Butterfield Bank appoints U.S. registration representative

Accepted by SEC EDGAR 08/05/2026 - 04:47 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

The Bank of N.T. Butterfield & Son Limited has appointed Puglisi & Associates as its authorized representative in the United States, effective August 5, 2026, for purposes of its automatic shelf registration statement on Form F-3ASR (File no. 333-277362) and any amendments.

Exhibit 99.1 records the signature of Puglisi & Associates, through Managing Director Donald J. Puglisi, who is deemed to have signed the registration statement in Delaware on that date. The company states that this report and the exhibit are incorporated by reference into the registration statement.

Key Terms

automatic shelf registration statement, Form F-3ASR, authorized representative, incorporated by reference

4 terms

automatic shelf registration statement regulatory

"for purposes of the Company’s automatic shelf registration statement on Form F-3ASR"

An automatic shelf registration statement is a pre-approved filing that companies submit to securities regulators, allowing them to sell new shares or bonds quickly and efficiently when needed. It acts like a standing permit, enabling the company to raise money without going through a lengthy approval process each time, which can be helpful for responding promptly to market opportunities or needs. For investors, it provides transparency about the company's ability to raise funds and signals planning flexibility.

Form F-3ASR regulatory

"automatic shelf registration statement on Form F-3ASR (File no. 333-277362)"

Form F-3ASR is a U.S. Securities and Exchange Commission filing that lets an eligible foreign company pre-register securities for sale to U.S. investors using the SEC’s automatic shelf process. Think of it like a pre-approved credit line: it gives the company the flexibility to raise money quickly when needed, which matters to investors because it can speed new share or bond offerings, affect supply of securities, and therefore influence share price and dilution risk.

authorized representative regulatory

"appointed as the Company’s authorized representative in the United States"

incorporated by reference regulatory

"Exhibit 99.1, is hereby incorporated by reference into Registration Statement"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did The Bank of N.T. Butterfield & Son Limited (NTB) report on this Form 6-K?

The company reported appointing Puglisi & Associates as its U.S. authorized representative, effective August 5, 2026, for its automatic shelf registration statement on Form F-3ASR (File no. 333-277362), including any amendments to that registration statement.

Who is the new U.S. authorized representative for NTB’s Form F-3ASR registration?

Puglisi & Associates has been appointed as the U.S. authorized representative for The Bank of N.T. Butterfield & Son Limited’s automatic shelf registration statement on Form F-3ASR, effective August 5, 2026, covering the registration statement and any amendments.

What is the purpose of Puglisi & Associates’ role for NTB (NTB)?

Puglisi & Associates serves as NTB’s authorized representative in the United States for the bank’s automatic shelf registration statement on Form F-3ASR, handling signature and representation responsibilities in connection with that registration statement and its amendments.

How is Exhibit 99.1 related to NTB’s Form F-3ASR registration statement?

Exhibit 99.1 contains the executed signature page of the new U.S. authorized representative. NTB states that this Form 6-K, including Exhibit 99.1, is incorporated by reference into the automatic shelf registration statement on Form F-3ASR (File no. 333-277362).

When and where is NTB’s U.S. representative deemed to have signed the registration statement?

The authorized representative is deemed to have signed the Form F-3ASR registration statement in Delaware on August 5, 2026. Exhibit 99.1 records the signature of Donald J. Puglisi, Managing Director of Puglisi & Associates, in that capacity.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13A-16 OR 15D-16

UNDER THE SECURITIES EXCHANGE ACT OF 1934

For the month of August, 2026

Commission File Number: 001-37877

The Bank of N.T. Butterfield & Son Limited

(Translation of registrant’s name into English)

65 Front Street

Hamilton, HM 12

Bermuda

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F ý Form 40-F o

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): o

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): o

DOCUMENTS INCLUDED AS PART OF THIS FORM 6-K

Effective August 5, 2026, Puglisi & Associates has been appointed as The Bank of N.T. Butterfield & Son Limited’s (the “Company”) authorized representative in the United States for purposes of the Company’s automatic shelf registration statement on Form F-3ASR (File no. 333-277362), and any amendments thereto (the “Registration Statement”). A copy of the executed signature page of the new authorized representative is filed as Exhibit 99.1 to this Report on Form 6-K and incorporated herein by reference.

This Report on Form 6-K, including Exhibit 99.1, is hereby incorporated by reference into Registration Statement.

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Date: August 5, 2026			THE BANK OF N.T. BUTTERFIELD & SON LIMITED
			By:			/s/ Michael Schrum
			Name:			Michael Schrum
			Title:			President and Group Chief Financial Officer

2

EXHIBIT INDEX

Exhibit						Description
99.1						Appointment of U.S. Authorized Representative

3

Exhibit 99.1

SIGNATURE OF AUTHORIZED REPRESENTATIVE IN THE UNITED STATES

Pursuant to the United States Securities Act of 1933, as amended, the undersigned, the duly authorized representative in the United States for The Bank of N.T. Butterfield & Son Limited, is deemed to have signed the Registration Statement (File no. 333-277362) in Delaware on August 5, 2026.

PUGLISI & ASSOCIATES,

By:

/s/ Donald J. Puglisi

Name:

Donald J. Puglisi

Title:

Managing Director