends accrue on her deferred and similar awards.