Butterfield Bank (NYSE: NTB) names U.S. representative for SEC shelf
Rhea-AI Filing Summary
The Bank of N.T. Butterfield & Son Limited has appointed Puglisi & Associates as its authorized representative in the United States, effective August 5, 2026, for purposes of its automatic shelf registration statement on Form F-3ASR (File no. 333-277362) and any amendments.
Exhibit 99.1 records the signature of Puglisi & Associates, through Managing Director Donald J. Puglisi, who is deemed to have signed the registration statement in Delaware on that date. The company states that this report and the exhibit are incorporated by reference into the registration statement.
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Key Terms
automatic shelf registration statement, Form F-3ASR, authorized representative, incorporated by reference
4 terms
automatic shelf registration statement regulatory
"for purposes of the Company’s automatic shelf registration statement on Form F-3ASR"
An automatic shelf registration statement is a pre-approved filing that companies submit to securities regulators, allowing them to sell new shares or bonds quickly and efficiently when needed. It acts like a standing permit, enabling the company to raise money without going through a lengthy approval process each time, which can be helpful for responding promptly to market opportunities or needs. For investors, it provides transparency about the company's ability to raise funds and signals planning flexibility.
Form F-3ASR regulatory
"automatic shelf registration statement on Form F-3ASR (File no. 333-277362)"
Form F-3ASR is a U.S. Securities and Exchange Commission filing that lets an eligible foreign company pre-register securities for sale to U.S. investors using the SEC’s automatic shelf process. Think of it like a pre-approved credit line: it gives the company the flexibility to raise money quickly when needed, which matters to investors because it can speed new share or bond offerings, affect supply of securities, and therefore influence share price and dilution risk.
authorized representative regulatory
"appointed as the Company’s authorized representative in the United States"
incorporated by reference regulatory
"Exhibit 99.1, is hereby incorporated by reference into Registration Statement"
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FAQ
What did The Bank of N.T. Butterfield & Son Limited (NTB) report on this Form 6-K?
The company reported appointing Puglisi & Associates as its U.S. authorized representative, effective August 5, 2026, for its automatic shelf registration statement on Form F-3ASR (File no. 333-277362), including any amendments to that registration statement.
Who is the new U.S. authorized representative for NTB’s Form F-3ASR registration?
Puglisi & Associates has been appointed as the U.S. authorized representative for The Bank of N.T. Butterfield & Son Limited’s automatic shelf registration statement on Form F-3ASR, effective August 5, 2026, covering the registration statement and any amendments.
What is the purpose of Puglisi & Associates’ role for NTB (NTB)?
Puglisi & Associates serves as NTB’s authorized representative in the United States for the bank’s automatic shelf registration statement on Form F-3ASR, handling signature and representation responsibilities in connection with that registration statement and its amendments.
When and where is NTB’s U.S. representative deemed to have signed the registration statement?
The authorized representative is deemed to have signed the Form F-3ASR registration statement in Delaware on August 5, 2026. Exhibit 99.1 records the signature of Donald J. Puglisi, Managing Director of Puglisi & Associates, in that capacity.