Welcome to our dedicated page for Bank of N.T. Butterfield & Son SEC filings (Ticker: NTB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. Securities and Exchange Commission filings for The Bank of N.T. Butterfield & Son Limited ("Butterfield") (NYSE: NTB), a full-service bank and wealth manager headquartered in Hamilton, Bermuda. As a foreign private issuer, Butterfield files an annual report on Form 20-F and submits Form 6-K current reports that supply interim and event-driven information to investors.
Butterfield’s Form 6-K filings commonly include earnings releases, financial statements and earnings call presentations for specific quarters, such as the three months ended March 31, June 30 and September 30, as well as the year-end period. These documents explain net income, core net income, net interest income, non-interest income, efficiency ratios, capital ratios and balance sheet metrics, giving investors structured insight into the bank’s performance and risk profile.
The company also uses Form 6-K to furnish press releases on corporate actions, including new share repurchase programs approved by the Board of Directors, senior leadership appointments and Pillar 3 disclosures. For example, filings have attached press releases announcing a new ordinary share repurchase program and senior leadership changes, as well as a Pillar 3 report for a six-month period.
Through this filings page, users can monitor Butterfield’s capital management and regulatory reporting, including disclosures related to the adoption of the Basel Committee on Banking Supervision’s revised standardized approach for credit risk as required by the Bermuda Monetary Authority. Stock Titan enhances these filings with AI-powered summaries that highlight key figures, trends and risk factors, helping readers interpret lengthy documents more efficiently. Real-time updates from EDGAR ensure that new NTB 6-K and 20-F filings, along with any Form 4 insider transaction reports if filed, are quickly reflected and summarized for convenient review.
Bank of N.T. Butterfield & Son Ltd director John R. Wright has filed an initial Form 3 showing his stake in the company. The filing reports beneficial ownership of 10,102 common shares held directly, and reflects his position rather than any new buy or sell transaction.
Bank of N.T. Butterfield & Son Ltd’s Chief Executive Officer Michael W. Collins filed an initial insider report showing his existing equity position. He holds 121,243 common shares directly, plus several blocks of restricted stock units (RSUs) that each represent the right to receive one share upon vesting.
The RSU positions cover 171,186, 289,561, and 273,028 underlying shares, all at a conversion price of zero. Footnotes state that these RSUs either vest and settle or are forfeited, with vesting dates spanning August 9, 2026, February 12, 2027, February 10, 2028, February 9, 2029, and February 9, 2033, subject to continued service.
Bank of N.T. Butterfield & Son Ltd director and CFO Michael Schrum filed an initial ownership report detailing his equity holdings. The filing lists direct ownership of 202,039 common shares and multiple grants of restricted stock units.
He holds 242,666 and 155,235 restricted stock units, each representing a contingent right to receive one common share upon vesting and settlement. These units vest on dates including 12-Feb-2027, 10-Feb-2028, 9-Feb-2029, and 9-Feb-2030, subject to continued service, and do not expire but either vest or are forfeited.
Bank of N.T. Butterfield & Son Ltd director Stephen E. Cummings reported initial holdings of 5,149 restricted stock units (RSUs). Each RSU represents a contingent right to receive one common share upon vesting.
The RSUs have a stated exercise price of $0.00 and do not expire; they either vest and settle or are forfeited or cancelled before vesting. According to the disclosure, the RSUs vest 30 days after the grant date over two years, subject to continued service through each vesting period.
Bank of N.T. Butterfield & Son Ltd director Andrew Michael Henton has filed a Form 3 reporting his initial holdings in the company. The filing shows beneficial ownership of 667 common shares held directly, with no buy or sell transactions reported in this statement.
Bank of N.T. Butterfield & Son Ltd director Park Meroe Sunhee has reported direct ownership of 1,868 common shares. This filing is an initial statement of holdings and does not show any recent purchase or sale activity, only the size of the director’s reported position.
Bank of N.T. Butterfield & Son Ltd director Ingrid Pierce has filed an initial Form 3 reporting her ownership stake in the company. The filing shows she directly holds 6,539 common shares as of the reported date. This is a disclosure of existing holdings rather than a new purchase or sale.
Bank of N.T. Butterfield & Son Ltd director Alastair William Stewart Barbour has reported an initial holding of 24,927 common shares. The filing classifies this as a direct ownership position. This Form 3 serves to disclose his existing beneficial ownership rather than any new share purchase or sale.
Bank of N.T. Butterfield & Son Ltd director Mark T. Lynch has reported his share ownership in a new Form 3. He directly owns 224,794 common shares and has indirect ownership of 800 additional shares with voting rights and dispositive control. The filing records holdings only and does not report any recent share purchases or sales.
Bank of N.T. Butterfield & Son Ltd director Jana R. Schreuder filed an initial Form 3 reporting her ownership in the company. The filing shows she directly holds 13,235 common shares of Bank of N.T. Butterfield & Son Ltd following the reported position.