STOCK TITAN

NRG Energy (NRG) CFO Bruce Chung Discloses Planned Stock Sales

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

NRG Energy EVP & CFO Bruce Chung reported open-market sales of company common stock. On January 7, 2026, he sold 5,000 NRG shares at a weighted average price of $153.2515 per share and a separate block of 7,383 shares at a weighted average price of $158.7937 per share. After these transactions, he directly owned 79,147 NRG shares. The filing notes that the trades were executed in multiple lots and that the reported prices are weighted averages, with full trade details available on request. The sales were carried out under a Rule 10b5-1 trading plan adopted by Chung.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Chung Bruce

(Last) (First) (Middle)
804 CARNEGIE CENTER

(Street)
PRINCETON NJ 08540

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
NRG ENERGY, INC. [ NRG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP & CFO
3. Date of Earliest Transaction (Month/Day/Year)
01/07/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value $.01 per share 01/07/2026 S 5,000(1) D $153.2515 86,530 D
Common Stock, par value $.01 per share 01/07/2026 S 7,383(1) D $158.7937 79,147 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. These transactions were executed in multiple trades. The prices reported reflect the weighted average sale prices. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
Christine Zoino, by Power of Attorney 01/08/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Who is the insider involved in this NRG (NRG) Form 4 filing?

The insider is Bruce Chung, who serves as Executive Vice President & Chief Financial Officer (EVP & CFO) of NRG Energy, Inc.

How many NRG Energy (NRG) shares did Bruce Chung sell on January 7, 2026?

On January 7, 2026, Bruce Chung reported two sales of NRG common stock: one of 5,000 shares and another of 7,383 shares, both reported as open-market sales.

At what prices were Bruce Chung’s NRG shares sold?

The 5,000 shares were sold at a weighted average price of $153.2515 per share, and the 7,383 shares were sold at a weighted average price of $158.7937 per share, based on multiple trade executions.

How many NRG Energy shares does Bruce Chung own after these transactions?

Following the reported transactions, Bruce Chung directly owned 79,147 shares of NRG Energy common stock.

Were Bruce Chung’s NRG stock sales made under a Rule 10b5-1 trading plan?

Yes. The filing states that the sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Bruce Chung.

What does the weighted average sale price mean in this NRG Form 4?

The filing explains that the transactions were executed in multiple trades. The prices reported for each line item are weighted average sale prices, and Chung has undertaken to provide full trade and price details upon request to the SEC staff, the issuer, or any security holder.

Are Bruce Chung’s NRG shares held directly or indirectly?

The Form 4 lists the ownership of the reported NRG shares as Direct (D), with no indirect ownership entity noted for these transactions.

Nrg Energy Inc.

NYSE:NRG

NRG Rankings

NRG Latest News

NRG Latest SEC Filings

NRG Stock Data

30.37B
190.20M
2.6%
95.96%
2.58%
Utilities - Independent Power Producers
Electric Services
Link
United States
HOUSTON